Hong Kong SFC licence guru

Current licenceholders of SFC institution AAV882, UBS Securities Asia Limited

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

LicenceholderRoleLicencesStart date
PARKER Keith Joseph REAdvising on Securities (4)
TRUELOVE Keith Alan REDealing in Securities (1)
CHEE Daryl Tak-fung 徐德丰REDealing in Securities, Dealing in Futures Contracts (1, 2)
MCCARTHY Sean Joseph REDealing in Securities (1)
SHOOKUS Jeffrey David REDealing in Securities (1)
KOK Wai Fai REAdvising on Securities (4)
ROBINSON Geoffrey Robert Anthony REAdvising on Securities (4)
MARTIN Troy Richard William REDealing in Securities, Dealing in Futures Contracts (1, 2)
CHEN Cong REAdvising on Securities (4)
OKEKE Larisa REAdvising on Securities (4)
SHAO Jimmy Zhuang REDealing in Securities, Dealing in Futures Contracts (1, 2)
XIE Yi 謝溢REDealing in Futures Contracts (2)
HIRATA Shingo REAdvising on Securities (4)
YOON Jong Hyeon REAdvising on Securities (4)
SCHNEIDEREIT Marc Daniel REDealing in Securities, Dealing in Futures Contracts (1, 2)
MC EVOY Andrew REDealing in Securities, Dealing in Futures Contracts (1, 2)
PRAKASH Tapan REDealing in Securities, Dealing in Futures Contracts (1, 2)
GUSAK Victor Vladislav REDealing in Securities, Dealing in Futures Contracts (1, 2)
SEALEY Ian REAdvising on Securities (4)
LI Siying 李思瑩REDealing in Futures Contracts (2)
HO Cheuk Wing 何卓榮REDealing in Securities, Dealing in Futures Contracts (1, 2)
LIU Yaokun 劉耀坤REAdvising on Securities (4)
MCCASKER Grant David REAdvising on Securities (4)
PEI Yining 裴怡宁REDealing in Securities, Dealing in Futures Contracts (1, 2)
CHEUNG Edward 張子謙REDealing in Securities (1)
ZHANG Xuelai 張雪來REDealing in Securities, Dealing in Futures Contracts (1, 2)
YAO Chen 姚辰REDealing in Securities, Dealing in Futures Contracts (1, 2)
AL-ALI Bilal RODealing in Securities, Dealing in Futures Contracts (1, 2)
YEUNG Hei Chun 楊熙晉REDealing in Securities (1)
XIE Yi 謝溢REDealing in Securities (1)
ZHANG Lunan 張璐楠REDealing in Securities (1)
DENG Weishen 鄧維慎REAdvising on Securities (4)
TAKAHASHI Kei REAdvising on Securities (4)
BOEDING Jacob Francis REDealing in Futures Contracts (2)
ZHANG Yiting 張怡婷REDealing in Securities, Dealing in Futures Contracts (1, 2)
FAN Mingxi 范明曦REDealing in Futures Contracts (2)
WONG Lai Man 王麗雯REDealing in Futures Contracts (2)
YU Yan 喻言REDealing in Securities (1)
YU Jia 俞佳REAdvising on Securities (4)
CHEN Kunjie 陳坤杰REAdvising on Securities (4)
XIAO Yang 肖陽REDealing in Futures Contracts (2)
ARORA Rohit REAdvising on Securities (4)
SETIADI Bob REAdvising on Securities (4)
MANZONE Jaime Che REAdvising on Securities (4)
LIU Chao 劉超REDealing in Securities (1)
LIU Ning 劉寧REDealing in Futures Contracts (2)
CHANG Jack Chun-Chieh 張俊傑REDealing in Securities, Dealing in Futures Contracts (1, 2)
KAN Ching-Jen 甘清仁REAdvising on Securities (4)
VANDERPUMP William James REAdvising on Securities (4)
ZHANG Han 張涵REAdvising on Securities (4)
KIM Minkyu 金旻奎REDealing in Securities, Dealing in Futures Contracts (1, 2)
BONHOMME Mathieu Pierre REDealing in Securities, Dealing in Futures Contracts (1, 2)
ZUO Peijing 左培婧REDealing in Securities, Dealing in Futures Contracts (1, 2)
LI Pulan 李譜藍REAdvising on Securities (4)
LEE Shen Yi Ada 李琛怡REDealing in Futures Contracts (2)
XU Zihan 徐子涵REAdvising on Securities (4)
LEE Shen Yi Ada 李琛怡REDealing in Securities (1)
WAN Yu 萬瑜REDealing in Securities (1)
MOUSSA Imene REDealing in Securities (1)
LAM Chun Hung 林鎮鴻REAdvising on Securities (4)
NGAI Cho Lap 倪祖立REDealing in Futures Contracts (2)
LIU Mingdi 劉鳴鏑REAdvising on Securities (4)
GUO Boyi 郭博藝REAdvising on Securities (4)
NGAI Cho Lap 倪祖立REDealing in Securities (1)
LUO Jiageng 羅嘉庚REAdvising on Securities (4)
LIU Jiazhou 劉嘉洲REAdvising on Securities (4)
SO Wan Yi 蘇韻怡REDealing in Securities (1)
HOCKLEY Richard John REAdvising on Securities (4)
LAI Yi-Ting 賴怡婷REDealing in Securities, Dealing in Futures Contracts (1, 2)
HONG Timothy Kai-chun 康家俊REDealing in Securities (1)
GUO Yifan 郭一凡REAdvising on Securities (4)
WANG James Zong Hao 王宗豪REAdvising on Securities (4)
ERSOY Alan Metin RODealing in Securities (1)
LI Lei 李蕾REDealing in Securities, Dealing in Futures Contracts (1, 2)
VEYRET Pierre REDealing in Securities, Dealing in Futures Contracts (1, 2)
FERREIRA DA COSTA Jacinto Alberto REDealing in Securities, Dealing in Futures Contracts (1, 2)
CHAN Bonnie See Wa 陳思華REDealing in Securities (1)
HUANG Haoya 黃皓雅REDealing in Securities (1)
YUAN Tianyu 袁天宇REDealing in Securities, Dealing in Futures Contracts (1, 2)
MILLER Elizabeth Kathleen RODealing in Securities (1)
LI Jing 李菁RODealing in Securities (1)
LI Siying 李思瑩REDealing in Securities (1)
HODJATZADEH Suransi REDealing in Securities, Dealing in Futures Contracts (1, 2)
CHIA Jia Qi REDealing in Securities (1)
ZUO Yiyuan 左憶遠REDealing in Securities (1)
KIM Young Chae REDealing in Securities (1)
ZUO Yiyuan 左憶遠REDealing in Futures Contracts (2)
CURREY Stuart Dalyn RODealing in Securities (1)
ALTERMAN Valeriia REDealing in Securities, Dealing in Futures Contracts (1, 2)
SACCO Alexander David REDealing in Securities, Dealing in Futures Contracts (1, 2)
KAROFSKY Robert B REDealing in Securities (1)
MIN Hao 閔皓REAdvising on Securities (4)
WANG Jack Kuan Chung 王冠中REDealing in Securities (1)
ZHANG Ying 章穎REAdvising on Securities (4)
LAU Hynn Mann Mandy 劉軒文REDealing in Securities (1)
GAN Jian Bo REAdvising on Securities (4)
TEO Swee Yong 張芮榮REDealing in Securities (1)
SHIBANO Nozomi REAdvising on Securities (4)
CHEN Wen-Chin 陳玟瑾REAdvising on Securities (4)
SIU Wing Man, Vivian 蕭詠雯REDealing in Securities (1)
WALTERS Andrew James REDealing in Securities, Dealing in Futures Contracts (1, 2)
WANNENMACHER Tim RODealing in Securities (1)
INNERDALE David James RODealing in Securities (1)
RABINOWITZ David REDealing in Securities (1)
CARROLL Shane REDealing in Securities, Dealing in Futures Contracts (1, 2)
SATTAR Aaron Richard REDealing in Securities, Dealing in Futures Contracts (1, 2)
HAN Jennifer Koun REAdvising on Securities (4)
PAN Renyi 潘人怡REAdvising on Securities (4)
COOTE Matthew Christopher REDealing in Securities (1)
REILLY Nathan John REAdvising on Securities (4)
WANG Yinghua 王穎華REDealing in Futures Contracts (2)
HERCOT Guillaume Raphael Maximilien REDealing in Securities, Dealing in Futures Contracts (1, 2)
WANG Yinghua 王穎華REDealing in Securities (1)
KOIKE Yukihiro 小池幸弘REAdvising on Securities (4)
LU Zhicheng 陸志成REAdvising on Securities (4)
JIN Hyung Won REAdvising on Securities (4)
LEE Jina REDealing in Securities (1)
WANG Ting 王挻REAdvising on Securities (4)
MURPHY Daniel Joseph RODealing in Securities (1)
MACDONALD Alexia Grace 麥樂庭REDealing in Securities (1)
CHAN Raymond Yiu Yue 陳耀宇RODealing in Securities, Dealing in Futures Contracts (1, 2)
JAMES Alun Richard REDealing in Futures Contracts (2)
KOTECHA Vikesh RODealing in Securities (1)
RUSTAGI Amit REAdvising on Securities (4)
WANG Feili 王斐麗REAdvising on Securities (4)
GU Yaobo 顧遙菠REDealing in Securities, Dealing in Futures Contracts (1, 2)
FALIPOU Fabien Jean Roger REDealing in Securities, Dealing in Futures Contracts (1, 2)
BAILEY Brandi Lyn REDealing in Securities, Dealing in Futures Contracts (1, 2)
SOLOMON Alexandra Kumin REDealing in Securities, Dealing in Futures Contracts (1, 2)
XIE Zheshi 謝哲士REDealing in Securities (1)
ERSOY Alan Metin REDealing in Futures Contracts (2)
YE Xiaoxiong 叶晓雄REAdvising on Securities (4)
CHAN Lee Quan REDealing in Securities, Dealing in Futures Contracts (1, 2)
FARTHING Jon Kristofer REDealing in Securities, Dealing in Futures Contracts (1, 2)
MASHRU Namrata Sudhir REDealing in Securities, Dealing in Futures Contracts (1, 2)
TANG Shan 唐山REAdvising on Securities (4)
YU Qian 余謙REAdvising on Securities (4)
CHEN Ken An 陳安REDealing in Securities (1)
YOU Wensi 游文思REDealing in Securities (1)
CHUANG James REDealing in Securities (1)
WANG Yizhe 王以哲REAdvising on Securities (4)
XIE Zhuojun 謝卓君REDealing in Securities, Dealing in Futures Contracts (1, 2)
ZHOU Xinchen 周欣辰REDealing in Securities (1)
MIYAMOTO Go REAdvising on Securities (4)
SHEN Jiamin 沈嘉珉REAdvising on Securities (4)
SHIVALINGAM Sanjeevan REDealing in Securities (1)
TAKAHASHI Taichi RODealing in Securities, Dealing in Futures Contracts (1, 2)
QUESNOT Jean-joseph Bernard Gaston REDealing in Securities, Dealing in Futures Contracts (1, 2)
LIU Jerry Yuan REAdvising on Securities (4)
ONG Brigitte Yu Shan 王愉善REDealing in Securities, Dealing in Futures Contracts (1, 2)
KUMAR Manhar REDealing in Securities (1)
GONG Min 鞏旻REAdvising on Securities (4)
CHALMERS Tony Marian REDealing in Securities, Dealing in Futures Contracts (1, 2)
GANGAL Shrinivas Ravindra REDealing in Securities, Dealing in Futures Contracts (1, 2)
GUPTA JAIN Tanvee REAdvising on Securities (4)
MILLER Elizabeth Kathleen REDealing in Futures Contracts (2)
YAN Meizhi 顏湄之REAdvising on Securities (4)
KOTECHA Vikesh REDealing in Futures Contracts (2)
GUAN Yiwei 管逸惟REDealing in Securities (1)
CHEN Hsiang-Ju 陳湘如REDealing in Securities, Dealing in Futures Contracts (1, 2)
ZHOU Huanan 周化南REAdvising on Securities (4)
MIZUNO Hikaru REAdvising on Securities (4)
MURPHY Daniel Joseph REDealing in Futures Contracts (2)
XIONG Wei 熊瑋REAdvising on Securities (4)
LI Jing 李菁REDealing in Futures Contracts (2)
TAN You Khai REDealing in Securities, Dealing in Futures Contracts (1, 2)
FANG Dongming 房東明REDealing in Futures Contracts (2)
LI Christopher Ho-shing REDealing in Securities (1)
TONG Yat Lai, Elliot 唐逸禮REDealing in Securities, Dealing in Futures Contracts (1, 2)
MOYNIHAN Daniel John REDealing in Futures Contracts (2)
DU Wenzhuo 杜文卓REAdvising on Securities (4)
WONG Jee Chung 黃治璁REAdvising on Securities (4)
SONG Zhengwei 宋鄭薇REAdvising on Securities (4)
MOHLA Abhishek Dushyant REDealing in Futures Contracts (2)
SMART Timothy David ROAdvising on Securities (4)
LIN Na 林娜REAdvising on Securities (4)
LI Curtis Yang 李洋洋REAdvising on Securities (4)
LIU Zhijing 劉智景REAdvising on Securities (4)
KIM Seunghwan REDealing in Securities, Dealing in Futures Contracts (1, 2)
LOH Hong Sheng 盧泓勝REDealing in Securities (1)
PENDERT Stefan Alexander REAdvising on Securities (4)
CHU Man Ho, Michael 朱文浩REDealing in Securities (1)
LEE King Hang 李璟恆REDealing in Securities, Dealing in Futures Contracts (1, 2)
KILLA Navin REAdvising on Securities (4)
HUI Siu Yin Jimmy 許兆賢REDealing in Securities, Dealing in Futures Contracts (1, 2)
ZHANG Zijun 張紫珺REDealing in Securities, Dealing in Futures Contracts (1, 2)
CHEN Yang 陳陽REAdvising on Securities (4)
PRINCE Alexander Gilbert REDealing in Securities (1)
HUNT Christopher James Andrews RODealing in Futures Contracts (2)
HUANG Guoliang Nicholas 黃國凉REDealing in Securities, Dealing in Futures Contracts (1, 2)
AGUIRRE Ramon Jose Escalona REAdvising on Securities (4)
XU Chen 徐晨REAdvising on Securities (4)
YULE Martin ROAdvising on Securities (4)
LU Chia Ao William 呂家璈REAdvising on Securities (4)
LEE Taewoo REAdvising on Securities (4)
BLAND Christopher Sebastian REDealing in Securities (1)
XU Shuoying 許碩瀛REAdvising on Securities (4)
QIAN Lin 錢琳REDealing in Securities (1)
PHILIPPSON Thomas Olafur Vaughton REDealing in Securities, Dealing in Futures Contracts (1, 2)
YIP Tsz Chung 葉梓聰REDealing in Securities, Dealing in Futures Contracts (1, 2)
TONG Tze Kong 唐梓剛REDealing in Securities, Dealing in Futures Contracts (1, 2)
CLARKE Peter Wilson REDealing in Securities, Dealing in Futures Contracts (1, 2)
KIM Taewon 金泰源REAdvising on Securities (4)
LIU Shuai 劉帥REAdvising on Securities (4)
WILLIAMSON Andrew Masters REDealing in Securities (1)
SHAH Ryan Shailesh REDealing in Securities (1)
WONG Lai Man 王麗雯REDealing in Securities (1)
SUN Yu 孫雨REAdvising on Securities (4)
WOO Yik Yuen 胡翊遠RODealing in Securities (1)
GUEZ Ilane Yonathan Pierre REDealing in Securities, Dealing in Futures Contracts (1, 2)
ANSARI Patrick Mehran REDealing in Securities, Dealing in Futures Contracts (1, 2)
CHEN Dennis Chih Chieh 陳智傑REDealing in Securities, Dealing in Futures Contracts (1, 2)
BUSH Timothy David REAdvising on Securities (4)
CHANG Lei 暢磊REDealing in Securities, Dealing in Futures Contracts (1, 2)
LEE Jayoung 李紫瑛REDealing in Securities (1)
KUDALKAR Samarth REDealing in Securities, Dealing in Futures Contracts (1, 2)
CHOI Sheung Ngai 蔡尚毅REDealing in Securities, Dealing in Futures Contracts (1, 2)
LEE Yen-Wei 李彥緯REDealing in Securities (1)
RITOLIA Gopal REAdvising on Securities (4)
LU Qing 盧青REDealing in Securities, Dealing in Futures Contracts (1, 2)
CHAN Su-Li 陳淑麗REDealing in Securities, Dealing in Futures Contracts (1, 2)
HEALEY Alex REDealing in Securities (1)
BAKHRU Hemant REAdvising on Securities (4)
LUK Yuen San, Karen 陸潤珊REDealing in Securities (1)
CHEN Kuan-Chen 陳冠珍REDealing in Securities (1)
AGARWAL Abhishek REDealing in Securities (1)
YANG Yuqiong 杨玉琼REAdvising on Securities (4)
MC CARTHY Barry REDealing in Securities (1)
HIZON Karen Louise Hilado REAdvising on Securities (4)
DENG Bo 鄧博REDealing in Securities, Dealing in Futures Contracts (1, 2)
LEUNG Chin Ka 梁展嘉REAdvising on Securities (4)
XU Peilai 徐沛來REDealing in Securities, Dealing in Futures Contracts (1, 2)
WORBY Jonathan Nicholas Howard REDealing in Securities (1)
MOYNIHAN Daniel John REDealing in Securities (1)
XU Yanjing 許嬿婧REAdvising on Securities (4)
LIM Pek Kueen REDealing in Securities, Dealing in Futures Contracts (1, 2)
BRIGGS James Thomas Edward REDealing in Futures Contracts (2)
SONG Chaoran 宋超然REDealing in Securities, Dealing in Futures Contracts (1, 2)
HU Jing 胡靜REDealing in Securities, Dealing in Futures Contracts (1, 2)
ROGERS Jordan Peter REAdvising on Securities (4)
XIAO Yang 肖陽REDealing in Securities (1)
TAN Yew Kiat REDealing in Securities (1)
HOLROYD Alistair Hugo REDealing in Futures Contracts (2)
HURREN Daniel Philip REDealing in Securities (1)
WANNENMACHER Tim RODealing in Futures Contracts (2)
HUANG Zhaolei 黃肇蕾REAdvising on Securities (4)
TAKAHASHI Kohei REAdvising on Securities (4)
DING Yuwen 丁煜雯REDealing in Securities, Dealing in Futures Contracts (1, 2)
AUDI Elias REDealing in Securities, Dealing in Futures Contracts (1, 2)
BRIGGS James Thomas Edward REDealing in Securities (1)
GILMAN Matthew Guy REAdvising on Securities (4)
MOK Kwan Ho 莫君豪REDealing in Securities, Dealing in Futures Contracts (1, 2)
DRAKEFORD Stephen Gregory REDealing in Securities (1)
JAMES Alun Richard REDealing in Securities (1)
PARAKH Archit REDealing in Securities, Dealing in Futures Contracts (1, 2)
MC NULTY Peter Richard REDealing in Securities, Dealing in Futures Contracts (1, 2)
LAI Rongye 賴榮曄REDealing in Securities, Dealing in Futures Contracts (1, 2)
DAWSON Christopher John REDealing in Securities, Dealing in Futures Contracts (1, 2)
LEE Vivian Yee Man REDealing in Futures Contracts (2)
ZHANG Ning 張宁REAdvising on Securities (4)
VISWANATH Ramesh REDealing in Securities (1)
YUAN Qian 袁倩REDealing in Securities, Dealing in Futures Contracts (1, 2)
CHEN Ya-Li 陳雅麗REAdvising on Securities (4)
LI Lin 李林REDealing in Securities (1)
BORDAT-MALDONADO PARRA Adrien Paul Augustin REDealing in Securities, Dealing in Futures Contracts (1, 2)
KANAAN George REDealing in Securities (1)
HOLROYD Alistair Hugo REDealing in Securities (1)
XU Huifang 徐惠芳REDealing in Securities, Dealing in Futures Contracts (1, 2)
BAWEJA Bhanu REAdvising on Securities (4)
TECSON Angelica Rose Padilla REDealing in Securities (1)
BOEDING Jacob Francis REDealing in Securities (1)
DALGLEISH Andrew Philip REDealing in Securities (1)
PANG Wing Yan 彭永欣REDealing in Securities, Dealing in Futures Contracts (1, 2)
ZHANG Charles 張大兆REDealing in Futures Contracts (2)
WINTER Paul John REAdvising on Securities (4)
SINGHEE Kumar Shrestha REDealing in Securities (1)
CHAN Kwan Wah 陳君華REDealing in Securities, Dealing in Futures Contracts (1, 2)
WATANABE Mariko REAdvising on Securities (4)
INA Shinichi REAdvising on Securities (4)
SAISUPHATPHOL Worawat REAdvising on Securities (4)
CHEN Lijuan 陳利娟REDealing in Securities (1)
CAI Zhibin 蔡志斌REDealing in Securities, Dealing in Futures Contracts (1, 2)
LEE Vivian Yee Man REDealing in Securities (1)
SLAOUI Mohammed Saad REDealing in Securities, Dealing in Futures Contracts (1, 2)
MARATIER Felix Jacques REDealing in Securities (1)
CURREY Stuart Dalyn REDealing in Futures Contracts (2)
FANG Dongming 房東明RODealing in Securities (1)
WAN Xing 万星REDealing in Securities, Dealing in Futures Contracts (1, 2)
CHEN Xin 陳欣REAdvising on Securities (4)
HORTH Damien John Magellan ROAdvising on Securities (4)
HUNT Christopher James Andrews RODealing in Securities (1)
YUN Heekyu REDealing in Securities, Dealing in Futures Contracts (1, 2)
LOCK Timothy James REDealing in Securities, Dealing in Futures Contracts (1, 2)
HO Ka Po, Anna 何嘉寶REAdvising on Securities (4)
CHANDLER Benjamin Victor Michael REDealing in Securities, Dealing in Futures Contracts (1, 2)
THARENOU George REAdvising on Securities (4)
INNERDALE David James RODealing in Futures Contracts (2)
LIU Kai Wa 廖啟華REAdvising on Securities (4)
DONAN Keith REDealing in Securities, Dealing in Futures Contracts (1, 2)
JOSEPH PULPEL Savio REDealing in Securities, Dealing in Futures Contracts (1, 2)
DAVIS Christopher Edward REDealing in Securities, Dealing in Futures Contracts (1, 2)
SHEN Jiawen 沈佳雯REDealing in Securities, Dealing in Futures Contracts (1, 2)
CHENG Anthony Roger 陳若嘉REDealing in Securities, Dealing in Futures Contracts (1, 2)
KIM Dong Hyun 金東鉉REDealing in Futures Contracts (2)
TONG Chak Pan, Chaplin 湯澤斌REDealing in Futures Contracts (2)
TIMMS John Willard REDealing in Securities (1)
ZHANG Charles 張大兆REDealing in Securities (1)
CHAN Chi Lap 陳志立REAdvising on Securities (4)
CHHAOCHHARIA Gautam REAdvising on Securities (4)
GOH Nicole Sue Yi REAdvising on Securities (4)
WU Bun Lerd Bernard 胡斌畧REDealing in Securities, Dealing in Futures Contracts (1, 2)
LEE May Lin REDealing in Securities (1)
CHOUDHURY Avijit REDealing in Securities (1)
PARSONS Steven John Wilton REDealing in Securities (1)
HAMMERTON Steve James REDealing in Securities (1)
LIN Pui Kwan, Eric 連沛堃REAdvising on Securities (4)
PENG Yanyan 彭燕燕REAdvising on Securities (4)
KUO Yi-Chih 郭益智REDealing in Securities (1)
SUEN Kin Dick 孫堅迪REDealing in Securities, Dealing in Futures Contracts (1, 2)
KIM Dong Hyun 金東鉉REDealing in Securities (1)
FOO Hui Fang 符慧芳REDealing in Securities, Dealing in Futures Contracts (1, 2)
LEE Jaison REDealing in Securities (1)
MOHLA Abhishek Dushyant REDealing in Securities (1)
HAN Chia-Lei 韓嘉蕾REDealing in Securities, Dealing in Futures Contracts (1, 2)
MOTT Jonathan James REAdvising on Securities (4)
GOYAL Vishal REAdvising on Securities (4)
LAM Ka Lai 林嘉麗REDealing in Securities, Dealing in Futures Contracts (1, 2)
WONG See Wah, Eva 黃思華REDealing in Securities (1)
MOTWANI Natasha Murli REDealing in Securities, Dealing in Futures Contracts (1, 2)
YEOH Choo Guan 楊紫源REDealing in Securities (1)
GAUDOIS Nicolas Junel REAdvising on Securities (4)
NAGARAJAN Diviya REAdvising on Securities (4)
LIM Khoon Hian Michael REAdvising on Securities (4)
TSAI Hsueh-Ping 蔡雪屏REDealing in Securities (1)
GUPTA Sonal REAdvising on Securities (4)
TEATHER Edward Kenneth REAdvising on Securities (4)
CHAU Kwok Wai 周國威REDealing in Securities, Dealing in Futures Contracts (1, 2)
SACHDEV Sunita Sunder REAdvising on Securities (4)
LAWCOCK Glyn David REAdvising on Securities (4)
MITCHELL Simon Andrew REAdvising on Securities (4)
LIU Ning 劉寧REDealing in Securities (1)
GO Robrina REDealing in Securities (1)
COMBALOT Laurent Benoit Georges RODealing in Securities, Dealing in Futures Contracts (1, 2)
YASUI Kenji 安井健二REAdvising on Securities (4)
TAN Freddie Kuok Lin REDealing in Securities, Dealing in Futures Contracts (1, 2)
BUCHANAN Thomas Matthew REDealing in Securities (1)
FAN Mingxi 范明曦REDealing in Securities (1)
RAWAT Aakash REAdvising on Securities (4)
WOODWARD Anthony James Passingham REDealing in Securities, Dealing in Futures Contracts (1, 2)
KWAN Sing Yuen 關承遠REDealing in Futures Contracts (2)
CHU Hiu Wai, Kelvin 朱曉暐REAdvising on Securities (4)
CHEUK So Wah 卓素華REDealing in Futures Contracts (2)
LAM Yan Wah, Jenny 林欣樺REDealing in Securities (1)
WANG Tao 汪濤REAdvising on Securities (4)
MACLEOD Niall James REAdvising on Securities (4)
CHEUK So Wah 卓素華REDealing in Securities (1)
YU Siwei 余思維REDealing in Securities (1)
TONG Chak Pan, Chaplin 湯澤斌REDealing in Securities (1)
OKINO Toshihiko REAdvising on Securities (4)
WONG Ho Lun, Donald 黃浩麟REDealing in Securities, Dealing in Futures Contracts (1, 2)
SUI Voon Keat Kenneth 許文杰REDealing in Securities, Dealing in Futures Contracts (1, 2)
WOO Yik Yuen 胡翊遠REDealing in Futures Contracts (2)
TAKEDA Sumito REAdvising on Securities (4)
YEOH Choo Guan 楊紫源REDealing in Futures Contracts (2)
DONG William Chen REAdvising on Securities (4)
LEE Cheryl Mui Lynn REAdvising on Securities (4)
TANJA Joshua Arief REAdvising on Securities (4)
BHUMIRATANA Sanu REDealing in Securities, Dealing in Futures Contracts (1, 2)
XU Bin 徐賓REAdvising on Securities (4)
KWONG Myron Mann 鄺孟恆REDealing in Securities, Dealing in Futures Contracts (1, 2)
PANICHKUL Piyanan REAdvising on Securities (4)
GASTREICH Peter Friedrich REAdvising on Securities (4)
SANTIAGO Domingo III Manalad REAdvising on Securities (4)
LU Kwai Ching 呂桂貞REDealing in Securities (1)
TSE Kenyon King-yung 謝敬勇REDealing in Futures Contracts (2)
SON Yong Suk REAdvising on Securities (4)
RABINOWITZ David REDealing in Futures Contracts (2)
CHOI Wai Man 蔡慧敏REDealing in Securities (1)
TSE Kenyon King-yung 謝敬勇REDealing in Securities (1)
SUNG Yoon Kyu REDealing in Securities, Dealing in Futures Contracts (1, 2)
KWAN Sing Yuen 關承遠REDealing in Securities (1)