Hong Kong SFC licence guru

Current licenceholders of SFC institution AOT542, Carret Private Capital Limited

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

LicenceholderRoleLicencesStart date
SHUM Ka Lei, Carley 岑嘉莉REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
CHAO Teresa 周翠茵REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
CHOW Hoi Tik, Heidi 周凱迪REAsset Management (9)
CHOW Hoi Tik, Heidi 周凱迪REDealing in Securities, Advising on Securities (1, 4)
CHEE Sing Chung 支聲鐘ROAsset Management (9)
KIM Young Kun 金永根REAsset Management (9)
KIM Young Kun 金永根REDealing in Securities, Advising on Securities (1, 4)
KIM Changick 金昌益REAsset Management (9)
RIBEIRO Mauricio Ferreira Meira REAsset Management (9)
KHOO Wei-Coln Ian 邱維墾REAsset Management (9)
KHOO Wei-Coln Ian 邱維墾REDealing in Securities, Advising on Securities (1, 4)
CHEE Sing Chung 支聲鐘RODealing in Securities, Advising on Securities (1, 4)
PUN Felix 番家堯REAdvising on Securities (4)
CHOI Wing Tak 蔡泳德REDealing in Securities (1)
RIBEIRO Mauricio Ferreira Meira REDealing in Securities, Advising on Securities (1, 4)
FLORSHEIM Alexander Carl Gabriel RODealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
CHOI Wing Tak 蔡泳德REAdvising on Securities, Asset Management (4, 9)
KIM Changick 金昌益REDealing in Securities, Advising on Securities (1, 4)
CHAN Kin Man 陳健敏REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
LEUNG Hing Man 梁馨文REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
FELDMANN Daniel Thomas REAdvising on Securities (4)
CHANG John Jae REDealing in Securities, Advising on Securities (1, 4)
CHARK Chi Fai 翟智輝REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
HO Kenneth Kent 何祖光RODealing in Securities, Advising on Securities (1, 4)
HO Kenneth Kent 何祖光ROAsset Management (9)