SFC Licenceholders of Theia Securities Limited 遠源證券有限公司
- office@theiasec.com
- Website
- http://www.theiasec.com/
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Licenceholders | Role | Licences | Start date | End date |
---|---|---|---|---|
CHAN Chi Ip 陳志業 | RO | 1 | 08 July 2022 | 14 February 2023 |
CHAN Chi Ip 陳志業 | RO | 4 | 08 July 2022 | 14 February 2023 |
CHAN Chi Ip 陳志業 | RO | 9 | 08 July 2022 | 14 February 2023 |
CHAU Heung Wing, Edmond 周向榮 | RO | 1 | 02 January 2018 | 22 February 2022 |
CHEN Dong Wen 陳棟文 | RO | 9 | 15 March 2024 | |
CHEN Dong Wen 陳棟文 | RE | 9 | 29 January 2024 | 15 March 2024 |
CHEN Dong Wen 陳棟文 | RE | 4 | 29 January 2024 | 15 March 2024 |
CHEN Dong Wen 陳棟文 | RE | 1 | 29 January 2024 | |
CHEN Dong Wen 陳棟文 | RO | 4 | 15 March 2024 | |
CHEN Junpeng 陳俊鵬 | RO | 1 | 19 September 2023 | |
CHEN Junpeng 陳俊鵬 | RO | 9 | 19 September 2023 | |
CHEN Junpeng 陳俊鵬 | RO | 4 | 19 September 2023 | |
CHEN Junpeng 陳俊鵬 | RE | 9 | 05 September 2023 | 19 September 2023 |
CHEN Junpeng 陳俊鵬 | RE | 1 | 29 May 2023 | 19 September 2023 |
CHEN Junpeng 陳俊鵬 | RE | 4 | 29 May 2023 | 19 September 2023 |
CHOY Sze Wai 蔡思慧 | RE | 1 | 08 February 2024 | |
CHOY Sze Wai 蔡思慧 | RE | 9 | 08 February 2024 | |
CHOY Sze Wai 蔡思慧 | RE | 4 | 08 February 2024 | |
LAI Hok Yin 賴學賢 | RO | 1 | 08 July 2022 | 31 July 2023 |
LAI Hok Yin 賴學賢 | RE | 4 | 08 March 2023 | 31 July 2023 |
LAI Kam Wo 黎錦和 | RO | 1 | 02 January 2018 | 31 October 2021 |
LI Kim Man 李劍文 | RO | 9 | 14 July 2020 | 31 October 2021 |
LI Kim Man 李劍文 | RO | 4 | 14 July 2020 | 31 October 2021 |
LI Pan Wing 李斌穎 | RE | 1 | 27 January 2023 | 08 February 2023 |
LI Pan Wing 李斌穎 | RO | 9 | 08 February 2023 | 15 August 2023 |
LI Pan Wing 李斌穎 | RO | 4 | 08 February 2023 | 15 August 2023 |
LI Pan Wing 李斌穎 | RO | 1 | 08 February 2023 | 15 August 2023 |
LI Pan Wing 李斌穎 | RE | 9 | 27 January 2023 | 08 February 2023 |
LI Pan Wing 李斌穎 | RE | 4 | 27 January 2023 | 08 February 2023 |
PUN Chun Fung 潘振鋒 | RE | 9 | 08 October 2020 | 31 October 2021 |
PUN Chun Fung 潘振鋒 | RE | 4 | 08 October 2020 | 31 October 2021 |
PUN Chun Fung 潘振鋒 | RE | 1 | 08 March 2018 | 31 October 2021 |
SHIH Yuen Chi 施婉智 | RO | 9 | 14 July 2020 | 31 October 2021 |
SHIH Yuen Chi 施婉智 | RO | 4 | 14 July 2020 | 31 October 2021 |
TSANG Kong Kit 曾江潔 | RO | 9 | 14 August 2023 | |
TSANG Kong Kit 曾江潔 | RO | 1 | 14 August 2023 | |
TSANG Kong Kit 曾江潔 | RO | 4 | 14 August 2023 | |
WAN Yuk Ling 尹玉玲 | RO | 9 | 12 November 2020 | 30 November 2022 |
WAN Yuk Ling 尹玉玲 | RO | 4 | 12 November 2020 | 30 November 2022 |
WAN Yuk Ling 尹玉玲 | RO | 1 | 12 November 2020 | 30 November 2022 |
WAN Yuk Ling 尹玉玲 | RE | 9 | 31 July 2020 | 12 November 2020 |
WAN Yuk Ling 尹玉玲 | RE | 4 | 31 July 2020 | 12 November 2020 |
WAN Yuk Ling 尹玉玲 | RE | 1 | 31 July 2020 | 12 November 2020 |
YUNG Ka Cheung 容家祥 | RO | 9 | 30 November 2022 | 21 September 2023 |
YUNG Ka Cheung 容家祥 | RO | 4 | 30 November 2022 | 21 September 2023 |
YUNG Ka Cheung 容家祥 | RE | 9 | 01 August 2022 | 30 November 2022 |
YUNG Ka Cheung 容家祥 | RE | 4 | 01 August 2022 | 30 November 2022 |
YUNG Ka Cheung 容家祥 | RE | 1 | 01 August 2022 | 30 November 2022 |
YUNG Ka Cheung 容家祥 | RO | 1 | 30 November 2022 | 21 September 2023 |
ZHAO Yue 趙悅 | RE | 9 | 18 April 2023 | 04 May 2023 |
ZHAO Yue 趙悅 | RO | 9 | 04 May 2023 | 26 February 2024 |