Hong Kong SFC licence guru

Current licenceholders of SFC institution AHX191, Oreana Financial Services Limited 澳利亞金融服務有限公司

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

LicenceholderRoleLicencesStart date
LIU Louise 劉庭均REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
CHU Yu Man, Pricilla 朱愉雯REAsset Management (9)
CHU Yu Man, Pricilla 朱愉雯RODealing in Securities, Advising on Securities (1, 4)
GU Vera REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
AUSTIN James Derek RODealing in Securities (1)
POOLE Isaac Kirby ROAdvising on Securities, Asset Management (4, 9)
CHAN Ching Sze 陳靜斯REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
LIM Jin Kin, Jean 林任健REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
POOLE Isaac Kirby REDealing in Securities (1)
CHEUNG Cheuk Fung 張卓峰REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
JONES Matthew Richard REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
WOODWARD Nicholas Mark REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
AUSTIN James Derek REAdvising on Securities, Asset Management (4, 9)
NG Wai Yan 吳惠茵REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
YIU Suk Fan, Monica 姚淑芬REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
FU Liwati REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
MOORE Luke Peter RODealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
CHANG Ngar Mui, Shirley 張雅梅REDealing in Securities (1)
CHANG Ngar Mui, Shirley 張雅梅REAdvising on Securities, Asset Management (4, 9)