SFC Licenceholders of Legend Arb Advisors Limited 利臻投資顧問有限公司
- info@smartwise.com.hk
- Website
- www.smartwise.com.hk
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Licenceholders | Role | Licences | Start date | End date |
---|---|---|---|---|
CHAN Foet Sen, Tjoeti 陳慧斯 | RO | 5 | 19 July 2019 | |
CHAN Foet Sen, Tjoeti 陳慧斯 | RO | 4 | 19 July 2019 | |
CHAN Foet Sen, Tjoeti 陳慧斯 | RO | 9 | 29 August 2017 | |
CHAN Ka Hung 陳家鴻 | RE | 9 | 29 June 2020 | 01 December 2021 |
CHAN Ka Hung 陳家鴻 | RE | 5 | 29 June 2020 | 01 December 2021 |
CHAN Ka Hung 陳家鴻 | RE | 4 | 29 June 2020 | 01 December 2021 |
CHAU Ka Yue Kenneth 周家裕 | RE | 9 | 17 October 2019 | 20 July 2020 |
CHEN Ying 陳瑛 | RE | 9 | 21 April 2021 | 06 October 2021 |
CHEN Ying 陳瑛 | RE | 5 | 21 April 2021 | 06 October 2021 |
CHEN Ying 陳瑛 | RE | 4 | 21 April 2021 | 06 October 2021 |
CHENG Chih Hsiung Vincent 鄭智雄 | RE | 9 | 18 February 2022 | 31 October 2022 |
LI Yuna 李宇娜 | RE | 4 | 26 October 2023 | |
LI Yuna 李宇娜 | RE | 5 | 26 October 2023 | |
LI Yuna 李宇娜 | RE | 9 | 26 October 2023 | |
LI Yuna 李宇娜 | RO | 5 | 19 July 2019 | 26 October 2023 |
LI Yuna 李宇娜 | RO | 4 | 19 July 2019 | 26 October 2023 |
LI Yuna 李宇娜 | RO | 9 | 29 August 2017 | 26 October 2023 |
LIU Jiaxin 劉鎵欣 | RE | 4 | 29 April 2022 | |
LIU Jiaxin 劉鎵欣 | RE | 5 | 29 April 2022 | |
LIU Jiaxin 劉鎵欣 | RE | 9 | 29 April 2022 | |
MEIRA DE MORAIS Pedro Filipe | RO | 9 | 09 September 2020 | |
MEIRA DE MORAIS Pedro Filipe | RO | 5 | 09 September 2020 | |
MEIRA DE MORAIS Pedro Filipe | RO | 4 | 09 September 2020 | |
MEIRA DE MORAIS Pedro Filipe | RE | 5 | 03 October 2019 | 09 September 2020 |
MEIRA DE MORAIS Pedro Filipe | RE | 4 | 03 October 2019 | 09 September 2020 |
MEIRA DE MORAIS Pedro Filipe | RE | 9 | 24 April 2018 | 09 September 2020 |
SHI Ruichao 施瑞超 | RE | 9 | 24 November 2023 | 10 January 2024 |
SHI Ruichao 施瑞超 | RO | 9 | 10 January 2024 | |
SHI Ruichao 施瑞超 | RO | 5 | 10 January 2024 | |
SHI Ruichao 施瑞超 | RO | 4 | 10 January 2024 | |
SHI Ruichao 施瑞超 | RE | 5 | 24 November 2023 | 10 January 2024 |
SHI Ruichao 施瑞超 | RE | 4 | 24 November 2023 | 10 January 2024 |
SHI Ruichao 施瑞超 | RO | 9 | 08 September 2020 | 08 April 2022 |
SHI Ruichao 施瑞超 | RO | 5 | 08 September 2020 | 08 April 2022 |
SHI Ruichao 施瑞超 | RO | 4 | 08 September 2020 | 08 April 2022 |
SHI Ruichao 施瑞超 | RE | 5 | 03 October 2019 | 08 September 2020 |
SHI Ruichao 施瑞超 | RE | 4 | 03 October 2019 | 08 September 2020 |
SHI Ruichao 施瑞超 | RE | 9 | 18 September 2018 | 08 September 2020 |
SINHA Shubhojoy | RE | 5 | 31 January 2024 | |
SINHA Shubhojoy | RE | 4 | 31 January 2024 | |
SINHA Shubhojoy | RE | 9 | 31 January 2024 | |
SU Zhouting 蘇洲亭 | RE | 4 | 14 February 2024 | |
SU Zhouting 蘇洲亭 | RE | 5 | 14 February 2024 | |
SU Zhouting 蘇洲亭 | RE | 9 | 14 February 2024 | |
WONG Cheuk San 黃焯燊 | RE | 9 | 30 October 2018 | 16 March 2022 |
WONG Chun Yeung 王俊揚 | RE | 4 | 31 January 2024 | |
WONG Chun Yeung 王俊揚 | RE | 5 | 31 January 2024 | |
WONG Chun Yeung 王俊揚 | RE | 9 | 31 January 2024 | |
XIE Yuanyuan 謝园园 | RE | 9 | 20 September 2022 | |
XIE Yuanyuan 謝园园 | RE | 5 | 20 September 2022 | |
XIE Yuanyuan 謝园园 | RE | 4 | 20 September 2022 |