Hong Kong SFC licence guru

Current licenceholders of SFC institution ABC209, Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

LicenceholderRoleLicencesStart date
LUI Chun Tak 呂俊德REAdvising on Securities (4)
LUI Chun Tak 呂俊德REDealing in Securities, Advising on Corporate Finance (1, 6)
LEE Siu San Rocky 李少燊RODealing in Securities, Advising on Securities, Advising on Corporate Finance (1, 4, 6)
LU Xiang 陸庠REDealing in Securities, Advising on Securities, Advising on Corporate Finance (1, 4, 6)
LEUNG Kwok Kit, Donald 梁國傑RODealing in Securities, Advising on Securities, Advising on Corporate Finance (1, 4, 6)
XIAO Qian 肖倩REDealing in Securities, Advising on Securities, Advising on Corporate Finance (1, 4, 6)
TSE King Fai, Philip 謝景暉REAdvising on Securities (4)
LIANG Jun 梁鈞REDealing in Securities, Advising on Securities, Advising on Corporate Finance (1, 4, 6)
TSE King Fai, Philip 謝景暉REDealing in Securities, Advising on Corporate Finance (1, 6)
ZHANG Tao 張濤RODealing in Securities, Advising on Securities, Advising on Corporate Finance (1, 4, 6)
DING Xuechun 丁雪純REAdvising on Corporate Finance (6)
HE Tian 賀添RODealing in Securities, Advising on Securities, Advising on Corporate Finance (1, 4, 6)
LI Siqi 李思齊REDealing in Securities, Advising on Securities, Advising on Corporate Finance (1, 4, 6)
FANG Yingping 方瀛平REDealing in Securities, Advising on Securities, Advising on Corporate Finance (1, 4, 6)
CAI Yuxiang 蔡宇翔REDealing in Securities, Advising on Securities, Advising on Corporate Finance (1, 4, 6)
TU Zhengfeng 屠正鋒REDealing in Securities, Advising on Securities, Advising on Corporate Finance (1, 4, 6)
YUE Wei 岳巍RODealing in Securities, Advising on Securities, Advising on Corporate Finance (1, 4, 6)
PANG Wai Yuen, Marvin 彭偉源REAdvising on Corporate Finance (6)
YAO Peirong 要佩蓉REDealing in Securities, Advising on Securities, Advising on Corporate Finance (1, 4, 6)
LI Na 李娜REDealing in Securities, Advising on Securities, Advising on Corporate Finance (1, 4, 6)
HUANG Yue 黃玥REDealing in Securities, Advising on Securities, Advising on Corporate Finance (1, 4, 6)
SHI Han 石瀚REDealing in Securities, Advising on Securities, Advising on Corporate Finance (1, 4, 6)
NG Carole 吳家惠REDealing in Securities, Advising on Securities, Advising on Corporate Finance (1, 4, 6)
QIU Yizhou 邱一舟RODealing in Securities, Advising on Securities, Advising on Corporate Finance (1, 4, 6)
ZHAN Congcong 詹聰聰REDealing in Securities, Advising on Securities, Advising on Corporate Finance (1, 4, 6)
LAM Ka Wing 林家詠REDealing in Securities, Advising on Securities, Advising on Corporate Finance (1, 4, 6)
HO Chin Fei 何展飛REDealing in Securities, Advising on Securities, Advising on Corporate Finance (1, 4, 6)
LIN Qimin 林綺敏REDealing in Securities, Advising on Securities, Advising on Corporate Finance (1, 4, 6)
LEUNG Chun Fai 梁晉暉REDealing in Securities, Advising on Securities, Advising on Corporate Finance (1, 4, 6)
MAN Chun Wai 文俊偉REDealing in Securities, Advising on Securities, Advising on Corporate Finance (1, 4, 6)
WANG Shengnan 王盛男REDealing in Securities, Advising on Securities, Advising on Corporate Finance (1, 4, 6)
WAI Kwai Fong 韋桂芳REDealing in Securities, Advising on Securities, Advising on Corporate Finance (1, 4, 6)
WANG Wei 王蔚REDealing in Securities (1)
CHAN Wai Hung 陳偉雄RODealing in Securities, Advising on Securities, Advising on Corporate Finance (1, 4, 6)
WANG Difeng 王迪风REAdvising on Corporate Finance (6)
WANG Wei 王蔚REAdvising on Corporate Finance (6)
TING Kay Loong 丁基龍RODealing in Securities, Advising on Securities (1, 4)
TING Kay Loong 丁基龍ROAdvising on Corporate Finance (6)
GUO Chun 郭純ROAdvising on Securities, Advising on Corporate Finance (4, 6)