Hong Kong SFC licence guru

Current licenceholders of SFC institution AAW261, UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

LicenceholderRoleLicencesStart date
TING Wan Yam 丁尹音REDealing in Securities (1)
LEE Wilhem 李威賢REAdvising on Corporate Finance (6)
LAU Yau Wai, Jimmy 劉有為REDealing in Securities, Advising on Securities (1, 4)
IP Chung Hin 葉仲軒REDealing in Securities (1)
CHONG Ka Man 莊嘉敏REDealing in Securities (1)
CHOW Wai Man, Grace 周偉敏REDealing in Securities, Advising on Securities (1, 4)
XU Da 徐達REAdvising on Securities (4)
TSOI Kwan Kin 蔡君健REDealing in Securities (1)
LI Runxing 李潤興REDealing in Securities (1)
CHOI Oi Yi, Jacqueline 蔡凱宜REDealing in Securities, Advising on Corporate Finance (1, 6)
TAN Yue 譚越REAdvising on Securities (4)
JIANG Xiaole 江曉樂REAdvising on Securities (4)
LI Sze Lok 李施樂REDealing in Securities, Advising on Corporate Finance (1, 6)
MO Weishu 莫唯書REDealing in Securities, Advising on Securities, Advising on Corporate Finance (1, 4, 6)
LAW Yuen Yi 羅沅怡REDealing in Securities, Advising on Securities (1, 4)
CHAN Man Yan 陳文恩REDealing in Securities (1)
CHEUNG Wing Yi, Wing 張詠兒REDealing in Securities (1)
HO Taine Ting Hin 何廷軒REDealing in Securities (1)
LAM Ka Ho 林家豪REDealing in Securities (1)
SIU Sing Man, Joanna 蕭承文REDealing in Securities, Advising on Securities (1, 4)
CHIN Yao Chou 金耀宙REDealing in Securities, Advising on Securities (1, 4)
WANG Zhen 王朕REAdvising on Securities (4)
CHEN Chucan 陈楚璨REAdvising on Securities (4)
CHEUNG Wai Shing 張偉成REDealing in Securities (1)
SUNG Hon Wing Edward 宋漢榮REDealing in Securities (1)
WONG Chun Sang 王俊生REAdvising on Securities (4)
CHENG Chun Ying, Carty 鄭俊英REDealing in Securities (1)
LIU Sunliang 刘孙亮REAdvising on Securities (4)
LO Yi Pin 羅宜斌REAdvising on Securities (4)
DOU Xiaoqin 竇曉琴REAdvising on Securities (4)
MOK Ka Yu 莫家裕REDealing in Securities (1)
TANG Kwok Cheong 鄧國昌REDealing in Securities (1)
CHEUNG Shu Ping 張樹冰REDealing in Securities (1)
YEUNG Chi Ho 楊智豪REDealing in Securities, Advising on Securities (1, 4)
CHU Wing Kuen, Rocky 朱榮權REDealing in Securities (1)
LEUNG Ho Kit 梁皓潔REDealing in Securities (1)
FONG King Chuen 方景銓REDealing in Securities (1)
TSUI Ling 徐玲REDealing in Securities (1)
CHAN Chun Kwok, Andy 陳鎮國REDealing in Securities (1)
LIN Ping 林蘋REDealing in Securities (1)
LIU Sze Ki, Jacky 廖斯琪REDealing in Securities (1)
SHEN Zhifeng 沈志峰REAdvising on Securities (4)
LEUNG Wing Hung, Toby 梁永雄REDealing in Securities (1)
AU Sau Ha 歐秀霞REDealing in Securities, Advising on Securities (1, 4)
WONG Sin Wah 黃羨華REDealing in Securities (1)
TING Kong Man, Sammy 丁光民REDealing in Securities (1)
LO Yi Pin 羅宜斌REDealing in Securities (1)
LAU Tat Kit, Joseph 劉達傑REDealing in Securities (1)
LEE Mei Kwan 李美群REDealing in Securities (1)
TANG Wai Hung 鄧偉洪REDealing in Securities (1)
KAN Sheck Hung, Francis 簡錫鴻REDealing in Securities (1)
HO Hin Leung, Sammy 何顯良REDealing in Securities (1)
LEUNG Kwong Shing, Lucas 梁廣成REDealing in Securities (1)
CHEN Chen Kuo 陳振國REDealing in Securities, Advising on Securities (1, 4)
FOK Thomas Kui Chuen 霍鉅泉REDealing in Securities, Advising on Securities (1, 4)
KAM Wing Ki 金詠琪REDealing in Securities (1)
SHING Kung Yu, Gary 成公儒REDealing in Securities (1)
WAN Chun Yiu 溫振瑤REDealing in Securities (1)
CHOW Kai Man Clement 周啟文REDealing in Securities (1)
TAN Shaun REAdvising on Securities (4)
YUEN Robin 袁肇鋒REAdvising on Securities (4)
LAU Sin Yu 劉善渝REDealing in Securities, Advising on Securities, Advising on Corporate Finance (1, 4, 6)
LO Lo Yee, Jessie 勞露儀RODealing in Securities (1)
YUM Chung Man 任仲民REAdvising on Securities (4)
HA Ming Yan, Sally 哈明欣REDealing in Securities (1)
WANG Jun 王鈞REDealing in Securities (1)
CHEN Wentao 陈文韬REAdvising on Securities (4)
LAM Pui Man, Raymond 林沛文RODealing in Securities (1)
YU Wai Tak 余慧德REDealing in Securities, Advising on Securities (1, 4)
YUE Ho Tung, Tony 余浩東RODealing in Securities, Advising on Corporate Finance (1, 6)
YANG Han 阳焓REDealing in Securities (1)
CHU Hilary Hiu Lam 朱曉林REDealing in Securities (1)
LAM Ka Ching 林家正REDealing in Securities (1)
SUEN Fu Hang 孫富衡REDealing in Securities (1)
THAM Mun Hon 譚文漢ROAdvising on Securities (4)
IP Kwok Pong 葉國邦REAdvising on Securities (4)
CHAN Pui Lai 陳珮麗REAdvising on Securities (4)
CHEN Michael I-chun 陳懿群RODealing in Securities, Advising on Securities, Advising on Corporate Finance (1, 4, 6)
CHEUNG Ho Bun 張浩彬REAdvising on Securities (4)
LEE Yuk Kei 李玉麒REAdvising on Securities (4)
CHAO Tzu Chi 趙子淇REDealing in Securities, Advising on Securities (1, 4)
HUANG Jieqiong 黃洁琼REAdvising on Securities (4)
FAN Wai Kwok 范偉國REDealing in Securities (1)
LEUNG Tat Choi 梁達財REDealing in Securities, Advising on Securities (1, 4)
LI Ka Yi Carrie Teresa 李嘉怡REDealing in Securities, Advising on Securities (1, 4)
LO Tze Chu, Alice 盧子珠REDealing in Securities, Advising on Securities (1, 4)
LAU Yin Ting 劉燕婷REDealing in Securities (1)
LAU Kwan Ming 劉君明REDealing in Securities, Advising on Securities (1, 4)
LEE Ka Lick, Peter 李嘉力REDealing in Securities (1)
CHAN Wan Yan, Rachel 陳韻因REDealing in Securities (1)
YANG Han 阳焓REAdvising on Securities (4)
PAN Mengyao 潘夢遙REAdvising on Securities (4)
AU Ho Ki 歐浩基REDealing in Securities (1)
MAK Chung Ming 麥仲明REDealing in Securities (1)
WANG Chen-hsiang 王真翔REDealing in Securities (1)
CHEUNG Shun Ka, Toby 莊純嘉REDealing in Securities (1)
WU Jung-hsin 吳榮欣REDealing in Securities, Advising on Securities (1, 4)
HONG Kon Chew 洪觀就REDealing in Securities (1)
TANG Tsz Ting 鄧紫婷REDealing in Securities (1)
CHAN Ho Ming 陳可名REDealing in Securities, Advising on Securities (1, 4)
CHAN Ming Fung 陳明豐REAdvising on Securities (4)
MAK Yan Lui 麥昕蕾REDealing in Securities (1)
CHIU Chi Hang 趙智衡REDealing in Securities (1)
CHUI Chun Sing 徐進昇REDealing in Securities (1)
LIU Yi-Ling 劉懿玲REDealing in Securities, Advising on Securities (1, 4)
TSENG Yue Chih 曾育志REDealing in Securities, Advising on Securities (1, 4)
LAM Chi Lap, James 林子立REDealing in Securities (1)
LIU Wanwen 劉皖文REDealing in Securities, Advising on Securities (1, 4)
CHAN Heung Shing 陳香城REDealing in Securities (1)
LEE Boon Heng 李文興REDealing in Securities, Advising on Securities (1, 4)
NG Siu Lin 吳小蓮REDealing in Securities (1)
SHUM Wan Hung 沈韵虹REDealing in Securities, Advising on Securities (1, 4)
TSUI Shing Cheung 徐勝昌REDealing in Securities (1)
CHAN Sin Fan 陳倩芬REDealing in Securities (1)
NG Hiu Chung 吳曉宗REDealing in Securities (1)
LAI Lap Yan 賴立人REDealing in Securities (1)
CHAN Soo Sum 陳素心REDealing in Securities (1)
CHENG Yi Ting 鄭伊婷REDealing in Securities (1)
SIU Lap Kuen, Philip 蕭立權REDealing in Securities, Advising on Securities (1, 4)
WONG Hing Hing, Frazer 王慶馨REDealing in Securities, Advising on Securities (1, 4)
CHEUNG Cho Yui 張祖睿REDealing in Securities (1)
CHU Tak On, Peter 朱德安REDealing in Securities (1)
TSE Benjamin Andrew Jonathan 謝紹豪REDealing in Securities (1)
TONG Mau Tung 唐茂桐REDealing in Securities (1)
LAI Ka Lee 賴嘉利REDealing in Securities (1)
SIMON Saputra 沈健偉REDealing in Securities, Advising on Securities (1, 4)
LAM Yan Ping 林恩平REDealing in Securities, Advising on Securities (1, 4)
CHEUNG Yee Fan 張懿帆REDealing in Securities (1)
LAI Man Sing 黎文醒REDealing in Securities, Advising on Securities (1, 4)
LAM Chi Wai 林志偉REDealing in Securities, Advising on Securities (1, 4)
CHENG Chin Wen 鄭今雯REDealing in Securities, Advising on Securities (1, 4)
LO Kwok Sun 盧國新REDealing in Securities (1)
CHAN Ming Fung 陳明豐REDealing in Securities (1)
HSU Duff Karman 徐嘉文RODealing in Securities, Advising on Securities, Advising on Corporate Finance (1, 4, 6)
CHEN Hsui-yi 陳秀儀REDealing in Securities (1)
CHU Yu-Lin 朱祐霖REDealing in Securities (1)
WONG Wah Tak 黃華德REDealing in Securities (1)
LEE Tat Keung, Peter 李達強REDealing in Securities (1)
MA Wang Chiu 馬宏超REDealing in Securities (1)
MOK Kwan Yu 莫鈞如REDealing in Securities (1)
HUANG Chien-ming 黃健銘REDealing in Securities (1)
LI Chia-Lin 黎嘉琳REDealing in Securities (1)
FU Kit Yan 傅潔恩REDealing in Securities (1)
TAM Owen 譚浩榮REDealing in Securities (1)
CHIU Chun Kit 趙俊傑REDealing in Securities (1)
KUO Chung-Ling 郭仲伶REDealing in Securities (1)
PANG Ka Fai, Andy 彭嘉輝REDealing in Securities (1)
XING Maosheng 邢茂生REDealing in Securities (1)
LUK Wai Jong, Anita 陸懷莊REDealing in Securities (1)
KWOK Yiu Wa 郭耀華REDealing in Securities (1)
NG Wang On 吳宏安REDealing in Securities (1)
WONG Yan Wing 黃恩榮REDealing in Securities (1)
FANG Tsai-Ling 方采羚REDealing in Securities (1)
CHEUNG Chin To 張展圖REDealing in Securities (1)
KWOK Chi Lung 郭智瀧REDealing in Securities (1)
CHAN Wai Yuen, Julius 陳偉源REDealing in Securities (1)
LEE Long Chin 李隆進ROAdvising on Corporate Finance (6)
LAM Hing Sun 林慶燊REDealing in Securities (1)
MAK Kwok Fai 麥國輝REDealing in Securities (1)
RONG Fan 荣凡REDealing in Securities (1)
LI Sze Man, Karen 李思敏REDealing in Securities (1)
LEE Hang Kay 李恆基REDealing in Securities (1)
LEUNG Shuk Ching, Sabrina 梁淑貞REDealing in Securities (1)
CHENG Po Ying, Noris 鄭寶瑩REDealing in Securities (1)
LAU Wai Ho 劉偉豪REDealing in Securities (1)
LO Chi Ho 盧志豪REDealing in Securities (1)
LEE Yu Lun 李裕倫REDealing in Securities (1)
TANG Ho On 鄧可安REDealing in Securities (1)
MAK Chi Chung, Alex 麥智聰REDealing in Securities (1)
WU Ka Ling 胡嘉玲REDealing in Securities (1)
LEE Hang Cheong 李恒昌REDealing in Securities (1)
WONG Kai Tai, Anthony 王啟泰REDealing in Securities (1)
TO Siu Ping, Patricia 杜少冰REDealing in Securities (1)
TSENG Wai Har 鄭慧霞REDealing in Securities (1)
LAU Chun Po 劉俊坡REDealing in Securities (1)
LAM Ching Ping, Chiny 林清萍REDealing in Securities (1)
LIU Sau Wah 廖秀華REDealing in Securities (1)
MONGKOLTHANIT Kriengkrai REDealing in Securities (1)
CHIU Ho Yin, Alex 趙浩然REDealing in Securities (1)
CHU Kwai Fong 朱桂芳REDealing in Securities (1)
LEE Long Chin 李隆進RODealing in Securities, Advising on Securities (1, 4)
MOW On Loy 繆安來REDealing in Securities (1)
HO Ngai Fung 何藝峰REDealing in Securities (1)
LEE Yin Bing 李燕冰REDealing in Securities (1)
HO Hung Ling, Candies 何紅玲REDealing in Securities (1)
FONG Chin Hung 方展鴻REDealing in Securities (1)
LEE San Man 利新民REAdvising on Securities (4)
CHEUNG Kin Fai 張建輝REDealing in Securities (1)
SO Pui Lan, Louise 蘇佩蘭REDealing in Securities (1)
LEE San Man 利新民REDealing in Securities (1)
LI Cheuk Wing 李卓榮REDealing in Securities (1)
KWAN Danny Tin Hung 關天鴻REDealing in Securities (1)
TAI Wing Lam, Albert 戴永琳REDealing in Securities (1)
CHOI Samson 蔡致琛REDealing in Securities (1)
LEE Chun Fai 李鎮輝REDealing in Securities (1)
NG Chi Wai 伍枝偉REDealing in Securities (1)
NG Ka Wing 吳家永REDealing in Securities (1)
LEUNG Ting Wai, Philip 梁鼎威REDealing in Securities (1)
WONG Cheuk Kwan, Eric 黃焯鈞REDealing in Securities (1)
SY Pan Pan 施彬彬REDealing in Securities (1)
TONG Hing Yuen 唐興元REDealing in Securities (1)
CHENG Fai Ming 鄭輝明REDealing in Securities (1)
TSE Yin Chun 謝言俊REDealing in Securities (1)
MAK Chi Lai 麥智禮REDealing in Securities (1)
AU Yiu Cheung 區耀祥REDealing in Securities (1)
TSANG Siu Ling 曾少玲REDealing in Securities (1)
HO Chi Hang 何志恆REDealing in Securities (1)
LEE Tak Kwong 李德光REDealing in Securities (1)
CHEUNG Sze Lok 章斯樂REDealing in Securities (1)
LAW Kwan Ming 羅均明REDealing in Securities (1)
WONG Kit Fai 王傑輝REDealing in Securities (1)
LEE Ming Yan 李明仁REDealing in Securities (1)
SIU Chi Ming 蕭志明REDealing in Securities (1)
LAI Tuck Weng REDealing in Securities (1)
CHEUNG Yiu Wah 張耀華REDealing in Securities (1)
YAO Teh Ming, Joseph 姚德明REDealing in Securities (1)
WONG Lan Yuen, Thomas 王蘭源REDealing in Securities (1)
CHAN Kwok Hung 陳國洪REDealing in Securities (1)
TJIA Yee Mei, Christina 謝綺薇REDealing in Securities (1)
CHU Siu Ting, Louis 朱兆廷REDealing in Securities (1)
POON Vernon Hamilton Chee Wai 潘智偉REDealing in Securities (1)
LAI Siu Chun 黎笑珍REDealing in Securities (1)
HO Man Pun, Lawrence 何文彬REDealing in Securities (1)
CHENG Chun Kit 鄭俊傑REDealing in Securities (1)
WONG Kai Yan, Lawrence 黃啟仁REDealing in Securities (1)
LEUNG Fan 梁帆REDealing in Securities (1)
LAU Siu Kau 劉兆球REDealing in Securities (1)
TANG Man Chun, Andrew 鄧文俊REDealing in Securities (1)
WEE Keng Hiong, Tony REDealing in Securities (1)
LO Yu Kei 勞汝棋REDealing in Securities (1)
TO Ki Hong 陶基鴻REDealing in Securities (1)
WONG Sze Man 黃詩敏REDealing in Securities (1)
MAK Wai Kwong 麥惠光REDealing in Securities (1)
ZHAO Xiaolan 趙曉嵐REDealing in Securities (1)
KAM Yin Yee 甘燕儀REDealing in Securities (1)
SO Sau Kuen, Nancy 蘇秀娟REDealing in Securities, Advising on Securities, Advising on Corporate Finance (1, 4, 6)
TIN Yuen Keung 田遠強REDealing in Securities (1)
LUK Wilson 陸威信REDealing in Securities (1)
SIU Yin Chi 蕭賢熾REDealing in Securities (1)
LEUNG Tsz Man, Agnes 梁祉雯REDealing in Securities (1)
LIU Kwai To 劉桂濤REDealing in Securities (1)
CHAN San, Linda 陳珊REDealing in Securities (1)
KWONG Sek Yuen 鄺錫源REDealing in Securities (1)
MANG Sin 孟茜REDealing in Securities (1)
LEUNG Sze Man, Simon 梁思敏REDealing in Securities (1)
YEUNG Shuk Kwan, Andra 楊淑群REDealing in Securities (1)
POH Siew Yen 傅小燕REDealing in Securities (1)
LAM Wing Hong, Hilda 林詠慷REDealing in Securities (1)
CHAN Ying Wai 陳應槐REDealing in Securities (1)
LAM Sau Yuet 林秀月REDealing in Securities (1)
CHAN Kam Yin 陳金燕REDealing in Securities (1)
LEE Ka Yan, Karen 李嘉茵REDealing in Securities (1)
SIU Kin Keung 蕭健強REDealing in Securities (1)
YUEN Siu Tong, Manry 阮紹棠RODealing in Securities (1)
NG Ching Chi 吳清志REDealing in Securities, Advising on Securities (1, 4)
HO Yuk Ching, Kitty 何玉清REDealing in Securities (1)
PANG Wing Kee 彭榮基REDealing in Securities (1)
LEUNG Chak Fai 梁澤輝REDealing in Securities (1)
YEUNG Kam Ho 楊錦浩REDealing in Securities (1)
CHAU MOK Wai Ha, Carole 周莫慧霞REDealing in Securities (1)
CHAN Wing Hang, Eddie 陳永恆REDealing in Securities (1)
CHUNG Wing Keung, Roman 鍾永強REDealing in Securities (1)
CHAN Ching Yee, Constance 陳靜儀REDealing in Securities (1)
LIM Seng Bee 林紳美RODealing in Securities, Advising on Securities, Advising on Corporate Finance (1, 4, 6)
MAK King Wai 麥經緯REDealing in Securities (1)
CHAN Suet Wah 陳雪華REDealing in Securities (1)
YANG Chak Kwan 楊澤群REDealing in Securities (1)
LEUNG Wai Yuen 梁偉源REDealing in Securities (1)
LAU Siu Fan 劉少芬REDealing in Securities (1)
CHEUNG Po Lin 張寶連REDealing in Securities (1)
LEE Hiok Chuan 李毓銓REDealing in Securities (1)
SO Kwan Ming 蘇均明REDealing in Securities (1)
LEE Pui Heung 李佩香REDealing in Securities (1)
LO Tim Hoi 盧添海REDealing in Securities (1)
LAN Shui Wah, Charity 欒萃華REDealing in Securities (1)
NG Wai Chi 吳慧芝REDealing in Securities (1)
LAM Yuet Ping 林月萍REDealing in Securities (1)
WONG Chun 王真REDealing in Securities (1)
HON Chi Kwan 韓志君REDealing in Securities (1)
CHEUNG Ching Ping, Stephen 張正平REDealing in Securities (1)
LEE Kwong Shing 李廣聲REDealing in Securities (1)
NG Wang Ping 吳宏坪REDealing in Securities (1)