Current licenceholders of BLJ905 CM Securities Asset Management Limited 中民證券資產管理有限公司
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholder | Role | Licences | Start date |
|---|---|---|---|
| KAM Ka Wah 甘家驊 | RO | 9 (Asset Management), 4 (Advising on Securities) | 2021-02-26 |
| GUO Yanming 郭雁鳴 | RE | 9 (Asset Management), 4 (Advising on Securities) | 2021-02-01 |
| YAN Chongzhou 顏崇周 | RE | 4 (Advising on Securities), 9 (Asset Management) | 2020-11-09 |
| LUI Kin Wai 呂健威 | RO | 4 (Advising on Securities), 9 (Asset Management) | 2020-09-30 |
| SONG Zhengtang 宋正堂 | RO | 9 (Asset Management), 4 (Advising on Securities) | 2019-10-21 |