Hong Kong SFC licence guru

Current licenceholders of SFC institution AGT955, CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

LicenceholderRoleLicencesStart date
CAO Zuoxuan 曹佐瑄ROAsset Management (9)
WANG Dingxin 王鼎新REAsset Management (9)
CHAN Siu Lung 陳小龍RELeveraged Foreign Exchange Trading, Advising on Securities, Advising on Futures Contracts (3, 4, 5)
WANG Zijian 王子健RODealing in Futures Contracts, Advising on Futures Contracts (2, 5)
CHAN Siu Lung 陳小龍REDealing in Securities, Dealing in Futures Contracts (1, 2)
WONG Cheuk Man Clement 黃卓文REDealing in Securities, Dealing in Futures Contracts, Leveraged Foreign Exchange Trading, Advising on Securities, Advising on Futures Contracts (1, 2, 3, 4, 5)
WONG Mender 黃明達REDealing in Securities, Dealing in Futures Contracts, Advising on Securities, Advising on Futures Contracts, Asset Management (1, 2, 4, 5, 9)
WANG Dingxin 王鼎新REDealing in Securities, Dealing in Futures Contracts, Advising on Securities, Advising on Futures Contracts (1, 2, 4, 5)
WONG Wun Yuen 黃煥沅RODealing in Futures Contracts, Advising on Futures Contracts (2, 5)
WU Longfeng 武龍峰REDealing in Securities, Dealing in Futures Contracts, Advising on Securities, Advising on Futures Contracts (1, 2, 4, 5)
WAI Ka Chun 尉珈浚RELeveraged Foreign Exchange Trading (3)
WU Bin 吳斌RODealing in Securities, Dealing in Futures Contracts, Leveraged Foreign Exchange Trading, Advising on Securities, Advising on Futures Contracts, Asset Management (1, 2, 3, 4, 5, 9)
YAU Henry Sung Chuen 邱崧泉RODealing in Securities, Advising on Securities (1, 4)
LIAO Liao 廖料RODealing in Securities, Advising on Securities (1, 4)
LEUNG Tik Wai 梁狄偉REDealing in Securities, Dealing in Futures Contracts, Leveraged Foreign Exchange Trading, Advising on Securities, Advising on Futures Contracts (1, 2, 3, 4, 5)
WANG Zijian 王子健REAdvising on Securities (4)
WONG Wun Yuen 黃煥沅REAdvising on Securities (4)
MA Wenjia 馬文佳RODealing in Futures Contracts, Advising on Futures Contracts (2, 5)
WONG Bun Lam 黃彬霖REAdvising on Futures Contracts (5)
LIU Xing 劉星REDealing in Securities, Dealing in Futures Contracts, Leveraged Foreign Exchange Trading, Advising on Securities, Advising on Futures Contracts, Asset Management (1, 2, 3, 4, 5, 9)
WONG Bun Lam 黃彬霖ROLeveraged Foreign Exchange Trading (3)
WANG Zijian 王子健RELeveraged Foreign Exchange Trading (3)
WANG Zijian 王子健REDealing in Securities (1)
YAU Henry Sung Chuen 邱崧泉REDealing in Futures Contracts, Advising on Futures Contracts (2, 5)
YAU Henry Sung Chuen 邱崧泉ROAsset Management (9)
LIAO Liao 廖料REDealing in Futures Contracts, Advising on Futures Contracts (2, 5)
LIAO Liao 廖料ROAsset Management (9)
CAO Zuoxuan 曹佐瑄REDealing in Securities, Advising on Securities (1, 4)
MA Wenjia 馬文佳REAdvising on Securities, Asset Management (4, 9)
WONG Bun Lam 黃彬霖ROAdvising on Securities (4)
WONG Wun Yuen 黃煥沅REDealing in Securities, Leveraged Foreign Exchange Trading (1, 3)
WONG Bun Lam 黃彬霖RODealing in Securities (1)
MA Wenjia 馬文佳ROLeveraged Foreign Exchange Trading (3)
MA Wenjia 馬文佳REDealing in Securities (1)
WONG Bun Lam 黃彬霖REDealing in Futures Contracts (2)
NG Pak Shing 伍伯誠RODealing in Securities (1)
WONG Sing Kwan 黃成群REDealing in Securities (1)