Hong Kong SFC licence guru

Current licenceholders of SFC institution AAG176, RBC Investment Services (Asia) Limited 加皇投資理財有限公司

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

LicenceholderRoleLicencesStart date
YEUNG Sau Yin 楊秀賢REDealing in Securities (1)
LAM Wai Shing 林韋成REDealing in Securities, Dealing in Futures Contracts, Advising on Securities, Advising on Futures Contracts (1, 2, 4, 5)
KWAN Cheuk Shing 關卓誠REDealing in Securities (1)
NG Calvin Cheuk Sing 吳卓乘REDealing in Securities (1)
KA Shui Pung, Francis 賈樹彬REDealing in Securities, Dealing in Futures Contracts, Advising on Securities, Advising on Futures Contracts (1, 2, 4, 5)
PAU William 鮑威林REDealing in Securities, Advising on Securities (1, 4)
CHING Yuk Shan, Maggie 程玉珊REDealing in Securities, Dealing in Futures Contracts, Advising on Securities, Advising on Futures Contracts (1, 2, 4, 5)
TSE Si Man 謝蕬蔓REDealing in Securities, Dealing in Futures Contracts, Advising on Securities, Advising on Futures Contracts (1, 2, 4, 5)
JUNG Il Suk 鄭日錫REDealing in Securities, Dealing in Futures Contracts, Advising on Securities, Advising on Futures Contracts (1, 2, 4, 5)
HO Ting Lok 何珽珞REDealing in Futures Contracts, Advising on Futures Contracts (2, 5)
QUINT Pascal Michael REDealing in Securities, Dealing in Futures Contracts, Advising on Securities, Advising on Futures Contracts (1, 2, 4, 5)
WONG Wing Ki Winky 王泳棋REAdvising on Securities, Advising on Futures Contracts (4, 5)
CHEN Ping 陳平REDealing in Securities, Dealing in Futures Contracts, Advising on Securities, Advising on Futures Contracts (1, 2, 4, 5)
HO Ting Lok 何珽珞REDealing in Securities, Advising on Securities (1, 4)
WONG Wing Ki Winky 王泳棋REDealing in Securities, Dealing in Futures Contracts (1, 2)
TAI Te-Chun 戴德群REDealing in Securities, Dealing in Futures Contracts, Advising on Securities, Advising on Futures Contracts (1, 2, 4, 5)
DUAN Nairong 段乃榕REDealing in Securities, Advising on Securities (1, 4)
LEE Kin Lok 李健樂REDealing in Securities, Dealing in Futures Contracts, Advising on Securities, Advising on Futures Contracts (1, 2, 4, 5)
KAWANO Hiroshi 川野洋REDealing in Securities, Dealing in Futures Contracts, Advising on Securities, Advising on Futures Contracts (1, 2, 4, 5)
KWAN Cheuk Shing 關卓誠REAdvising on Securities (4)
KA Yue See, Eugene 賈雨時REDealing in Securities, Advising on Securities (1, 4)
ZHAO Jingjing 趙晶晶REDealing in Securities, Advising on Securities (1, 4)
SIU Lok Lun Lawrence 蕭樂倫REDealing in Securities, Dealing in Futures Contracts, Advising on Securities, Advising on Futures Contracts (1, 2, 4, 5)
WU Chi Leung 胡智良REDealing in Futures Contracts, Advising on Futures Contracts (2, 5)
WONG Yik Shing 黃奕成REDealing in Securities, Dealing in Futures Contracts, Advising on Securities, Advising on Futures Contracts (1, 2, 4, 5)
IRWIN Samuel Mark REDealing in Futures Contracts, Advising on Futures Contracts (2, 5)
CHARK Chi Wing, Alexis 翟志榮RODealing in Securities, Dealing in Futures Contracts, Advising on Securities, Advising on Futures Contracts (1, 2, 4, 5)
CHIM Yat Kan 詹逸瑾REDealing in Futures Contracts, Advising on Futures Contracts (2, 5)
IRWIN Samuel Mark REDealing in Securities, Advising on Securities (1, 4)
NG Calvin Cheuk Sing 吳卓乘REAdvising on Securities (4)
CHIM Yat Kan 詹逸瑾REDealing in Securities, Advising on Securities (1, 4)
GOH Kian Liem, Joel 吳鍵林RODealing in Securities, Dealing in Futures Contracts, Advising on Securities, Advising on Futures Contracts (1, 2, 4, 5)
WONG Suk Man 黃淑敏REDealing in Securities, Advising on Securities (1, 4)
TANG Ka Yin 鄧嘉燕REDealing in Securities, Advising on Securities (1, 4)
LEUNG Andy 梁健儀REDealing in Securities, Dealing in Futures Contracts, Advising on Securities, Advising on Futures Contracts (1, 2, 4, 5)
NOCHE Leo Cyril D. REDealing in Securities, Dealing in Futures Contracts, Advising on Securities, Advising on Futures Contracts (1, 2, 4, 5)
WU Chi Leung 胡智良REDealing in Securities, Advising on Securities (1, 4)
HO Ting Hong 何鼎康REDealing in Securities, Dealing in Futures Contracts, Advising on Securities, Advising on Futures Contracts (1, 2, 4, 5)
CHU Po Chuen 朱寶全REDealing in Securities, Dealing in Futures Contracts, Advising on Securities, Advising on Futures Contracts (1, 2, 4, 5)
ZI Nai Kong, Nicholas 徐乃綱REDealing in Securities, Dealing in Futures Contracts, Advising on Securities, Advising on Futures Contracts (1, 2, 4, 5)
LEE Yu Sang 李裕生REDealing in Securities, Dealing in Futures Contracts, Advising on Securities, Advising on Futures Contracts (1, 2, 4, 5)
LAI Wai Yi 賴慧儀REDealing in Securities, Dealing in Futures Contracts, Advising on Securities, Advising on Futures Contracts (1, 2, 4, 5)
CHENG Yin Wah, Irene 鄭燕華REDealing in Securities, Dealing in Futures Contracts, Advising on Securities, Advising on Futures Contracts (1, 2, 4, 5)
TSANG Wai Yin, Wendy 曾惠賢REDealing in Securities, Dealing in Futures Contracts, Advising on Securities, Advising on Futures Contracts (1, 2, 4, 5)
CHEUNG Ngan Sui, Yvonne 張銀瑞REDealing in Securities, Dealing in Futures Contracts, Advising on Securities, Advising on Futures Contracts (1, 2, 4, 5)
YEE Mei Yuk, Rebecca 余美玉REDealing in Securities, Dealing in Futures Contracts, Advising on Securities, Advising on Futures Contracts (1, 2, 4, 5)
WONG Sai Fuk, Victor 王世福REDealing in Securities, Dealing in Futures Contracts, Advising on Securities, Advising on Futures Contracts (1, 2, 4, 5)
CHAU Yee Man 周綺文REDealing in Futures Contracts, Advising on Futures Contracts (2, 5)
CHEN Chieh-kuo 陳介國REAdvising on Securities (4)
CHEN Chieh-kuo 陳介國REDealing in Securities, Dealing in Futures Contracts, Advising on Futures Contracts (1, 2, 5)
KA Yue See, Eugene 賈雨時REDealing in Futures Contracts, Advising on Futures Contracts (2, 5)
HUI Ka Man, Floria 許家敏REDealing in Securities, Advising on Securities (1, 4)
CHOR Chun Ming 左峻銘REAdvising on Securities (4)
CHOR Chun Ming 左峻銘REDealing in Securities, Dealing in Futures Contracts, Advising on Futures Contracts (1, 2, 5)
WONG Suet Man 王雪曼REAdvising on Securities (4)
LEUNG Kam Wah, Lawrence 梁錦華REAdvising on Securities (4)
LEUNG Kam Wah, Lawrence 梁錦華REDealing in Securities, Dealing in Futures Contracts, Advising on Futures Contracts (1, 2, 5)
WONG Suet Man 王雪曼REDealing in Securities, Dealing in Futures Contracts, Advising on Futures Contracts (1, 2, 5)
HUNG Yi-chu 洪翊筑REAdvising on Securities, Advising on Futures Contracts (4, 5)
HUNG Yi-chu 洪翊筑REDealing in Securities, Dealing in Futures Contracts (1, 2)
TAM Wey Lung 譚維龍REAdvising on Securities (4)
CHAN Pak Ming, Nicholas 陳百銘REAdvising on Securities (4)
NG Ngai Wai 吳毅慧REAdvising on Securities (4)
AU Wing Ting 歐永定REAdvising on Securities (4)
TAM Wey Lung 譚維龍REDealing in Securities, Dealing in Futures Contracts, Advising on Futures Contracts (1, 2, 5)
CHAN Pak Ming, Nicholas 陳百銘REDealing in Securities, Dealing in Futures Contracts, Advising on Futures Contracts (1, 2, 5)
AU Wing Ting 歐永定REDealing in Securities, Dealing in Futures Contracts, Advising on Futures Contracts (1, 2, 5)
YEUNG Leung Yu, Murray 楊亮瑜REDealing in Securities, Dealing in Futures Contracts, Advising on Securities, Advising on Futures Contracts (1, 2, 4, 5)
NG Ngai Wai 吳毅慧REDealing in Securities, Dealing in Futures Contracts, Advising on Futures Contracts (1, 2, 5)
LEUNG Yuen Ping, Dara 梁婉萍REDealing in Futures Contracts, Advising on Futures Contracts (2, 5)
LEE Tsz Kwun, Rosanna 李旨坤REDealing in Futures Contracts, Advising on Futures Contracts (2, 5)
CHAN Sau Ying, Doris 陳秀瑛REDealing in Futures Contracts, Advising on Futures Contracts (2, 5)
LEE Tsz Kwun, Rosanna 李旨坤REDealing in Securities, Advising on Securities (1, 4)
CHEUNG Chi Ming 張志明REDealing in Securities, Advising on Securities (1, 4)
LEUNG Yuen Ping, Dara 梁婉萍REDealing in Securities, Advising on Securities (1, 4)
CHAN Sau Ying, Doris 陳秀瑛REDealing in Securities, Advising on Securities (1, 4)
KWAN Kit Fong 關潔芳REDealing in Securities, Advising on Securities (1, 4)
SHIU Ka Pik, Karen 蕭家碧REDealing in Securities, Advising on Securities (1, 4)
CHAU Yee Man 周綺文REDealing in Securities, Advising on Securities (1, 4)