Hong Kong SFC licence guru

Current licenceholders of SFC institution AEZ953, Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

LicenceholderRoleLicencesStart date
CHAN Hoi Ting 陳凱婷REDealing in Securities, Advising on Securities, Advising on Corporate Finance (1, 4, 6)
GOH Benjamin, Jie Ming REDealing in Securities, Advising on Securities, Advising on Corporate Finance (1, 4, 6)
LEUNG Yu Tang 梁譽騰REDealing in Securities, Advising on Securities, Advising on Corporate Finance (1, 4, 6)
OHNUKI Duknam REDealing in Securities, Advising on Securities (1, 4)
HAYASHIBARA Yuka REAdvising on Securities (4)
XUE Bing 薛冰RODealing in Securities, Advising on Securities, Advising on Corporate Finance (1, 4, 6)
KARLO Krzysztof REDealing in Securities, Advising on Securities (1, 4)
KAVANAGH Ruvann John RODealing in Securities, Advising on Securities (1, 4)
SHIN Myungsoo REDealing in Securities, Advising on Securities, Advising on Corporate Finance (1, 4, 6)
LEE Yea Sul REDealing in Securities, Advising on Securities, Advising on Corporate Finance (1, 4, 6)
KAWAMOTO Yuta 川本裕太REDealing in Securities, Asset Management (1, 9)
HARIMOTO Yoshinari REDealing in Securities, Advising on Securities, Advising on Corporate Finance (1, 4, 6)
HUANG Daru 黄达儒REDealing in Securities, Advising on Securities, Advising on Corporate Finance (1, 4, 6)
YUEN Ka Yat 袁嘉逸REAdvising on Securities, Advising on Corporate Finance (4, 6)
TONG Chun Ho 唐振皓REDealing in Securities, Advising on Securities (1, 4)
OTA Yuma 太田 裕馬REDealing in Securities, Advising on Securities, Advising on Corporate Finance (1, 4, 6)
NISHIZAWA Arashi 西澤 嵐REAdvising on Securities (4)
ZHONG Xiaoyu 仲晓宇REDealing in Securities, Advising on Securities, Advising on Corporate Finance (1, 4, 6)
CHANDRASEKHARAN Jayachandran REAdvising on Securities (4)
ZHANG Yi 張毅REDealing in Securities, Advising on Securities (1, 4)
FUKASE Yoshiya REDealing in Securities, Advising on Securities, Advising on Corporate Finance (1, 4, 6)
LOKE Chern Yang Ian 陆振扬REDealing in Securities, Advising on Securities, Advising on Corporate Finance (1, 4, 6)
ZHANG Yixin REDealing in Securities, Advising on Securities (1, 4)
NAKATSUKASA Seiji 中務 征爾REDealing in Securities, Advising on Securities, Advising on Corporate Finance (1, 4, 6)
ANZAI Takehiro RODealing in Securities, Advising on Securities (1, 4)
CHAN Ming Yan 陳明恩REDealing in Securities, Advising on Securities (1, 4)
CHENG Shun Yat Adrian 鄭淳溢REDealing in Securities, Advising on Securities (1, 4)
KURODA Kentaro REDealing in Securities, Advising on Securities (1, 4)
KWON Heerak REDealing in Securities, Advising on Securities (1, 4)
FANG Wei REAdvising on Securities (4)
PANDAY Rahul Vijay Kumar REDealing in Securities, Advising on Securities, Advising on Corporate Finance (1, 4, 6)
HAMERSMA Sander Bastiaan REDealing in Securities, Advising on Securities, Advising on Corporate Finance (1, 4, 6)
GLUECK Franz Ismael REDealing in Securities, Advising on Securities (1, 4)
LAM Ching Lok Gary 林清樂ROAdvising on Corporate Finance (6)
GLUECK Franz Ismael REAdvising on Corporate Finance (6)
YATSU Naoki REDealing in Securities, Asset Management (1, 9)
SONG Xiukui 宋秀魁REDealing in Securities, Advising on Securities (1, 4)
OBERG Daniel Geoffrey REDealing in Securities, Advising on Securities (1, 4)
LAM Ching Lok Gary 林清樂REAdvising on Securities (4)
HU Deyue REDealing in Securities, Advising on Securities (1, 4)
WONG Shing Hong, Kent 王承鏮REAdvising on Securities (4)
LAM Ching Lok Gary 林清樂REDealing in Securities (1)
WONG Shing Hong, Kent 王承鏮REDealing in Securities, Advising on Corporate Finance (1, 6)
WANG Jiaqi 王家琦REAsset Management (9)
LEUNG Wai Man 梁偉民REAsset Management (9)
LEUNG Wai Man 梁偉民REDealing in Securities (1)
SHAW Benjamin John REDealing in Securities, Advising on Securities (1, 4)
WANG Jiaqi 王家琦REDealing in Securities (1)
ALLEN Benjamin Lang REDealing in Securities, Advising on Securities (1, 4)
YOSHIMURA Takuya 芳村 拓也REDealing in Securities, Advising on Securities, Advising on Corporate Finance (1, 4, 6)
ASKHAM Craig Gerrard REDealing in Securities, Advising on Securities, Advising on Corporate Finance (1, 4, 6)
COOK Geoffrey John REDealing in Securities, Advising on Securities (1, 4)
BIDASARIA Shrey REDealing in Securities, Advising on Securities, Advising on Corporate Finance (1, 4, 6)
HOWARD Matthew John REDealing in Securities, Advising on Securities (1, 4)
LEADSOM David James REDealing in Securities, Advising on Securities (1, 4)
MARKUS Paul Philip REDealing in Securities, Asset Management (1, 9)
SAITA Kenichi REAdvising on Securities (4)
KUSUNOKI Hidenori 楠木秀憲REAdvising on Securities (4)
MATSUNAGA Martin Hideyuki REDealing in Securities, Advising on Securities, Advising on Corporate Finance (1, 4, 6)
WANG Yufei 王宇飞REDealing in Securities, Advising on Securities (1, 4)
AGUSTIN Scott-Jarryd REDealing in Securities, Advising on Securities, Advising on Corporate Finance (1, 4, 6)
AMMANN Christopher Emil REDealing in Securities, Advising on Securities, Advising on Corporate Finance (1, 4, 6)
PARSONS Stephen James REDealing in Securities, Advising on Securities, Advising on Corporate Finance (1, 4, 6)
RYBAK Gregory REDealing in Securities, Advising on Securities, Advising on Corporate Finance (1, 4, 6)
JAMES Richard Alan REDealing in Securities, Advising on Securities, Advising on Corporate Finance (1, 4, 6)
MORITA Keisuke 森田 佳佑REDealing in Securities, Asset Management (1, 9)
TAKAHASHI Atsutoshi RODealing in Securities, Advising on Securities, Advising on Corporate Finance (1, 4, 6)
YAJIMA Tomoki REDealing in Securities, Advising on Securities (1, 4)
CHAN Sau Wai, Sylvia 陳秀慧REAdvising on Securities (4)
SMITH Robert Adam REDealing in Securities, Advising on Securities (1, 4)
NAGAI Yuichiro REAdvising on Securities (4)
YOSHIDA Natsumi 吉田 奈津美REDealing in Securities, Advising on Securities, Advising on Corporate Finance (1, 4, 6)
OHATA Tomonori REAdvising on Securities (4)
YOSHIDA Aki-Joe REDealing in Securities, Advising on Securities (1, 4)
LEE James REAdvising on Securities (4)
ZHOU Xue 周雪REDealing in Securities (1)
ITO Tatsuhiko REAdvising on Securities (4)
LAU Cheuk Hang, Samuel 劉卓鏗REDealing in Securities, Asset Management (1, 9)
RAKESH Vijay Raghavan REAdvising on Securities (4)
CARTER Harriet Ellen Jane REDealing in Securities, Advising on Securities, Advising on Corporate Finance (1, 4, 6)
MORI Takahiro REAdvising on Securities (4)
YUEN Ka Yat 袁嘉逸REDealing in Securities (1)
HAN Wenfei 韩雯斐REDealing in Securities, Advising on Securities, Advising on Corporate Finance (1, 4, 6)
ZHOU Xiaoli 周晓丽REDealing in Securities, Advising on Securities (1, 4)
GULRAJANI dev REDealing in Securities, Advising on Securities, Advising on Corporate Finance (1, 4, 6)
SOON Wen Yen 孫文妍REDealing in Securities, Advising on Securities, Advising on Corporate Finance (1, 4, 6)
LOONG Pui Fung, Andrew 龍沛豐REDealing in Securities, Advising on Securities, Advising on Corporate Finance (1, 4, 6)
TAKAKU Masanori REDealing in Securities (1)
TAKAKU Masanori REAsset Management (9)
HAMAMOTO Yoshiro RODealing in Securities, Advising on Securities, Advising on Corporate Finance, Asset Management (1, 4, 6, 9)
STEWART Benjamin Richard REDealing in Securities, Advising on Securities, Advising on Corporate Finance (1, 4, 6)
NAKAGAWA Yoshihiro REAdvising on Securities (4)
SYED Salim Qader REAdvising on Securities (4)
GALTIER Pierre REDealing in Securities, Advising on Securities (1, 4)
CHAN Kin Cheung 陳鍵漳REDealing in Securities, Advising on Securities (1, 4)
WOO Ka Man Sara 胡嘉文REDealing in Securities, Advising on Securities (1, 4)
SALAM Salim RODealing in Securities, Advising on Securities, Advising on Corporate Finance (1, 4, 6)
OKUBO Takao REDealing in Securities, Advising on Securities, Advising on Corporate Finance (1, 4, 6)
MUI Malcolm Hin-Ling 梅軒寧RODealing in Securities, Advising on Securities, Advising on Corporate Finance (1, 4, 6)
ASAEDA HIDEYA REAdvising on Securities (4)
ZHOU Xue 周雪REAdvising on Securities (4)
SHIN Jung Hoon REAdvising on Securities (4)
MATSUO Hidetaku 松尾秀拓RODealing in Securities (1)
CONNERY Anthony Sean ROAdvising on Securities (4)
TOMIMATSU Yosuke REAdvising on Securities (4)
LIANG Xiao REDealing in Securities, Advising on Securities, Advising on Corporate Finance (1, 4, 6)
WANG Yichen 王一塵REAdvising on Securities (4)
LEE Yick Chung 李易聰REAdvising on Securities (4)
KAWAKITA Yasuhiko REDealing in Securities, Advising on Securities (1, 4)
SCHWARZ Florian REDealing in Securities, Advising on Securities, Advising on Corporate Finance (1, 4, 6)
YOOK Haekong REDealing in Securities, Advising on Securities (1, 4)
JANG Minhyeok 張玟赫REDealing in Securities, Advising on Securities (1, 4)
YAMAUCHI Ayumu 山內步REDealing in Securities, Advising on Securities, Advising on Corporate Finance (1, 4, 6)
KO Tak Yan Anson 高德欣REDealing in Securities, Advising on Securities, Advising on Corporate Finance (1, 4, 6)
HAH CHANGWOO REDealing in Securities, Advising on Securities, Advising on Corporate Finance (1, 4, 6)
GU Hao 顧昊REDealing in Securities, Advising on Securities (1, 4)
KEEBLE Paul Royce REDealing in Securities, Advising on Securities (1, 4)
PARK Charles Chansik REDealing in Securities, Advising on Securities (1, 4)
LAI Chuk Man 賴祝文REDealing in Securities, Advising on Securities, Advising on Corporate Finance (1, 4, 6)
NISHI Yoshiyuki REDealing in Securities, Advising on Securities (1, 4)
TEH Timothy Wen Ming 戴文明REDealing in Securities, Advising on Securities (1, 4)
KAN Yat Ming Jason 簡一鳴REDealing in Securities, Advising on Securities, Advising on Corporate Finance (1, 4, 6)
NG Eric, Zheng Han 黄政涵REDealing in Securities, Advising on Securities (1, 4)
SHAMLOO Rooin REDealing in Securities, Advising on Securities (1, 4)
RHEW Byong Wi REDealing in Securities, Advising on Securities, Advising on Corporate Finance (1, 4, 6)
SINGER Matthew Karl REDealing in Securities, Advising on Securities, Advising on Corporate Finance (1, 4, 6)
HAMAZAKI TERUFUMI 浜崎 照文REDealing in Securities, Asset Management (1, 9)
TEO Ying Zhuang REDealing in Securities, Advising on Securities (1, 4)
MIYAGI HIROKAZU REAdvising on Securities (4)
SATO KOKI REAdvising on Securities (4)
CAPONE Angela REDealing in Securities, Advising on Securities (1, 4)
ZOU Jianke 鄒建科REDealing in Securities, Advising on Securities (1, 4)
LAI Ching Man, Jimmy 黎政民RODealing in Securities, Advising on Corporate Finance (1, 6)
HARIHARAN Narayan Iyer REDealing in Securities, Advising on Securities, Advising on Corporate Finance (1, 4, 6)
GUAN Bo 關博REDealing in Securities, Asset Management (1, 9)
LAI Ching Man, Jimmy 黎政民REAdvising on Securities (4)
MATSUNO Maoki REAdvising on Securities (4)
WAN Cheuk Yin 尹卓賢REDealing in Securities, Asset Management (1, 9)
MATSUO Hidetaku 松尾秀拓ROAsset Management (9)
WANG Qian 汪倩REDealing in Securities, Advising on Securities, Advising on Corporate Finance (1, 4, 6)
HUANG Hiu Pan 黃曉斌REAdvising on Securities (4)
CHU John Paul Yeong Keng 徐永鏗RODealing in Securities, Advising on Securities, Advising on Corporate Finance (1, 4, 6)
YAMADA Mikiya REAdvising on Securities (4)
BADIGAR Devanjan REDealing in Securities, Advising on Securities (1, 4)
ZHANG Wen 張雯REDealing in Securities, Advising on Securities (1, 4)
UENO Yasunari REAdvising on Securities (4)
OHASHI Hidetoshi REAdvising on Securities (4)
SUEHIRO Toru REAdvising on Securities (4)
NAKANE Yasuo REAdvising on Securities (4)
BOW Dominic Kwok Wai 鮑國維REDealing in Securities, Advising on Securities (1, 4)
WANG Min-Li 王敏力REAdvising on Securities (4)
WANG Yichen 王一塵REDealing in Securities (1)
GAI Hsin-Shan 蓋欣山REAdvising on Securities (4)
LEONG Daniel Yun-Foo REDealing in Securities, Advising on Securities, Advising on Corporate Finance (1, 4, 6)
CONNERY Anthony Sean ROAsset Management (9)
HOSHI Manabu REAdvising on Securities (4)
TANAKA Keiichiro REDealing in Securities, Advising on Securities, Advising on Corporate Finance (1, 4, 6)
YAMAMOTO Yoshitsugu REAdvising on Securities (4)
SATO Kazuoki 佐藤和興REDealing in Securities, Advising on Securities, Advising on Corporate Finance (1, 4, 6)
WONG Wai Lung 黃偉龍REAsset Management (9)
NOMURA Hironoshin REAdvising on Securities (4)
CARTER Edward Jack Onslow REDealing in Securities, Advising on Securities (1, 4)
ZHANG Ming Min 章明敏REDealing in Securities, Advising on Securities, Advising on Corporate Finance (1, 4, 6)
KIM Ji Young 金志映REDealing in Securities, Advising on Securities (1, 4)
CHEN Szu Yu 陳思宇REDealing in Securities, Advising on Securities (1, 4)
LAU Homan 劉浩文REDealing in Securities (1)
HISHIDA Yuji REDealing in Securities, Advising on Securities (1, 4)
WONG Wai Lung 黃偉龍REDealing in Securities (1)
WONG Yuk-bon 黃旭邦REDealing in Securities, Advising on Securities (1, 4)
ISHIHARA Tetsuo REAdvising on Securities (4)
YANADA Shuji REAdvising on Securities (4)
CHU Tianli 楚天驪REDealing in Securities, Asset Management (1, 9)
OHATA Yosuke REAdvising on Securities (4)
HUNTER Paul Chicano REDealing in Securities, Advising on Securities (1, 4)
KATO Katsuhito 加藤勝仁REDealing in Securities, Advising on Securities (1, 4)
YEH Hao-Ting 葉皓婷REDealing in Securities, Advising on Securities (1, 4)
ROWE Damian Marcus RODealing in Securities, Advising on Securities (1, 4)
HORTON Shaun Yi-Ming REDealing in Securities, Advising on Securities, Advising on Corporate Finance (1, 4, 6)
SUZUKI Katsuhiko REAdvising on Securities (4)
NAGAYOSHI Hayato REAdvising on Securities (4)
MATSUDA Hiroshi REAdvising on Securities (4)
TANAKA Takeshi REAdvising on Securities (4)
TAKAHASHI Toshio REAdvising on Securities (4)
GOTO Fumihide REAdvising on Securities (4)
SHINYA Norimasa REAdvising on Securities (4)
NAKATA Shusuke REDealing in Securities (1)
SAJI Hiroshi REAdvising on Securities (4)
HEUNG May Yin 香美賢REDealing in Securities, Advising on Securities (1, 4)
HASHIMOTO Yoshihiro REAdvising on Securities (4)
READE Mark Donald REDealing in Securities, Advising on Securities (1, 4)
SAKAGUCHI Tairiku REAdvising on Securities (4)
KIKUCHI Masatoshi REAdvising on Securities (4)
UJIHARA Yoshihiro REAdvising on Securities (4)
WATANABE Hidekatsu REAdvising on Securities (4)
MIURA Yutaka REAdvising on Securities (4)
KOYAMA Takeshi REAdvising on Securities (4)
HORI Yusuke REAdvising on Securities (4)
YOSHIDA Atsushi REAdvising on Securities (4)
TANAKA Hiroshi REAdvising on Securities (4)
WAKAE Masanori REAdvising on Securities (4)
SUZUKI Hiroyuki REAdvising on Securities (4)
IWASA Shinsuke REAdvising on Securities (4)
WARD Simon Anthony REDealing in Securities, Advising on Securities, Advising on Corporate Finance (1, 4, 6)
LO Ming Hung 盧銘雄REAdvising on Securities (4)
OSADE Yohei REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
HIRATA Rie 平田理惠REDealing in Securities, Advising on Securities (1, 4)
LEE Yick Chung 李易聰REDealing in Securities (1)
CONNERY Anthony Sean RODealing in Securities (1)
LEUNG Chak Hay, Jason 梁澤熹REAsset Management (9)
LEUNG Chak Hay, Jason 梁澤熹REDealing in Securities (1)
BAYFORD Neil Christopher REDealing in Securities, Advising on Securities (1, 4)
KANESHIGE Hirou 金重博宇REDealing in Securities, Advising on Securities (1, 4)
LEE Seunghwan 李承桓REDealing in Securities, Advising on Securities (1, 4)
SKEET Kevin Ewart REDealing in Securities, Advising on Securities (1, 4)
SZETO Yuen Yee 司徒婉儀REAdvising on Securities (4)
OTANI Tomono 大谷知乃REAdvising on Securities (4)
WONG Wing Pan, Benny 黃穎斌REDealing in Securities, Advising on Securities, Advising on Corporate Finance (1, 4, 6)
OTANI Tomono 大谷知乃REDealing in Securities (1)
SZETO Yuen Yee 司徒婉儀REDealing in Securities (1)