Hong Kong SFC licence guru

Current licenceholders of SFC institution ADW588, Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

LicenceholderRoleLicencesStart date
MAK Ka Ka 麥嘉嘉REAdvising on Futures Contracts (5)
MAK Ka Ka 麥嘉嘉REAdvising on Securities (4)
WONG Siu Leung 黃紹良REAdvising on Securities, Advising on Futures Contracts (4, 5)
SHI Shuangshuang 史霜霜REAdvising on Securities (4)
KUANG Peiqin 匡培钦REAdvising on Securities (4)
LI Zhiyi 李峙屹REAdvising on Securities (4)
SHI Jinxing 史晋星REAdvising on Securities (4)
QIU Yizhou 邱一舟ROAdvising on Securities, Advising on Futures Contracts (4, 5)
JIA Mengdi 賈夢迪REAdvising on Securities (4)
FAN Chengjie 范承杰REAdvising on Securities (4)
RITEAU Alexandre Pierre REAdvising on Securities (4)
FU Beijia 付倍佳REAdvising on Securities (4)
ZHANG Yi 張怡REAdvising on Securities (4)
XIA Mingrui 夏明睿ROAdvising on Securities, Advising on Futures Contracts (4, 5)
DONG Yi 董易REAdvising on Securities (4)
ZHOU Wenyuan 周文远REAdvising on Securities (4)
ZHAO Dingwei 趙定緯REAdvising on Securities, Advising on Futures Contracts (4, 5)
CHEN Yaping 陳雅萍REAdvising on Futures Contracts (5)
KWAN Wai Kuen, Freddie 關偉權ROAdvising on Securities, Advising on Futures Contracts (4, 5)
CHAN Ming Yan 陳洺胤ROAdvising on Futures Contracts (5)
CHAU Mei Yu 周美如ROAdvising on Futures Contracts (5)
KAO Hiu Hing Stanley 高曉慶ROAdvising on Futures Contracts (5)
CHENG Xin 程欣REAdvising on Futures Contracts (5)
LI Xinwei 李欣偉REAdvising on Securities (4)
CHAN Ming Yan 陳洺胤ROAdvising on Securities (4)
ZHANG Beibei 張貝貝REAdvising on Securities (4)
HUANG Qian 黃倩REAdvising on Securities (4)
KAO Hiu Hing Stanley 高曉慶ROAdvising on Securities (4)
CHENG Xin 程欣REAdvising on Securities (4)
ZHANG Cheng 張程REAdvising on Securities (4)
WU Xia 武夏REAdvising on Securities (4)
HUANG Zhe 黃哲REAdvising on Securities (4)
MITCHELL Lars Stefan REAdvising on Securities (4)
XUE Huiru 薛慧如REAdvising on Securities (4)
YU Wenjun 余文俊REAdvising on Securities (4)
CHEN Yaping 陳雅萍REAdvising on Securities (4)
YANG Guoping 楊國平REAdvising on Securities (4)
HUANG Cai 黄偲REAdvising on Securities (4)
WANG Haitao 王海濤REAdvising on Securities (4)
LI Hong 李虹REAdvising on Securities (4)
ZHAO Jinhou 趙金厚REAdvising on Securities (4)