Hong Kong SFC licence guru

Current licenceholders of SFC institution ALY556, Capital Global Management Limited 瑞興全球財富管理有限公司

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

LicenceholderRoleLicencesStart date
LO Hsiu-Ying 羅秀英REDealing in Securities (1)
HU Tzu Han 胡祖菡REAsset Management (9)
LO Chiu-jung 羅秋容REAsset Management (9)
YUE Ho Kei 余浩淇REDealing in Securities (1)
CHEN Po-Liang 陳柏良REAsset Management (9)
CHOW Yun Chit Eugene 周潤哲REDealing in Securities (1)
LIU Ying-Hsiao 劉盈孝REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
CHEN Hsiao Yi 陳孝儀REAsset Management (9)
HU Tzu Han 胡祖菡REDealing in Securities, Advising on Securities (1, 4)
CHEN Chien Chih 陳建智ROAdvising on Securities, Asset Management (4, 9)
CHOW Alice Wai Yin 周慧妍RODealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
WONG Wah 王華RODealing in Securities, Advising on Securities (1, 4)
LEE Chung-Lung 李忠龍REDealing in Securities (1)
LI Cheuk Sang 李卓生REDealing in Securities (1)
YUEH Hui-Chen 岳惠真REAsset Management (9)
CHENG Yung-Hsiang 鄭永翔REAsset Management (9)
YAU Lai Ying Kinnie 尤儷縈RODealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
CHANG Chuan-Hao 張銓浩REDealing in Securities (1)
HSU Mei-Hui 徐美惠REDealing in Securities (1)
YUEH Hui-Chen 岳惠真REDealing in Securities (1)
LIAO Chia-Hui 廖家慧REDealing in Securities (1)
CHU Ming Chih 朱銘志REDealing in Securities (1)
TSENG Chia Hui 曾家慧REDealing in Securities (1)
LEE Ching-Yi 李靜怡REDealing in Securities (1)
LIN Hsing-i 林幸宜REDealing in Securities (1)
LEE Cheng Chou 李正州REDealing in Securities (1)
HUANG Chuan-Chu 黃傳珠REDealing in Securities (1)
LEE Cheng-Hsien 李正賢REDealing in Securities (1)
CHENG Yung-Hsiang 鄭永翔REDealing in Securities (1)
TU Fen-Tzu 杜芬姿REDealing in Securities (1)
CHEN Tzu-shing 陳慈興REDealing in Securities (1)
LIN Hsuan-Yu 林宣余REDealing in Securities (1)
LEE Rui-Ying 李睿瑩REDealing in Securities (1)
HUANG Cheng-Yung 黃呈勇REDealing in Securities (1)
HSIAO Tai-Ling 蕭岱玲REDealing in Securities (1)
WANG Hui-Chi 王慧琦REDealing in Securities (1)
HO Meng Chun 何孟純REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
HSIEH Wang-Hsuan 謝旺璇REDealing in Securities, Advising on Securities (1, 4)
CHEN Hsiao Yi 陳孝儀REDealing in Securities, Advising on Securities (1, 4)
UENG Yih-Ling 翁藝玲REDealing in Securities, Advising on Securities (1, 4)
JIANG Jyh-Ching 江志清REDealing in Securities, Advising on Securities (1, 4)
CHANG Nai-Hsin 張乃心REDealing in Securities (1)
TSAI Pei-Yen 蔡佩燕REDealing in Securities (1)
LIN Pei-Chun 林佩君REDealing in Securities (1)