SFC Licenceholders of Capstone Investment Advisors (HK) Limited
- [email protected]
- Website
- https://www.capstoneco.com/
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BURKE Sean Patrick | RO | 9 | 27 November 2023 | |
| WONG Yiu Chi 王耀志 | RE | 9 | 22 November 2023 | |
| GUPTA Abhishek | RO | 9 | 20 November 2023 | |
| SHARMA Rohit | RE | 9 | 12 August 2022 | |
| YU Tak Hei 余德熙 | RE | 9 | 01 August 2022 | |
| WONG Yu Fung 黃汝峰 | RE | 9 | 21 July 2022 | |
| BORDONI Alain Cesare | RO | 9 | 24 May 2022 | |
| LLOYD John Bradley | RO | 9 | 24 May 2022 | |
| TAM Chung Fai, Josiah 譚仲暉 | RO | 9 | 07 July 2023 | 14 July 2023 |
| TAM Chung Fai, Josiah 譚仲暉 | RE | 9 | 28 July 2022 | 07 July 2023 |
| NICOLETTI Nicola | RE | 9 | 07 June 2022 | 18 May 2023 |