Hong Kong SFC licence guru

Current licenceholders of SFC institution ATQ679, ICBC International Asset Management Limited 工銀國際資產管理有限公司

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

LicenceholderRoleLicencesStart date
GAO Dong 高東RODealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
KWOK Ka Lok, Stanley 郭家洛RODealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
HAO Boyuan 郝博元REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
SHUAI Shih-Wei 帥仕偉REDealing in Securities, Advising on Securities (1, 4)
WU Yi Ting 吳翊婷REDealing in Securities, Advising on Securities (1, 4)
SONG Wei 宋偉REAsset Management (9)
OU Yaqian 歐雅倩REDealing in Securities, Advising on Securities (1, 4)
CHAN Yi 朱繹REAsset Management (9)
WANG Yaowu 汪要武RODealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
SUN Xinyue 孫心悅REDealing in Securities, Advising on Securities (1, 4)
GENG Jiachen 耿家琛REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
KE Ke 柯可REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
HUNG Elaine 熊伊麗RODealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
WANG Xiaotong 王晓彤REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
FANG Wei 房蔚REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
CHAN Tim Yu 陳添裕REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
LIU Dawei 劉大偉REAdvising on Securities (4)
LIU Dawei 劉大偉REDealing in Securities (1)
AN Liyan 安麗艷RODealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
TANG Yushang 唐羽裳REDealing in Securities (1)
CHEN Lufeier 陳露菲兒REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
HE Xinyi 賀歆懿REDealing in Securities (1)
ZHOU Xin 周昕REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
SUN Haiwen 孫海文REDealing in Securities, Advising on Securities (1, 4)
TANG Yushang 唐羽裳REAdvising on Securities, Asset Management (4, 9)
CHAN Cheuk Yin 陳卓然REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
TANG Yi 湯熠RODealing in Securities (1)
YEUNG Sau San, Eric 楊秀臣RODealing in Securities (1)
HE Xinyi 賀歆懿REAdvising on Securities, Asset Management (4, 9)
TANG Yi 湯熠ROAdvising on Securities, Asset Management (4, 9)
YEUNG Sau San, Eric 楊秀臣ROAdvising on Securities, Asset Management (4, 9)