Hong Kong SFC licence guru

Current licenceholders of SFC institution AAF684, HSBC Global Asset Management (Hong Kong) Limited

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

LicenceholderRoleLicencesStart date
WONG Isabella 王紫穎REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
DAVEY Alexander Rupert Gabriel REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
WONG Beth Man 黃曼REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
ZHANG Qing 張清REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
LAU Tak Yee, Lucia 劉德怡REAsset Management (9)
SPENCE Susannah Mary REAdvising on Securities, Asset Management (4, 9)
LAI Hei Ting 黎晞亭REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
OWEN Ruth 翁煥REAdvising on Securities, Asset Management (4, 9)
MA Yan Ying 馬銦楹REDealing in Securities (1)
LIU Ruby Ching Yee 廖靖怡REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
LAU Tak Yee, Lucia 劉德怡REDealing in Securities, Advising on Securities (1, 4)
MA Yan Ying 馬銦楹REAdvising on Securities, Asset Management (4, 9)
OWEN Ruth 翁煥REDealing in Securities (1)
HUI Yuen Fai, Mannix 許遠暉REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
YUEN Kelvin Kwan Tai 袁鈞泰REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
LEW Kyunghyun 柳炅鉉REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
NG Tsz Kin, William 吳子健REDealing in Securities, Advising on Securities, Advising on Futures Contracts, Asset Management (1, 4, 5, 9)
CHEN Stanley REDealing in Securities, Advising on Securities (1, 4)
KWONG Siu Chung 鄺紹聰REAsset Management (9)
TANG Kwok Yee, Christine 鄧幗意REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
BECK-PETERSEN Soren REAsset Management (9)
TANG Vivian Lok Sze 鄧樂詩REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
CHEN Stanley REAsset Management (9)
YUEN Man In 袁敏妍REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
KWONG Siu Chung 鄺紹聰REDealing in Securities, Advising on Securities (1, 4)
LEE Yee Man, Cheris 李綺雯REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
CHAN Ut Ieong 陳悅楊REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
AU Wilson Wai Kwan 歐維鈞REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
SHAH Sanjay Bharat REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
PAN Jingjing 潘晶晶REDealing in Securities (1)
SO Shin Yuk 蘇倩玉REAsset Management (9)
CHOW Wing Yan 周詠恩REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
SO Shin Yuk 蘇倩玉REDealing in Securities, Advising on Securities (1, 4)
PAN Jingjing 潘晶晶REAdvising on Securities, Asset Management (4, 9)
WONG Chi Wai 黃志偉REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
WAN Lingyan 萬玲豔REDealing in Securities, Asset Management (1, 9)
SOO Jamie Wan Jung 蘇文駿REDealing in Securities, Asset Management (1, 9)
LUI Anne 呂安妮REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
LIN Xinyue 林心悦REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
WAN Lingyan 萬玲豔REAdvising on Securities (4)
SOO Jamie Wan Jung 蘇文駿REAdvising on Securities (4)
LAO Chan Wa 留振華REDealing in Securities, Dealing in Futures Contracts, Advising on Securities, Advising on Futures Contracts, Asset Management (1, 2, 4, 5, 9)
BRACH Loic Yves Aurelien REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
WONG Yuen Ting, Brenda REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
ZHAO Yao 趙耀REAdvising on Securities, Asset Management (4, 9)
LIN Edith 林祥玲REAsset Management (9)
BOTELHO BASTOS Pedro Augusto RODealing in Futures Contracts, Advising on Futures Contracts (2, 5)
LEE Tsz Ho 李梓豪REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
VARGA Anita RODealing in Securities, Advising on Securities (1, 4)
LIN Edith 林祥玲REDealing in Securities, Advising on Securities (1, 4)
BROWN Alison Rosemary RODealing in Securities, Advising on Securities (1, 4)
WONG Kar Po 黃家寶REDealing in Securities, Advising on Securities (1, 4)
CHEUNG Yee Lung, Chantel 張懿濃REDealing in Securities, Dealing in Futures Contracts, Advising on Securities (1, 2, 4)
CHEUNG Yee Lung, Chantel 張懿濃REAsset Management (9)
LEUNG Pui Man 梁佩雯REDealing in Securities, Asset Management (1, 9)
KONG Yan 江欣REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
CHEN Emily REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
LUAN Tian 栾天REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
ULLATIL Parvathy Pratap Kumar REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
HUNG Yee Ting, Jasmine 洪綺婷REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
NG Chi Chung 吳志聰REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
HAK Stephanie Chung Man 郝頌汶REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
LAM Pui Yan 林貝欣REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
DUGGAL Sanjiv RODealing in Securities, Advising on Securities, Advising on Futures Contracts, Asset Management (1, 4, 5, 9)
LARSEN Michael Jeremy REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
HAN Bin 韓檳REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
LI Kaiyan 李開顏REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
KWAN Kin Shing 關健成REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
CHONG Yeh Ling REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
VISEUX Martin, Patrick, Marie, Guillaume REDealing in Securities, Dealing in Futures Contracts, Advising on Securities, Advising on Futures Contracts, Asset Management (1, 2, 4, 5, 9)
LO Pui Ki 勞佩琪REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
CHAN Suk Man 陳淑敏RODealing in Securities, Advising on Securities, Advising on Futures Contracts, Asset Management (1, 4, 5, 9)
CHOW Dik Yui 周迪銳REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
CHEN Yi-Chun 陳怡君REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
TSANG Tak Yung Raymond 曾德庸REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
TSE Ka Lee 謝嘉莉REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
HO May Wai, Judy 何美蕙REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
WANG Dong 王棟REDealing in Securities, Advising on Securities (1, 4)
LEE Kwan Tung, Jeanette 李君彤REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
BECK-PETERSEN Soren REDealing in Securities, Advising on Securities (1, 4)
BROWN Alison Rosemary REAsset Management (9)
LIM Ji Youn 林智娟REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
CONXICOEUR Patrice Pierre Henri REDealing in Securities, Advising on Securities, Advising on Futures Contracts, Asset Management (1, 4, 5, 9)
SZE Woon Sang 史煥生REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
MALDONADO-CODINA Guillermo Eduardo RODealing in Futures Contracts (2)
CHUNG Kyung Il REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
WONG Wing Hoi Jane 黃穎凱REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
TSENG Bao Ji, Alexander 曾寶基REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
MOUADINE Fouad REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
CHOI Kar Lam 蔡嘉霖REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
KURAYA Kenshi REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
LIN Michelle 林旻璇REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
KOON Fong Ming 官晃名REAdvising on Futures Contracts (5)
VARGA Anita REAsset Management (9)
LUTHRA Vandana REDealing in Securities, Advising on Securities, Advising on Futures Contracts, Asset Management (1, 4, 5, 9)
MEHTA Nilang Jitendra REDealing in Securities, Advising on Securities, Advising on Futures Contracts, Asset Management (1, 4, 5, 9)
BOURKE Simon Alexander REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
LAM Fung Ling 林鋒凌REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
BOTELHO BASTOS Pedro Augusto RODealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
HOR Hon Lam 賀漢霖REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
YUEN Kayla 袁熙棠REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
MANAKTALA Aneesh REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
GIBB David Thomas REDealing in Futures Contracts, Advising on Futures Contracts (2, 5)
VIET Nadia REDealing in Futures Contracts (2)
CHEN Tianqi REDealing in Securities, Advising on Securities, Advising on Futures Contracts, Asset Management (1, 4, 5, 9)
LAU Wing Wa 劉詠華REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
LEE Wai Nam, Bonnie 李慧楠REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
WOON Chien Hoong 溫振鴻REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
NARAYAN Anand Venkatachalam REDealing in Securities, Dealing in Futures Contracts, Advising on Securities, Asset Management (1, 2, 4, 9)
CHAU Ka Ying 巢家瑩REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
DUGGAL Sanjiv REDealing in Futures Contracts (2)
YIP Kam Kay 葉錦基REDealing in Securities (1)
LEE Yuk Wah 李玉華REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
JUNG Jay Won 鄭在原REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
LEE Suen Chun 李選進REAdvising on Securities, Asset Management (4, 9)
VIET Nadia REDealing in Securities, Advising on Securities, Advising on Futures Contracts, Asset Management (1, 4, 5, 9)
KOON Fong Ming 官晃名REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
CHEUNG Hing Ying, Jessica 張卿瑩REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
LIEVORE Herve REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
LEVY James Samuel RODealing in Securities, Advising on Securities (1, 4)
MALDONADO-CODINA Guillermo Eduardo ROAdvising on Securities (4)
LAM Sau Wai, Sabrina 林修慧REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
CHEN Ying-jo 陳瑩若REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
LAI Siu Yan 賴少忍RODealing in Securities, Dealing in Futures Contracts (1, 2)
YEOH Seok Poh 楊淑寶REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
NGAI Tak Sing, Alfred 魏德星REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
CHOONG Chee Ming REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
LUNT Geoffrey Paul REDealing in Securities (1)
LIU Yawen 劉雅雯REDealing in Securities (1)
ALLEN Elizabeth Anne 林安妮REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
LEE Yi Wan Yvonne 利綺芸REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
GOULD Denis James RODealing in Securities, Dealing in Futures Contracts, Advising on Securities, Advising on Futures Contracts, Asset Management (1, 2, 4, 5, 9)
MALDONADO-CODINA Guillermo Eduardo RODealing in Securities, Advising on Futures Contracts, Asset Management (1, 5, 9)
LEVY James Samuel RODealing in Futures Contracts (2)
LUNT Geoffrey Paul REAdvising on Securities, Asset Management (4, 9)
YIP Kam Kay 葉錦基REAdvising on Securities, Asset Management (4, 9)
LEVY James Samuel REAsset Management (9)
YUAN Joy Fangyue 袁方悅REAdvising on Securities, Advising on Futures Contracts, Asset Management (4, 5, 9)
MUNG Wing Kee 蒙榮基REDealing in Futures Contracts (2)
MOK Nga Bong, Bosco 莫雅邦REDealing in Futures Contracts (2)
LIU Yawen 劉雅雯REAdvising on Securities, Asset Management (4, 9)
LEUNG Pui Man 梁佩雯REAdvising on Securities (4)
CHAN Po Chi, Cecilia 陳寶枝RODealing in Futures Contracts (2)
LEAP Ming REDealing in Securities, Advising on Securities, Advising on Futures Contracts, Asset Management (1, 4, 5, 9)
TSANG Nap Yin 曾納賢REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
WONG Hok Yuen 黃學炫REDealing in Securities, Advising on Securities, Advising on Futures Contracts, Asset Management (1, 4, 5, 9)
CHAN Po Chi, Cecilia 陳寶枝RODealing in Securities, Advising on Futures Contracts (1, 5)
MUI Lap Chung, Alfred 梅立中REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
KWAN Man Chung 關文聰REAdvising on Securities, Asset Management (4, 9)
FUNG Ka Wai, Elina 馮家慧REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
CHAN Debbie Ka Yee 陳嘉怡REAdvising on Securities, Asset Management (4, 9)
TSANG Sze Wai, Karen 曾思慧REDealing in Securities (1)
PANG So Sum, Rio 彭素心REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
MAK Ka Ying 麥嘉盈REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
MUNG Wing Kee 蒙榮基REDealing in Securities (1)
GIBB David Thomas REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
RODRIGUES Gordon Pierre REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
CHAN Chi Nang 陳志能REDealing in Securities, Asset Management (1, 9)
CHAN Chi Nang 陳志能REAdvising on Securities (4)
LUK Wai Shum 陸慧心REDealing in Securities, Asset Management (1, 9)
NG Hung Leuk 吳雄畧REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
LUK Wai Shum 陸慧心REAdvising on Securities (4)
LI Chi Yan, Cecil 李志仁REDealing in Securities (1)
KO Wai Man 高偉文REDealing in Securities (1)
MOK Nga Bong, Bosco 莫雅邦REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
SO Chun Chung, Tony 蘇振中REDealing in Securities (1)
CHAU Wing Yu, Lydia 周穎愉REDealing in Securities (1)
LI Shuk Ling 李淑玲REDealing in Securities (1)
SPENCE Susannah Mary REDealing in Securities (1)
LEE Hubert Wai Hon 李威漢REAsset Management (9)
LEE Hubert Wai Hon 李威漢REAdvising on Securities (4)
CHAN Po Chi, Cecilia 陳寶枝ROAdvising on Securities, Asset Management (4, 9)
LI Shuk Ling 李淑玲REAdvising on Securities, Asset Management (4, 9)
KO Wai Man 高偉文REAdvising on Securities, Asset Management (4, 9)
TSANG Sze Wai, Karen 曾思慧REAdvising on Securities, Asset Management (4, 9)
LI Chi Yan, Cecil 李志仁REAdvising on Securities, Asset Management (4, 9)
SO Chun Chung, Tony 蘇振中REAdvising on Securities, Asset Management (4, 9)
CHAU Wing Yu, Lydia 周穎愉REAdvising on Securities, Asset Management (4, 9)
LAI Siu Yan 賴少忍REAdvising on Securities, Asset Management (4, 9)
MUNG Wing Kee 蒙榮基REAdvising on Securities, Asset Management (4, 9)