Hong Kong SFC licence guru

Current licenceholders of SFC institution ABZ023, Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

LicenceholderRoleLicencesStart date
CHEN Miao-Ju 陳妙如ROAsset Management (9)
HUANG Ting-Yu 黃亭瑜REDealing in Securities (1)
LIN Chia-Pei 林佳佩REDealing in Securities (1)
LEE Man Yi, Jessica 李敏兒REDealing in Securities (1)
WAN Siu Shun 溫紹迅RODealing in Securities (1)