Hong Kong SFC licence guru

Current licenceholders of SFC institution AAB629, Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

LicenceholderRoleLicencesStart date
STANICA Adrian REAdvising on Securities (4)
STANICA Adrian REDealing in Securities (1)
HATANAKA Asako REDealing in Securities (1)
HATANAKA Asako REAdvising on Securities (4)
SHIBATA Tatsuhiro RODealing in Securities, Dealing in Futures Contracts, Advising on Securities (1, 2, 4)
CHOI Sing Hin 蔡承軒REDealing in Securities, Advising on Securities (1, 4)
ARAI Naoki REAdvising on Securities (4)
WONG Wesley Tze-ho 黃志豪REAdvising on Securities (4)
OHTA Tomoko REAdvising on Securities (4)
ARAI Naoki REDealing in Securities (1)
CHU Man Kuen, Maggie 朱文娟REDealing in Securities, Dealing in Futures Contracts (1, 2)
LAM King Tai 林景泰RODealing in Securities, Advising on Securities (1, 4)
CHIRIKIRI Soichi REDealing in Securities, Advising on Securities (1, 4)
LAM King Tai 林景泰REDealing in Futures Contracts (2)
OHTA Tomoko REDealing in Securities (1)
WONG Wesley Tze-ho 黃志豪REDealing in Securities (1)
GO Yoshinori 鄉喜順RODealing in Securities, Dealing in Futures Contracts, Advising on Securities (1, 2, 4)
YOKOYAMA Hisanori 橫山久範REAdvising on Securities (4)