Hong Kong SFC licence guru

Current licenceholders of SFC institution AOD938, Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

LicenceholderRoleLicencesStart date
SHU Hoi Li, Karie 舒凱莉REDealing in Securities, Advising on Securities (1, 4)
NG Ting Wai 伍庭蔚REDealing in Securities, Advising on Securities (1, 4)
ZHU Jin 朱瑾REDealing in Securities (1)
ZHU Jin 朱瑾REAdvising on Securities (4)
TIAN Hao 田昊REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
NAN Nan 南楠REAdvising on Securities, Asset Management (4, 9)
LUK Ka Chi 陸加馳REAsset Management (9)
WANG Duan 王端REDealing in Securities, Advising on Securities (1, 4)
LIU Tang 劉儻REDealing in Securities, Advising on Securities (1, 4)
CHOW Wing Fung 周榮鋒REDealing in Securities, Advising on Securities (1, 4)
LUK Ka Chi 陸加馳REAdvising on Securities (4)
FAN Lili 范莉莉ROAdvising on Securities, Asset Management (4, 9)
CHAN King On, Dennis 陳敬安REDealing in Securities, Advising on Securities (1, 4)
LUI Chun Wing, Adrian 呂俊穎REDealing in Securities, Advising on Securities (1, 4)
TSE Pui Kwan 謝佩坤REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
MIAO Huaxin 苗華鑫REAdvising on Securities, Asset Management (4, 9)
LAU Sum Yi 劉心怡REDealing in Securities, Advising on Securities (1, 4)
NG Yu Kwong 吳宇光REDealing in Securities, Advising on Securities (1, 4)
POON Ha Fung 潘夏峯REAdvising on Securities (4)
TUNG Hoi 童愷RODealing in Securities (1)
HUNG Pik Kwan 洪碧君REDealing in Securities, Advising on Securities (1, 4)
HUI Kwok Kin 許國健REDealing in Securities, Advising on Securities (1, 4)
WONG Ka Lok, Carol 黃家樂REDealing in Securities, Advising on Securities (1, 4)
CHEN Zhipeng 陳志鵬REDealing in Securities, Advising on Securities (1, 4)
LUO Chengjie 羅承洁REDealing in Securities, Advising on Securities (1, 4)
ZHU Yong 朱庸REDealing in Securities, Advising on Securities (1, 4)
YEUNG Chi Yuen 楊志遠REDealing in Securities, Advising on Securities (1, 4)
LIM Siok Cheng, Irene 林淑貞RODealing in Securities, Advising on Securities (1, 4)
CHEUNG Siu Man 張紹敏REDealing in Securities, Advising on Securities (1, 4)
POON Ha Fung 潘夏峯REDealing in Securities (1)
HOU Tingmei 侯婷梅REDealing in Securities (1)
CHANG Tat Sean 鄭達成REDealing in Securities (1)
ZHANG Yang 張楊REAdvising on Securities (4)
YEUNG Ching 楊靖REAdvising on Securities (4)
CHAI Chi Kit 柴志傑RODealing in Securities (1)
CHIU Hok Hon 趙學瀚REDealing in Securities (1)
TANG Wing Hang 鄧穎行REDealing in Securities (1)
GUO Lin 郭琳REDealing in Securities (1)
YEUNG Ching 楊靖REAsset Management (9)
NG Wing Sze, Grace 吳穎詩REAdvising on Securities, Asset Management (4, 9)
CHUNG Shuk Fan 鍾淑芬RODealing in Securities (1)
ZHANG Yang 張楊REAsset Management (9)
CHUNG Shuk Fan 鍾淑芬ROAdvising on Securities, Asset Management (4, 9)
LAM Sai Lap 林世立REAdvising on Securities (4)
LAM Sai Lap 林世立REAsset Management (9)
CHAN Kang Muk 陳鏡沐RODealing in Securities (1)
HOU Tingmei 侯婷梅REAdvising on Securities, Asset Management (4, 9)
CHANG Tat Sean 鄭達成ROAdvising on Securities, Asset Management (4, 9)
ZHENG Yawen 鄭亞文REAdvising on Securities, Asset Management (4, 9)
HU Rong 胡蓉REAdvising on Securities, Asset Management (4, 9)
GUO Lin 郭琳REAdvising on Securities (4)
ZHAO Can 趙燦REAdvising on Securities, Asset Management (4, 9)
CHAI Chi Kit 柴志傑ROAdvising on Securities, Asset Management (4, 9)
FANG Yuzhou 方宇舟REAdvising on Securities (4)
ZHANG Yan 張龑ROAdvising on Securities, Asset Management (4, 9)
FANG Yuzhou 方宇舟REAsset Management (9)
CHIU Hok Hon 趙學瀚REAdvising on Securities, Asset Management (4, 9)
CHAN Kang Muk 陳鏡沐ROAdvising on Securities, Asset Management (4, 9)
TANG Wing Hang 鄧穎行REAdvising on Securities, Asset Management (4, 9)
LAU Chun Fai 劉振輝ROAdvising on Securities, Asset Management (4, 9)
CHE Keung 車強ROAsset Management (9)
CHE Keung 車強REAdvising on Securities (4)