Hong Kong SFC licence guru

Current licenceholders of SFC institution ABS015, Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

LicenceholderRoleLicencesStart date
YU Tsz Kam 余子淦REDealing in Securities, Dealing in Futures Contracts (1, 2)
LEE Chia-Hua 李嘉華REDealing in Futures Contracts (2)
KUO Che-Jung 郭哲榮RODealing in Securities, Dealing in Futures Contracts (1, 2)
LACEY Robert William Patrick RODealing in Securities, Advising on Securities (1, 4)
YE Si Cen 葉思岑REDealing in Securities (1)
LIU Ching Shyang 劉景翔REDealing in Securities, Dealing in Futures Contracts (1, 2)
WANG Shian-tang 王賢棠REDealing in Securities, Advising on Securities (1, 4)
TOH Swee Yow 杜瑞游REDealing in Securities (1)
PAN Kuei-Ling 潘桂玲REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
TANG Chung Kit Adrian 鄧松傑REDealing in Securities (1)
CHEN Yi-hsuan 陳怡瑄REAdvising on Securities (4)
CHAN Kwok Kin 陳國健REDealing in Securities, Advising on Securities (1, 4)
CHAN Wai Sing 陳偉星REDealing in Securities, Dealing in Futures Contracts (1, 2)
WANG Po I 王勃翊REDealing in Securities (1)
HSU Chun-Yuan 許春元RODealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
LEUNG Lai Ling 梁麗玲REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
TSANG Tak Ki 曾德麒REDealing in Securities, Dealing in Futures Contracts (1, 2)
CHEUNG Chun Yin 張俊彥REDealing in Futures Contracts (2)
YOUK Su Jeong 陸受正REDealing in Securities, Advising on Securities (1, 4)
LEE Man Yi, Jessica 李敏兒REAsset Management (9)
YEUNG Kwun Po 楊觀寶REAsset Management (9)
CHIU Sui Ling 趙瑞玲REAdvising on Securities (4)
TSANG Hin Fai 曾顯煇REDealing in Securities (1)
HUANG Yung-Chao 黃勇超REDealing in Securities (1)
CHEN Yu Shiuan 陳昱瑄REAdvising on Securities (4)
FONG Hing 方興REAdvising on Securities (4)
CHEUNG Chun Yin 張俊彥REDealing in Securities (1)
HUANG Chin 黃槿REAdvising on Securities (4)
HSU Chun-Yuan 許春元REDealing in Futures Contracts, Advising on Futures Contracts (2, 5)
NAM Chun Ho 藍俊浩REDealing in Securities, Dealing in Futures Contracts (1, 2)
LEE Huang Hsun 李黃勳REAdvising on Securities (4)
LIN Xiayuan 林夏苑REDealing in Securities, Advising on Securities (1, 4)
CHAN King Yeung 陳景揚REAdvising on Securities (4)
CHANG Huey-Miie REDealing in Securities, Dealing in Futures Contracts, Advising on Securities, Advising on Futures Contracts (1, 2, 4, 5)
KE Rongxi 柯荣喜REDealing in Securities, Advising on Securities (1, 4)
POON Ting 潘婷REDealing in Securities (1)
CHAN King Yeung 陳景揚REAsset Management (9)
SU Chu-Ping 蘇純平REDealing in Futures Contracts, Advising on Securities, Advising on Futures Contracts (2, 4, 5)
WONG Chun Hin 黃俊軒REDealing in Securities, Dealing in Futures Contracts (1, 2)
CHIU Sui Ling 趙瑞玲REDealing in Securities, Asset Management (1, 9)
SU Chu-Ping 蘇純平REDealing in Securities (1)
LEE Yao-Jung 李曜容REDealing in Securities (1)
WANG Yun-Ping 王允平REAdvising on Securities (4)
LEE Chia-Hao 李家豪REDealing in Securities, Dealing in Futures Contracts, Advising on Securities (1, 2, 4)
WANG Yun-Ping 王允平REDealing in Securities (1)
CHEN Yi Jung 陳怡蓉ROAsset Management (9)
ZHANG Jie 張杰REDealing in Securities, Advising on Securities (1, 4)
DING Jiechao 丁劼超REDealing in Securities, Asset Management (1, 9)
LI Xuetong 李雪桐REDealing in Securities (1)
LUNG Shu-Hua 龍淑華REDealing in Securities, Dealing in Futures Contracts, Advising on Securities (1, 2, 4)
YANG Yi Ting 楊逸庭RODealing in Futures Contracts (2)
NING Szu Wei 甯思維REDealing in Securities, Advising on Corporate Finance (1, 6)
CHIU Yen Lan 邱燕蘭REAdvising on Securities (4)
HOU Ting-Hsuan 侯亭亘REDealing in Futures Contracts (2)
WU Wan-Chi 吳婉琪REDealing in Securities, Dealing in Futures Contracts, Advising on Securities (1, 2, 4)
GAN Tian 甘甜REDealing in Securities, Dealing in Futures Contracts (1, 2)
CHEN Kun-Yang 陳坤陽RODealing in Securities (1)
LI Ching Cheung 李正璋REDealing in Securities, Dealing in Futures Contracts (1, 2)
XIAO Xiaoyu 肖霄雨REDealing in Securities (1)
CHIU Mei-Chu 邱美珠REDealing in Securities, Advising on Securities (1, 4)
HSU Hsiu Ling 許秀玲REDealing in Securities, Advising on Securities (1, 4)
WU Yi Ju 吳宜儒REAdvising on Securities (4)
HOU Ting-Hsuan 侯亭亘REDealing in Securities, Advising on Securities (1, 4)
CHANG Sung-Liang 張頌良REAdvising on Securities (4)
FONG Hing 方興REDealing in Securities (1)
YAU Kai Yu 丘佳瑜REDealing in Futures Contracts (2)
WONG Wai Wan 王慧雲REAdvising on Securities, Advising on Corporate Finance (4, 6)
CHANG Sung-Liang 張頌良REDealing in Securities (1)
LEE Yi-Ching 李宜靜REAdvising on Securities (4)
HUANG Ting-Yu 黃亭瑜RODealing in Securities, Dealing in Futures Contracts (1, 2)
LEE Yi-Ching 李宜靜REDealing in Securities (1)
WONG Wai Wan 王慧雲REDealing in Securities (1)
CHAN King Yeung 陳景揚REDealing in Securities (1)
WONG Wa Fai 黃華輝REDealing in Futures Contracts (2)
XIAN Ming 鮮明REDealing in Securities (1)
LAM Wing Yiu 林永耀REDealing in Securities (1)
CHEN Miao-Ju 陳妙如ROAdvising on Corporate Finance (6)
MA Yung-Jie 馬詠潔REDealing in Futures Contracts, Advising on Futures Contracts (2, 5)
YUEN Ka Yan 袁嘉欣REDealing in Securities (1)
HSU Fei-Wen 徐斐雯REDealing in Securities (1)
PAN Lichia 潘莉家REDealing in Securities, Dealing in Futures Contracts, Advising on Securities, Advising on Futures Contracts (1, 2, 4, 5)
LEI Hsi Wei 雷希偉RODealing in Securities, Advising on Corporate Finance (1, 6)
O Wai Mun 柯惠汶REDealing in Securities (1)
TAM Wing Kin 譚永健REDealing in Securities, Advising on Securities (1, 4)
LAI Ka Wah 黎嘉華REDealing in Securities, Dealing in Futures Contracts, Advising on Securities (1, 2, 4)
CHEN Yu Shiuan 陳昱瑄REDealing in Securities, Asset Management (1, 9)
MA Yung-Jie 馬詠潔REDealing in Securities, Advising on Securities (1, 4)
YANG Wu-Kuang 楊武光RODealing in Securities (1)
HUNG Lap Tung 洪立東REDealing in Securities, Dealing in Futures Contracts (1, 2)
CHEN Yi-hsuan 陳怡瑄REAsset Management (9)
CHEN Kun-Yang 陳坤陽REAdvising on Corporate Finance (6)
LEE Chia-Hua 李嘉華REDealing in Securities (1)
LAI I-Ting 賴奕婷REDealing in Futures Contracts (2)
TAI Chien Hung 戴劍虹REDealing in Securities, Dealing in Futures Contracts, Advising on Securities, Advising on Futures Contracts (1, 2, 4, 5)
LAI Tsun Kit 賴俊傑REDealing in Futures Contracts (2)
LAI I-Ting 賴奕婷REDealing in Securities (1)
CHENG Man Yi 鄭文怡REDealing in Securities, Advising on Securities (1, 4)
TSAI Wan Chun 蔡宛君REDealing in Securities, Dealing in Futures Contracts, Advising on Securities, Advising on Futures Contracts (1, 2, 4, 5)
LAI Tsun Kit 賴俊傑REDealing in Securities (1)
FUNG Ka Yan 馮家欣REDealing in Securities (1)
YANG Yi Sin 楊依心REDealing in Securities, Dealing in Futures Contracts (1, 2)
LIN Shan-Chih 林上智REAsset Management (9)
FONG Hi Man 方喜雯REDealing in Futures Contracts (2)
TSANG Yin Ping 曾燕萍REDealing in Securities (1)
WAN Hung Ha 尹紅霞RODealing in Securities (1)
CHEN Ping-Yu 陳品妤RODealing in Securities, Advising on Securities (1, 4)
CHEN Yi Jung 陳怡蓉REDealing in Securities, Dealing in Futures Contracts (1, 2)
WOLHARDT Allan Keh 華安倫REDealing in Securities, Advising on Corporate Finance (1, 6)
CHU Hok Man, Herman 朱學敏REDealing in Securities (1)
CHOY Lai Ho, Leo 蔡澧豪REDealing in Securities, Dealing in Futures Contracts, Advising on Securities (1, 2, 4)
YANG Yi Ting 楊逸庭RODealing in Securities, Advising on Securities (1, 4)
HSU Shih Chen 許士振REDealing in Securities, Dealing in Futures Contracts (1, 2)
WU Teh Sen, Raymond 吳德生REDealing in Futures Contracts (2)
FOK Kin Bon 霍建邦REDealing in Securities (1)
YUAN Shih-Hsiang 阮世祥REDealing in Futures Contracts (2)
HUANG Chin 黃槿REDealing in Securities (1)
SU Shih Yen 蘇施燕REDealing in Securities (1)
YIM Ching Wai, Kevin 嚴政緯REAdvising on Securities (4)
LEE Huang Hsun 李黃勳REDealing in Securities, Dealing in Futures Contracts (1, 2)
FONG Hi Man 方喜雯REDealing in Securities, Advising on Securities (1, 4)
KUNG Ho Bun 龔可斌REDealing in Securities, Dealing in Futures Contracts (1, 2)
YANG Ching Fang 楊慶芳REDealing in Futures Contracts, Advising on Futures Contracts (2, 5)
WONG Cheong Ming 黃昌銘REDealing in Futures Contracts, Advising on Futures Contracts (2, 5)
LIN Shan-Chih 林上智REAdvising on Securities, Advising on Futures Contracts (4, 5)
WEN Tsung Hsien 溫宗憲ROAsset Management (9)
CHUANG Wayne 莊之瑋REDealing in Securities, Advising on Securities (1, 4)
YANG Ching Fang 楊慶芳REDealing in Securities, Advising on Securities (1, 4)
QUEK Chin Hung 郭進漢RODealing in Securities, Dealing in Futures Contracts (1, 2)
WONG Wa Fai 黃華輝REDealing in Securities, Advising on Securities (1, 4)
CHAN Bing Hang, Johnnie 陳秉恒REDealing in Securities, Dealing in Futures Contracts (1, 2)
LIN Shan-Chih 林上智REDealing in Securities, Dealing in Futures Contracts (1, 2)
YANG Wu-Kuang 楊武光REAsset Management (9)
LEUNG Kwan Wai 梁鈞惠REDealing in Futures Contracts (2)
LEE Man Yi, Jessica 李敏兒RODealing in Futures Contracts (2)
WEN Tsung Hsien 溫宗憲RODealing in Securities, Dealing in Futures Contracts, Advising on Securities, Advising on Futures Contracts (1, 2, 4, 5)
MIAO Shun-Tang 苗舜堂REDealing in Securities, Advising on Securities (1, 4)
CHIU Yen Lan 邱燕蘭REDealing in Securities (1)
HO Tsu-Hsien 何祖賢REDealing in Securities (1)
LIN Wen-Hui 林文惠REDealing in Futures Contracts (2)
CHAN Wai Chi 陳偉智REAdvising on Futures Contracts (5)
SHI Chun Hei 佘俊熹REDealing in Securities, Dealing in Futures Contracts (1, 2)
LEUNG Kwan Wai 梁鈞惠REDealing in Securities (1)
WONG Cheong Ming 黃昌銘REDealing in Securities (1)
LIN Wen-Hui 林文惠REDealing in Securities, Advising on Securities (1, 4)
YAU Kai Yu 丘佳瑜REDealing in Securities (1)
CHAN Wai Chi 陳偉智REAdvising on Securities (4)
TANG Qian 湯茜REDealing in Securities (1)
LEE Man Yi, Jessica 李敏兒RODealing in Securities, Advising on Securities (1, 4)
WONG Pui Ying 黃珮瑛REDealing in Securities, Dealing in Futures Contracts (1, 2)
CHEN Miao-Ju 陳妙如RODealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
HSIEH Erin 謝依玲REAsset Management (9)
CHAN Wai Chi 陳偉智REDealing in Securities, Dealing in Futures Contracts (1, 2)
YEUNG Tsz Ning, Alan 楊子寧REDealing in Securities (1)
YUAN Shih-Hsiang 阮世祥REDealing in Securities, Advising on Securities (1, 4)
WONG Yiu Man 王耀文REAdvising on Securities (4)
CHOI Tak Fai 蔡德輝REAdvising on Securities (4)
CHU Ka Kit, Peter 朱家傑ROAdvising on Securities (4)
HSIEH Erin 謝依玲REDealing in Securities, Dealing in Futures Contracts (1, 2)
CHAN Lut Kwan 陳律君REAdvising on Securities, Advising on Futures Contracts (4, 5)
TAM King Fung Keith 談勁峰REDealing in Futures Contracts (2)
CHAN Lut Kwan 陳律君REDealing in Securities, Dealing in Futures Contracts (1, 2)
WONG Yiu Man 王耀文REDealing in Futures Contracts (2)
CHEN Yi-hsuan 陳怡瑄REDealing in Securities (1)
WONG Yiu Man 王耀文REDealing in Securities (1)
LI Fang 厲放ROAdvising on Corporate Finance (6)
LEE Yin Man 李彥文REAdvising on Securities, Advising on Futures Contracts (4, 5)
WAN Siu Shun 溫紹迅ROAdvising on Securities (4)
NG Kwok Hung 吳國雄REDealing in Securities, Dealing in Futures Contracts, Advising on Securities (1, 2, 4)
CHOI Tak Fai 蔡德輝REDealing in Securities, Dealing in Futures Contracts (1, 2)
WONG Tim Hi 王添喜REDealing in Securities, Dealing in Futures Contracts (1, 2)
TAM King Fung Keith 談勁峰REDealing in Securities (1)
WU Teh Sen, Raymond 吳德生RODealing in Securities, Advising on Securities (1, 4)
LOK Kung Yao, Perry 陸恭耀REDealing in Futures Contracts (2)
WU Teh Sen, Raymond 吳德生REAsset Management (9)
LEE Yin Man 李彥文REDealing in Securities, Dealing in Futures Contracts (1, 2)
LOK Kung Yao, Perry 陸恭耀REDealing in Securities (1)
LUK Chiu Kwong 陸照光REDealing in Securities (1)
CHAU Kwok Hung 周國鴻REDealing in Securities, Dealing in Futures Contracts (1, 2)
YEUNG Kwun Po 楊觀寶REDealing in Securities, Dealing in Futures Contracts, Advising on Securities (1, 2, 4)
YEUNG Ting Wai 楊錠威REDealing in Securities, Dealing in Futures Contracts (1, 2)
LIN Chia-Pei 林佳佩REDealing in Securities, Dealing in Futures Contracts (1, 2)
YUEN Hing Kin 袁興健REDealing in Securities, Dealing in Futures Contracts (1, 2)
WAN Siu Shun 溫紹迅RODealing in Securities (1)
WONG Chi Chung 黃志聰REDealing in Securities (1)
SO Jiarong 蘇家榮REDealing in Securities, Dealing in Futures Contracts (1, 2)
MAK Ho Yin, Derek 麥淏琂REDealing in Securities (1)
NG Cheuk Kin 吳焯堅REDealing in Securities (1)
LO Yip Moon, Edward 盧業滿REDealing in Securities, Dealing in Futures Contracts (1, 2)
LIU Ka Leung 廖家良REDealing in Securities, Dealing in Futures Contracts (1, 2)
LI Wai Kwan 李蕙筠REDealing in Securities (1)
LAM Sze Yuen 林詩鉉REDealing in Securities, Dealing in Futures Contracts (1, 2)
LEUNG Suk Fun, Oliva 梁淑芬REDealing in Securities, Dealing in Futures Contracts (1, 2)
LEE Man Hung 李文雄REDealing in Securities, Dealing in Futures Contracts (1, 2)
CHOI Kwok Ip 蔡國業REDealing in Securities, Dealing in Futures Contracts (1, 2)
KEE Chi Kwan 紀志坤REDealing in Securities, Dealing in Futures Contracts (1, 2)
HON Ka Man, Roger 韓嘉文REDealing in Securities, Dealing in Futures Contracts (1, 2)
CHIU Tuen Leung 趙端良REDealing in Securities, Dealing in Futures Contracts (1, 2)
FONG Yu 方瑜REDealing in Securities, Dealing in Futures Contracts (1, 2)
CHAN Hon Fai 陳漢輝REDealing in Securities, Dealing in Futures Contracts (1, 2)
CHAU Kin Man 鄒建文REDealing in Securities, Dealing in Futures Contracts (1, 2)
CHAN Chin Lung, Terry 陳展龍REDealing in Securities, Dealing in Futures Contracts (1, 2)
CHAN Pauline 陳麗文REDealing in Securities, Dealing in Futures Contracts (1, 2)
CHAN Pui Man, Jennia 陳佩敏REDealing in Securities (1)
CHAN Chor Man 陳楚民REDealing in Securities, Dealing in Futures Contracts (1, 2)
CHAN Chi Wai, Eric 陳志偉REDealing in Securities, Dealing in Futures Contracts (1, 2)
CHAN Ka Hung 陳家雄REDealing in Securities, Dealing in Futures Contracts (1, 2)
WAN Siu Shun 溫紹迅RODealing in Futures Contracts, Advising on Futures Contracts (2, 5)
LO Kit Ming 盧潔明REDealing in Securities (1)
KUO Che-Jung 郭哲榮REAdvising on Securities (4)
MOK Jeanne 莫靜芬REDealing in Securities, Advising on Securities (1, 4)
HO Kwok Chung 何國仲REDealing in Securities (1)