Hong Kong SFC licence guru

Current licenceholders of SFC institution AFF275, BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

LicenceholderRoleLicencesStart date
LIM Min Lynette REDealing in Securities, Advising on Securities (1, 4)
WILLS Darren Edward REDealing in Securities, Advising on Securities (1, 4)
LEUNG Sharon 梁雪賢REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
LIM Wen Yao, Lester 林文耀REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
SHIN Yeeun REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
LIN Xingyang 林星揚REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
LOK Ka Ying 駱嘉楹REDealing in Securities, Advising on Securities (1, 4)
LEE Yin Kiu 李彥橋REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
TAKEMURA Chizuru REDealing in Securities, Advising on Securities (1, 4)
ZHU Huian 朱慧安REDealing in Securities, Advising on Securities (1, 4)
LEUNG Kin Yip 梁建業REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
GAN Seem 顏心REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
PANG Tsz Wai 彭梓維REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
TANG Xiaodong 湯曉東REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
LI Meng REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
WONG Yong Wen REDealing in Securities, Advising on Securities (1, 4)
KIM Jee Hyeon REAsset Management (9)
TSANG Marie Ming Wai 曾明慧REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
KUANG Xiaofei 曠曉菲REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
LALOOBHAI Dharma Kishor Bhakabhai REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
ZHUANG Shenghao Eugene REDealing in Securities, Advising on Securities (1, 4)
AOYAMA Yoshihiko REDealing in Securities (1)
CHEUNG Yat Wah 張日華REDealing in Securities (1)
MARZOUQ H Ahamed REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
MAGUIRE Ian Paul REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
ENGEL Josephine Elise Silvia 王清灵REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
FONG Ka Yan 方嘉甄REDealing in Securities, Advising on Securities (1, 4)
CHOW Hoi Suen Angus 周凱旋REAsset Management (9)
DEI Derek 戴凱豪RODealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
SHAN Shan 山珊REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
FONG Ka Yan 方嘉甄REAsset Management (9)
MALEY Daniel Frank REDealing in Securities, Advising on Securities (1, 4)
WANG Huiling 王惠玲REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
BUCKINGHAM Geraldine Joyce RODealing in Securities, Dealing in Futures Contracts, Advising on Securities, Advising on Corporate Finance, Asset Management (1, 2, 4, 6, 9)
WAN Bruce 溫尚志REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
KOH Wan Chin REAdvising on Securities (4)
KOH Wan Chin REDealing in Securities (1)
HE Bitao 和璧淘REDealing in Securities (1)
CHAUDHURI Kaustav REDealing in Securities, Dealing in Futures Contracts (1, 2)
HUH Samuel REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
JIANG Tian 江天REDealing in Securities, Advising on Securities (1, 4)
SHERIDAN Tiana Maria REDealing in Securities, Advising on Securities (1, 4)
DORR KEVIN REAsset Management (9)
MILLER Jason Evans Billings REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
BATAILLARD Olivier Remy Camille REAsset Management (9)
SUN Xiaolin 孫小琳REDealing in Securities, Advising on Securities (1, 4)
MEPANI Pravin REDealing in Securities, Dealing in Futures Contracts (1, 2)
LAU Ka Yan 劉嘉恩REDealing in Securities, Advising on Securities (1, 4)
FINN Stuart Anthony REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
VERSACE Haryati Megumi REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
SONG Frank REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
SO Vincent Hon Pong 蘇漢邦REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
AGRAWAL Vishal Surajratan REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
DORR KEVIN REDealing in Securities, Advising on Securities (1, 4)
BEVEVINO Zach Barton REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
YANG Liu 楊柳REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
SUN Yee Lok 孫伊樂REAdvising on Securities (4)
NIELSEN Andrew Stephen REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
CHEUNG Tsung On Steven 張松安REDealing in Securities, Advising on Securities (1, 4)
SUN Yee Lok 孫伊樂REDealing in Securities (1)
SUBRAMONIAM Sunita REDealing in Securities, Advising on Securities (1, 4)
BERDER Antoine Eric Francois Marie REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
JUAN Hillary Ching 范鴻恩REDealing in Securities, Advising on Securities (1, 4)
LAU Pei Man Hidy 劉姵妏REDealing in Securities (1)
ARTHUR Anthony James REDealing in Securities, Advising on Securities (1, 4)
LUI Chun Hei, Barton 呂俊羲REDealing in Securities, Advising on Securities (1, 4)
CHAN Kristy 陳德蓉REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
YEUNG Nga Yan 楊雅欣REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
LI Xinye 李歆曄REDealing in Securities, Dealing in Futures Contracts (1, 2)
CHEUNG Siu Man 張小雯REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
MAHAPATRA Sidharth REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
HINTERHAEUSER Marina REAdvising on Securities, Asset Management (4, 9)
KIM Jeong Yeon REAsset Management (9)
HINTERHAEUSER Marina REDealing in Securities (1)
KIM Jeong Yeon REDealing in Securities, Advising on Securities (1, 4)
ZHOU Yajun 周雅君REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
BRAKENRIDGE Natassia Jaide REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
CHIU Pok Man, Alvin 趙博文RODealing in Securities, Advising on Securities (1, 4)
BEI Haochen 貝皞晨REDealing in Securities, Asset Management (1, 9)
AKIE Sachiko REDealing in Securities, Advising on Securities (1, 4)
RONNEBERGER Robert REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
ASHWORTH Henry Thomas REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
BEI Haochen 貝皞晨REAdvising on Securities (4)
MOONEY Damien Martin RODealing in Securities, Advising on Securities (1, 4)
WANG Fanyue 王梵粵REAdvising on Securities, Asset Management (4, 9)
YAN Ran 閆然REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
LEE Jaewhan 李在焕REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
PAUW James Michael REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
CHENG Sixuan REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
LANDMAN Andrew Raymond RODealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
WANG Fanyue 王梵粵REDealing in Securities (1)
SAUNDERS John Russell RODealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
BUERGE David John RODealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
LEE Yun Yun Vivien 李茵茵REAdvising on Securities, Asset Management (4, 9)
JUE Stephen Tukqun 居德鈞REDealing in Securities (1)
HORN Jason Christopher John REDealing in Securities, Advising on Securities (1, 4)
KANG Yoonsung 姜润晟REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
LEE Yun Yun Vivien 李茵茵REDealing in Securities (1)
JUE Stephen Tukqun 居德鈞REAdvising on Securities, Asset Management (4, 9)
MARGITAN Steven John REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
YANG Yan 楊彥RODealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
LAU Kok Hong 劉覺匡REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
XIONG Li 熊莉REDealing in Securities, Advising on Securities (1, 4)
HSIN Sze Wai 忻思慧REDealing in Securities, Advising on Securities (1, 4)
CHAN Yuen Tat 陳源達REDealing in Securities, Dealing in Futures Contracts (1, 2)
SIERADZKI Alexandre Roger REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
LILLIBRIDGE Robert Maarten REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
FERREIRA DE AVILA Guilherme REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
HO Seen Sze, Cecilia 何善思REDealing in Securities, Advising on Securities (1, 4)
WRIGHT Lindsay Margaret REDealing in Securities, Advising on Securities (1, 4)
CADERAS Daniel REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
BHATTEE Hashim REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
MITCHELL Georgina Lucy REDealing in Securities, Advising on Securities (1, 4)
FAN Chin Lin 范君綾REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
HOWIE Jonathan Adrian REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
ANDREWS Stephen John REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
BYUN Jun Sik REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
CAO Lei 曹蕾REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
DAY Joseph William Philip REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
CHIEN Jui-Lin 錢睿翎REDealing in Securities, Advising on Securities (1, 4)
ZHU Yanlin 朱彥霖REDealing in Securities, Advising on Securities (1, 4)
PAI Anna Hsin Ping 白欣平REDealing in Securities, Advising on Securities (1, 4)
WANG Yiwei 王軼維REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
LIU Gladys 廖沛喬REDealing in Securities, Advising on Securities (1, 4)
NG Tsz Ho 吳子皓REDealing in Securities, Advising on Securities (1, 4)
HE Weiyi 賀維藝REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
CHO Harry Sang Hyun REDealing in Securities, Dealing in Futures Contracts (1, 2)
WANG Yuliang 王玉亮REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
LAM Kwok Yiu 林國耀REDealing in Securities, Advising on Securities (1, 4)
CHANG Alexander Paul 張明波REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
FRASER Gordon REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
YANG Fei 楊騑REDealing in Securities (1)
ZHU Eryue 祝尔悦REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
CHABANE Ilyas REAdvising on Securities, Asset Management (4, 9)
SHI Mingda REAsset Management (9)
DOWNING Christopher Thomas REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
CHOW Douglas Ding-Kay 周定基REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
SONG Zhengying 宋崢穎REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
XU LAI 許來REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
MA Thomas Lap Hang REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
CHUNG Hee Young REDealing in Securities, Advising on Securities (1, 4)
MACDONALD Stuart William RODealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
CHENG Ka Yi Kate 鄭家怡REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
JI Weiqing 嵇偉卿REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
LAI Chi Kit 黎志傑REDealing in Securities, Advising on Securities (1, 4)
SUNG Min Su REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
HASSAN Tahmimm REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
KHOURY Natalie Alexandra REDealing in Securities, Dealing in Futures Contracts (1, 2)
FONG Kit Yu 方潔瑜REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
MON Esmond REDealing in Securities, Advising on Securities (1, 4)
SUSKI Dominik John REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
LAU Zoe Lavinia 劉安饒REDealing in Securities, Advising on Securities (1, 4)
XU Michael Jia 許嘉REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
LI Simin 李思敏REDealing in Securities, Dealing in Futures Contracts (1, 2)
HONG Sung Jun REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
WONG Sze Ki 黃詩琪REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
MOELLER Steven Edward REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
CHEUNG Fuk Shing 張福城REDealing in Securities, Advising on Securities (1, 4)
RILEY Adam Martin REAsset Management (9)
KIM Jee Hyeon REDealing in Securities, Advising on Securities (1, 4)
TANG Kai-Hsun 湯凱勛REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
PANG Pui Wah Janice 彭珮華REDealing in Securities, Advising on Securities (1, 4)
LEUNG Karen Ka Ying 梁家瑩REDealing in Securities, Advising on Securities (1, 4)
CAINES Rory Thomas REDealing in Securities, Advising on Securities, Advising on Corporate Finance (1, 4, 6)
RYAN Nicholas Charles REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
HICKEY Crystina Joy REDealing in Securities, Advising on Securities (1, 4)
MUELLER Eric Frank REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
ZHANG Qinzhu 張沁竹REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
CHAN Sin Ting, Monica 陳倩婷REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
PARK Christina Jin Shim 朴真心REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
AMITABH Unnayan REDealing in Securities (1)
ZHANG Mengcheng 張梦澄REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
WALTERS Evan Ambrose REDealing in Securities, Dealing in Futures Contracts (1, 2)
DAVIDSON Colin John REDealing in Securities, Advising on Securities (1, 4)
JIA Fan 賈凡REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
BIZID Abdelhamid Ameur REDealing in Securities, Advising on Securities (1, 4)
CHAN Kenneth Tin Yan 陳天欣REDealing in Securities, Advising on Securities (1, 4)
AU Yuen Ting 區婉婷REDealing in Securities, Advising on Securities (1, 4)
HO Ka Wing 何嘉穎REDealing in Securities (1)
ANOOP Priya REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
WILLIAMS Simon Newton RODealing in Securities, Dealing in Futures Contracts (1, 2)
MELLORS James Edward REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
REID Robert Stephen ROAdvising on Corporate Finance (6)
TAW Thomas James REDealing in Securities, Advising on Securities (1, 4)
BOA Belinda Mary RODealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
CHOW Hoi Suen Angus 周凱旋REDealing in Securities, Advising on Securities (1, 4)
BIGOS Ecaterina REDealing in Securities, Advising on Securities (1, 4)
ESPESKOG Geir Helge REDealing in Securities, Advising on Securities (1, 4)
LIU Tiebin 劉鉄彬REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
CHOI Wing Yin 蔡詠然REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
CHAN Susan Wai-lan 陳蕙蘭RODealing in Securities, Advising on Securities, Advising on Corporate Finance (1, 4, 6)
PARK Myung Je 朴明濟REDealing in Securities, Advising on Securities (1, 4)
BATAILLARD Olivier Remy Camille REDealing in Securities, Advising on Securities (1, 4)
AGARWAL Anand REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
CHUA David Bean Han 蔡棉漢REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
WONG Ka Yiu Steve 黃家耀REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
BURNS Benjamin Gordon REDealing in Securities (1)
LIU Yunqi 刘芸琪REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
GAUDRE Sebastien Patrice REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
NG Sheung Yiu 伍襄堯REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
REOCH Jonathan Ian REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
LEE Allen Cheng-Luan 李政倫REDealing in Securities, Dealing in Futures Contracts (1, 2)
LIU Yajun 劉雅俊REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
REID Robert Stephen REDealing in Securities, Advising on Securities (1, 4)
SHI Mingda REDealing in Securities, Advising on Securities (1, 4)
JU Chung Ha Stella 游仲霞REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
LEE May-Lynn 李美儀REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
MAGINNIS Christopher John REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
CRAWLEY Oisin Paul REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
NG Wing Sang 吳詠珊REDealing in Securities, Advising on Securities (1, 4)
GAO Muzi 高慕紫REDealing in Securities, Advising on Securities (1, 4)
LEE Siu Fung Brian 李肇峰REDealing in Securities, Advising on Securities (1, 4)
HOOD David Lionel REDealing in Securities, Advising on Securities, Advising on Corporate Finance (1, 4, 6)
LEUNG Wing Kei, Kristi 梁詠琦REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
CHABANE Ilyas REDealing in Securities (1)
KWAN Siu Hong 關兆康REDealing in Securities, Advising on Securities (1, 4)
DENNIS Michael Richard REDealing in Securities, Advising on Securities (1, 4)
DU Liang 杜靚REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
RILEY Adam Martin REDealing in Securities, Advising on Securities (1, 4)
LUK Chee Wing Vanessa 陸之穎REDealing in Securities (1)
TSANG Tsz Wun 曾芷媛REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
SHAM Ho Lun, Hans 沈浩崘REAdvising on Securities (4)
HSIEH Tiffany 謝宛芝REDealing in Securities (1)
GARLAND Benjamin Howard REDealing in Securities (1)
WELLS Steven Peter REDealing in Securities, Advising on Securities (1, 4)
ZHAO Wei Peng 趙偉鵬REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
CHAN Tsz Kwan 陳芷筠REDealing in Securities (1)
LEE Wai Lun 李偉倫REDealing in Securities, Advising on Securities (1, 4)
KAO Cheng-hui 高正輝REDealing in Securities (1)
KWOK Man Sin 郭文倩REDealing in Securities, Advising on Securities (1, 4)
LEUNG Boe Yu Bonnie 梁葆瑜REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
JI Bing 紀冰REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
LEE Fanny Yuk Lai 李玉麗REDealing in Securities, Advising on Securities (1, 4)
CHAN Wei See 陳瑋思REDealing in Futures Contracts (2)
ZHANG Yuqing 張宇青REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
KWOK Yin Ting, Rowena 郭燕婷REDealing in Securities, Advising on Securities (1, 4)
PUN Wing Nin, Winnie 潘詠年RODealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
MARTISEK Peter REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
SHAM Ho Lun, Hans 沈浩崘REDealing in Securities (1)
COLVIN Matthew Hunter Richter REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
DONG Mei 董梅REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
LEUNG Chi Wing, Alethea 梁之穎REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
CHAN Wei See 陳瑋思REDealing in Securities (1)
SWAN Andrew Warren RODealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
CHAN Kin Yung, Alexander 陳健勇REDealing in Securities (1)
CHAN Kin Yung, Alexander 陳健勇REAdvising on Securities (4)
CHAN Tsz Kwan 陳芷筠REAdvising on Securities (4)
GARLAND Benjamin Howard REAdvising on Securities, Asset Management (4, 9)
KAO Cheng-hui 高正輝REAsset Management (9)
HSIEH Tiffany 謝宛芝REAdvising on Securities (4)
KAO Cheng-hui 高正輝REAdvising on Securities (4)