Hong Kong SFC licence guru

Current licenceholders of SFC institution AAX743, Harris Fraser (International) Limited 晉裕環球資產管理有限公司

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

LicenceholderRoleLicencesStart date
LEE Chun On John 李進安REAdvising on Securities (4)
LIU Ka Wai 廖嘉偉REDealing in Securities, Advising on Securities (1, 4)
SUEN Ming Ka 孫名嘉REDealing in Securities, Asset Management (1, 9)
SO Tsz Hin 蘇梓軒REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
CHENG Nga Man 鄭雅文REDealing in Securities, Advising on Securities (1, 4)
LEE Chun On John 李進安REDealing in Securities, Asset Management (1, 9)
CHU Yin Lam, Fannie 朱彥霖REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
CHUNG Lai Kan 鍾勵勤REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
IP Ka Yan 葉嘉欣REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
CHAN Chun Yip 陳俊業REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
CHAN Yuk Pan 陳鈺斌REDealing in Securities, Advising on Securities (1, 4)
POON King Tou, Ronald 潘敬濤REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
KWOK Wai Wa 郭偉華REAdvising on Securities, Asset Management (4, 9)
KWOK Wai Wa 郭偉華REDealing in Securities (1)
CHAN Chi Wai, William 陳致瑋REAdvising on Securities (4)
CHAN Chi Wai, William 陳致瑋REDealing in Securities (1)
YANG Tin Wai, Heather 楊天慧REAdvising on Securities (4)
YANG Tin Wai, Heather 楊天慧REDealing in Securities (1)
WONG Tsz San 黃子燊REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
TONG Wai Mei 湯慧美REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
CHUI Kun Hung 徐冠鴻REDealing in Securities, Advising on Securities (1, 4)
LU Xiaohui 陸晓暉REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
MAK Ngai Man 麥毅文RODealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
ARTHURSON Lyndon John 林凱強RODealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
LAM Ching Shuen 林靜璇REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
HO Yiu Fai 何耀輝REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
KWONG Fung Shan 鄺鳳珊REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
SHEK Long Shan 石朗山REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
HO Siu Han Christine 何小嫻REDealing in Securities (1)
YAU May Ling 邱美玲REDealing in Securities (1)
CHAN Kin Fai 陳健輝REDealing in Securities, Asset Management (1, 9)
YEUNG Wing Shing 楊永盛REAdvising on Securities (4)
LEE Min Yee, Michelle 李敏儀REDealing in Securities, Advising on Securities (1, 4)
CHOY Che Chung, David 蔡志忠REDealing in Securities, Advising on Securities (1, 4)
SHUNG Yim Sheung 宋艷嫦REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
CHEUNG Yau Kwong 張有光REDealing in Securities, Asset Management (1, 9)
WAN Kai Yip 溫啟業REDealing in Securities, Asset Management (1, 9)
LAM Lim Yan, Queenie 林念恩REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
LAM Wai Hung, Andy 林偉雄RODealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
LI Yung Yee, Vic 李鎔而REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
NG Yuen Yee 吳婉兒RODealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
LAU Tuen Mui 劉端梅RODealing in Securities, Advising on Securities, Asset Management (1, 4, 9)