SFC Licenceholders of China Pinnacle Equity Management Limited 源峰基金管理有限公司
- compliance@cpe-fund.com
- Website
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CAO Xiangwei 曹湘薇 | RE | 9 | 02 July 2020 | 16 March 2021 |
| CAO Xiangwei 曹湘薇 | RE | 4 | 02 July 2020 | 16 March 2021 |
| CHAN Ka Ming 陳嘉銘 | RO | 4 | 20 December 2018 | 31 August 2020 |
| CHAN Ka Ming 陳嘉銘 | RO | 9 | 13 December 2017 | 31 August 2020 |
| GENG Hua 耿華 | RO | 9 | 03 December 2021 | 31 January 2024 |
| GENG Hua 耿華 | RO | 4 | 03 December 2021 | 31 January 2024 |
| HAN Bing 韩冰 | RE | 9 | 05 March 2024 | |
| HAN Bing 韩冰 | RE | 4 | 05 March 2024 | |
| HE Yunfan 何云帆 | RO | 9 | 24 August 2020 | 01 June 2022 |
| HE Yunfan 何云帆 | RO | 4 | 24 August 2020 | 01 June 2022 |
| HE Yunfan 何云帆 | RE | 9 | 09 July 2020 | 24 August 2020 |
| HUANG Cindy | RO | 9 | 15 December 2021 | 14 June 2022 |
| HUANG Cindy | RO | 4 | 15 December 2021 | 14 June 2022 |
| HUS Chia Ching 徐嘉慶 | RO | 9 | 30 November 2023 | |
| HUS Chia Ching 徐嘉慶 | RO | 4 | 30 November 2023 | |
| HUS Chia Ching 徐嘉慶 | RE | 9 | 07 November 2023 | 30 November 2023 |
| HUS Chia Ching 徐嘉慶 | RE | 4 | 07 November 2023 | 30 November 2023 |
| KIM Yong Moon | RO | 4 | 20 December 2018 | 25 January 2019 |
| KIM Yong Moon | RO | 9 | 13 December 2017 | 25 January 2019 |
| LI Kaiyan 李開顏 | RE | 9 | 21 October 2020 | 31 May 2022 |
| LI Kaiyan 李開顏 | RE | 4 | 21 October 2020 | 31 May 2022 |
| LIU Ying 劉穎 | RO | 9 | 19 February 2024 | |
| LIU Ying 劉穎 | RO | 4 | 19 February 2024 | |
| LIU Ying 劉穎 | RE | 9 | 01 February 2024 | 19 February 2024 |
| LIU Ying 劉穎 | RE | 4 | 01 February 2024 | 19 February 2024 |
| LO Kam Yan, Helen 勞錦欣 | RO | 9 | 18 April 2019 | 31 August 2020 |
| LO Kam Yan, Helen 勞錦欣 | RO | 4 | 18 April 2019 | 31 August 2020 |
| NI Fei 倪霏 | RO | 4 | 14 August 2023 | |
| NI Fei 倪霏 | RE | 4 | 01 June 2021 | 14 August 2023 |
| NI Fei 倪霏 | RO | 4 | 23 November 2020 | 01 June 2021 |
| NI Fei 倪霏 | RO | 9 | 23 November 2020 | |
| SUN Fengqiang 孫鳳強 | RO | 9 | 24 August 2020 | 18 May 2021 |
| SUN Fengqiang 孫鳳強 | RO | 4 | 24 August 2020 | 18 May 2021 |
| SUN Fengqiang 孫鳳強 | RE | 9 | 09 July 2020 | 24 August 2020 |
| SUN Fengqiang 孫鳳強 | RE | 4 | 09 July 2020 | 24 August 2020 |
| WANG Bo 王博 | RE | 9 | 09 July 2020 | 28 January 2022 |
| WANG Bo 王博 | RE | 4 | 09 July 2020 | 28 January 2022 |
| WU Hongqi 吳宏奇 | RO | 9 | 28 August 2020 | 30 September 2023 |
| WU Hongqi 吳宏奇 | RO | 4 | 28 August 2020 | 30 September 2023 |
| WU Hongqi 吳宏奇 | RE | 9 | 09 July 2020 | 28 August 2020 |
| WU Hongqi 吳宏奇 | RE | 4 | 09 July 2020 | 28 August 2020 |
| YAO Deyin 姚德印 | RO | 9 | 28 June 2022 | |
| YAO Deyin 姚德印 | RE | 9 | 10 March 2022 | 28 June 2022 |
| YAO Deyin 姚德印 | RE | 4 | 10 March 2022 |