SFC Licenceholders of Maven Asia (Hong Kong) Limited
- compliance@mavensecurities.com
- Website
- www.mavensecurities.com
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CAI Wenjie 蔡文捷 | RE | 2 | 17 December 2020 | 14 January 2021 |
| CAI Wenjie 蔡文捷 | RE | 1 | 17 December 2020 | 14 January 2021 |
| CHAN Kwan Wah 陳君華 | RO | 2 | 20 December 2021 | 10 October 2023 |
| CHAN Kwan Wah 陳君華 | RO | 1 | 20 December 2021 | 10 October 2023 |
| CHAN Kwan Wah 陳君華 | RE | 2 | 18 January 2021 | 20 December 2021 |
| CHAN Kwan Wah 陳君華 | RE | 1 | 18 January 2021 | 20 December 2021 |
| CHEUNG Man Shun 張文信 | RE | 2 | 02 December 2019 | 01 April 2021 |
| CHEUNG Man Shun 張文信 | RE | 1 | 02 December 2019 | 01 April 2021 |
| CHO Bohwan | RE | 2 | 26 August 2021 | 01 July 2022 |
| CHO Bohwan | RE | 1 | 26 August 2021 | 01 July 2022 |
| CHOW Wesley Bowah | RE | 2 | 25 January 2019 | 01 September 2021 |
| CHOW Wesley Bowah | RE | 1 | 25 January 2019 | 01 September 2021 |
| DEAN Nicholas John | RE | 2 | 02 December 2019 | 12 July 2021 |
| DEAN Nicholas John | RE | 1 | 02 December 2019 | 12 July 2021 |
| EMMETT Anthony James | RO | 2 | 17 October 2017 | 01 June 2020 |
| EMMETT Anthony James | RO | 1 | 17 October 2017 | 01 June 2020 |
| FAVRE FELIX Adrien Pierre Louis | RE | 2 | 02 December 2019 | 01 September 2021 |
| FAVRE FELIX Adrien Pierre Louis | RE | 1 | 02 December 2019 | 01 September 2021 |
| GUO Yao 郭遥 | RE | 2 | 23 July 2021 | 31 October 2023 |
| GUO Yao 郭遥 | RE | 1 | 23 July 2021 | 31 October 2023 |
| HODGSON Jonathan Roy | RE | 2 | 08 February 2018 | 07 June 2018 |
| HODGSON Jonathan Roy | RE | 1 | 08 February 2018 | 07 June 2018 |
| LIU Li 劉力 | RE | 1 | 30 September 2020 | 27 April 2023 |
| LIU Li 劉力 | RE | 2 | 30 September 2020 | 27 April 2023 |
| LIU Yixi 劉怡汐 | RE | 2 | 19 January 2023 | 31 October 2023 |
| LIU Yixi 劉怡汐 | RE | 1 | 19 January 2023 | 31 October 2023 |
| LU Tim Haitian | RO | 2 | 21 August 2020 | 13 May 2021 |
| LU Tim Haitian | RO | 1 | 21 August 2020 | 13 May 2021 |
| LU Tim Haitian | RE | 2 | 17 July 2018 | 21 August 2020 |
| LU Tim Haitian | RE | 1 | 17 July 2018 | 21 August 2020 |
| MCCARTNEY Steven | RO | 2 | 17 October 2017 | 04 November 2022 |
| MCCARTNEY Steven | RO | 1 | 17 October 2017 | 04 November 2022 |
| MCNAMARA Cillian | RE | 1 | 23 September 2022 | 08 December 2022 |
| MCNAMARA Cillian | RE | 2 | 23 September 2022 | 08 December 2022 |
| PINSET Victor Balthazar | RE | 2 | 28 January 2022 | 31 October 2023 |
| PINSET Victor Balthazar | RE | 1 | 28 January 2022 | 31 October 2023 |
| POL Jos Henrik | RO | 2 | 14 November 2019 | 31 December 2021 |
| POL Jos Henrik | RO | 1 | 14 November 2019 | 31 December 2021 |
| POL Jos Henrik | RE | 2 | 17 October 2017 | 14 November 2019 |
| POL Jos Henrik | RE | 1 | 17 October 2017 | 14 November 2019 |
| QIAN John Ziang | RE | 2 | 15 February 2019 | 01 September 2021 |
| QIAN John Ziang | RE | 1 | 15 February 2019 | 01 September 2021 |
| SARNELLI Francois-olivier Robert J. | RE | 2 | 30 May 2022 | 05 September 2022 |
| SARNELLI Francois-olivier Robert J. | RE | 1 | 30 May 2022 | 05 September 2022 |
| SCAVERA Vincent | RE | 2 | 02 May 2018 | 06 January 2020 |
| SCAVERA Vincent | RE | 1 | 02 May 2018 | 06 January 2020 |
| SHAW Philip | RE | 2 | 02 March 2023 | 31 October 2023 |
| SHAW Philip | RE | 1 | 02 March 2023 | 31 October 2023 |
| SHAW Philip | RE | 2 | 21 July 2021 | 05 September 2022 |
| SHAW Philip | RE | 1 | 21 July 2021 | 05 September 2022 |
| TOON Ian Mark | RO | 2 | 17 October 2017 | 05 June 2018 |
| TOON Ian Mark | RO | 1 | 17 October 2017 | 05 June 2018 |
| WONG Cho Fung Alan 黃楚峯 | RE | 2 | 27 November 2018 | 11 November 2020 |
| WONG Cho Fung Alan 黃楚峯 | RE | 1 | 27 November 2018 | 11 November 2020 |
| WONG Mankuan | RO | 1 | 07 January 2022 | 31 October 2023 |
| WONG Mankuan | RO | 2 | 07 January 2022 | 31 October 2023 |
| WONG Mankuan | RE | 1 | 02 December 2021 | 07 January 2022 |
| WONG Mankuan | RE | 2 | 02 December 2021 | 07 January 2022 |
| WU Ho Fai | RE | 1 | 26 September 2018 | 19 December 2018 |
| WU Ho Fai | RE | 2 | 26 September 2018 | 19 December 2018 |
| WYSOCKI Michal Franciszek | RO | 2 | 25 August 2023 | 31 October 2023 |
| WYSOCKI Michal Franciszek | RO | 1 | 25 August 2023 | 31 October 2023 |
| ZHAO James Yi Zhao 趙一兆 | RE | 2 | 26 April 2018 | 14 May 2019 |
| ZHAO James Yi Zhao 趙一兆 | RE | 1 | 26 April 2018 | 14 May 2019 |