Hong Kong SFC licence guru

Current licenceholders of SFC institution AAF351, Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

LicenceholderRoleLicencesStart date
YAO Chi 姚池REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
WONG Sui Man 黃瑞文REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
WANG Lu 王璐REAsset Management (9)
WANG Lu 王璐REAdvising on Securities (4)
WEN Xuanhao 文炫皓REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
TANAKA Eiji 田中榮治REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
KUBO Seisaku RODealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
SHEK Wing Man 石詠文REAdvising on Securities, Asset Management (4, 9)
KAWAMURA Takahiro RODealing in Securities (1)
SUN Liang 孫亮RODealing in Securities (1)
SZE Bowen 施寶賢REAdvising on Securities, Asset Management (4, 9)
LAU Lynch 劉念慈RODealing in Securities (1)
SUN Liang 孫亮ROAdvising on Securities, Asset Management (4, 9)
KAWAMURA Takahiro ROAdvising on Securities, Asset Management (4, 9)
LAW Wing Sze 羅穎思REAdvising on Securities (4)
LAU Lynch 劉念慈REAdvising on Securities, Asset Management (4, 9)
LAW Wing Sze 羅穎思REAsset Management (9)