Hong Kong SFC licence guru

Current licenceholders of SFC institution AUZ441, CMB International Securities Limited 招銀國際證券有限公司

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

LicenceholderRoleLicencesStart date
CHAN Kei Yin 陳紀賢REDealing in Securities (1)
LO Wai Lun 盧煒綸REDealing in Securities (1)
KWAN Kiu Fung 關翹峰REDealing in Securities (1)
WANG Yihao 王奕皓REDealing in Securities, Advising on Securities (1, 4)
WAN Tin Chi 尹天賜REDealing in Securities (1)
MA Ruosi 馬若思REDealing in Securities, Advising on Securities (1, 4)
TSUI Suk Man 徐淑敏REDealing in Securities (1)
ZHOU Fei 周霏REDealing in Securities (1)
VU Wheelock 胡瑋樂RODealing in Securities, Advising on Securities (1, 4)
LEE Yiu Wing 李耀榮REDealing in Securities, Advising on Securities (1, 4)
SUN Rong 孫榕REDealing in Securities (1)
YUAN Xiaodi 袁晓頔REDealing in Securities, Advising on Securities (1, 4)
MA Ka Man Carmen 馬嘉旼REDealing in Securities, Advising on Securities (1, 4)
BAI Yiyang 白毅阳REAdvising on Securities (4)
SUBRAHMANIAN Karthik REDealing in Securities, Advising on Securities (1, 4)
WANG Fan 王凡REDealing in Securities, Advising on Securities (1, 4)
CHAN Kam Lung 陳錦龍REDealing in Securities (1)
LIU Yinzi 劉寅子REDealing in Securities (1)
ZHOU Zhou 周宙RODealing in Securities (1)
ZHANG Tianyi 張天一REDealing in Securities (1)
CHEN Chen 陳辰REDealing in Securities, Advising on Securities (1, 4)
ZHOU Yi 周易REDealing in Securities, Advising on Securities (1, 4)
WU Yu 武煜REAdvising on Securities (4)
WANG Bingjie 王秉劼REDealing in Securities, Advising on Securities (1, 4)
LO Tsam Yi Sammie 羅沁兒REDealing in Securities, Advising on Securities (1, 4)
HE Jiajun 賀嘉駿REDealing in Securities (1)
ZHU Xiaowei 朱肖炜REAdvising on Securities (4)
TAM Yee Wa 譚綺華REDealing in Securities (1)
LO Yam Pui, Eric 盧任培RODealing in Securities, Advising on Securities (1, 4)
WONG Ho Ki, Nick 黃灝基REDealing in Securities (1)
CHOI Tung Yin, Patrick 蔡東賢REDealing in Securities (1)
YIN Hao Chi, Alec 殷浩杰REDealing in Securities, Advising on Securities (1, 4)
GUO Zili 郭自力REDealing in Securities (1)
LI Jingyi 李靜怡REDealing in Securities (1)
HE Sida 何思達REDealing in Securities (1)
SHI Wenting 史文婷REDealing in Securities (1)
CHEN Zhang 陳彰REDealing in Securities (1)
TANG Simeng 唐思濛REDealing in Securities, Advising on Securities (1, 4)
ZHOU Miaojia 周淼佳REDealing in Securities, Advising on Securities (1, 4)
LI Bowen 李博文REDealing in Securities, Advising on Securities (1, 4)
SU Xiaobo 苏晓波REDealing in Securities, Advising on Securities (1, 4)
CHAN Yiu Man 陳耀民RODealing in Securities (1)
LO Siu Kong 盧肇剛RODealing in Securities (1)
FAN Ka Wai 范嘉慧REDealing in Securities, Advising on Securities (1, 4)
LAM Suen Man 林選文REDealing in Securities (1)
LEE Kai Man 李啟文REDealing in Securities (1)
CAI Jun Lei 蔡俊磊REDealing in Securities, Advising on Securities (1, 4)
SUN Yi 孫毅REAdvising on Securities (4)
SUN Yi 孫毅REDealing in Securities (1)
XIE Yanqi 謝彥琦REDealing in Securities (1)
YIP Kin Chung 葉建中REAdvising on Securities (4)
WU Li 吳麗REDealing in Securities, Advising on Securities (1, 4)
TSENG Hsiu Chun 曾琇春REDealing in Securities, Advising on Securities (1, 4)
HE Yingzhuang 何莹庄REDealing in Securities, Advising on Securities (1, 4)
TAN Zhuo 譚卓REAdvising on Securities (4)
MENG Zijin 孟子今REDealing in Securities (1)
GUO Shu 虢書REAdvising on Securities (4)
SUN Ming 孫明REAdvising on Securities (4)
NG Oi Wan, Eva 吳璦琿REDealing in Securities, Advising on Securities (1, 4)
ZHU Zhenyu 朱振宇RODealing in Securities (1)
PANG Shuo 龐碩REAdvising on Securities (4)
CHAN King Wang 陳景宏RODealing in Securities (1)
QU Wenxuan 曲文軒REDealing in Securities, Advising on Securities (1, 4)
YANG Peng 楊芃REDealing in Securities, Advising on Securities (1, 4)
CHAN King Wang 陳景宏REAdvising on Securities (4)
ZHANG Yahan 張雅涵REAdvising on Securities (4)
WU Stella Xueyao REDealing in Securities, Advising on Securities (1, 4)
LI Ying 李穎RODealing in Securities (1)
ZHU Zhenyu 朱振宇REAdvising on Securities (4)
LU Weitong 路偉同REDealing in Securities, Advising on Securities (1, 4)
LI Xiang Hong 李向紅REDealing in Securities (1)
PAN Yunxiu 潘云岫REAdvising on Securities (4)
SO Adrian Lap Kuen 蘇立權REAdvising on Securities (4)
WAN Yiding 万一丁REAdvising on Securities (4)
LI Ying 李穎REAdvising on Securities (4)
NG Lik Hang 伍力恆REAdvising on Securities (4)
LI Weirong 李偉榮REDealing in Securities (1)
AU Chun Kit, Paul 區俊傑RODealing in Securities, Advising on Securities (1, 4)
YANG Tianxiao 楊天嘯REDealing in Securities (1)
SUN Lan 孫嵐REDealing in Securities, Advising on Securities (1, 4)
LIU Jiaqi 劉家騏REDealing in Securities (1)
ZHANG Yue 張越REDealing in Securities, Advising on Securities (1, 4)
LIN Xiaowen 林曉雯REDealing in Securities (1)
LEE Kai Yang 李凱揚REDealing in Securities (1)
YANG Xiaotong 杨晓童REDealing in Securities, Advising on Securities (1, 4)
SUN Yue 孫悅REDealing in Securities (1)
FOK See Chun, Christopher 霍思俊REDealing in Securities (1)
MOK Ka Fai 莫嘉輝REDealing in Securities (1)
CHAN Kin Ho 陳健豪REDealing in Securities (1)
LI Lynn Lin REDealing in Securities, Advising on Securities (1, 4)
XIANG Xin 向欣REDealing in Securities (1)
JIANG Wen 江文REDealing in Securities, Advising on Securities (1, 4)
XIE Yun 解韵REDealing in Securities, Advising on Securities (1, 4)
CHENG Yaman 成亞曼REAdvising on Securities (4)
LI Yi 李漪REAdvising on Securities (4)
ZHOU Yuan 周緣REDealing in Securities, Advising on Securities (1, 4)
YANG Guang 楊光REDealing in Securities, Advising on Securities (1, 4)
HUI Chun 許俊REAdvising on Securities (4)
NG Siu Wai 吳小委REAdvising on Securities (4)
LAU Ka Yu 劉嘉裕REAdvising on Securities (4)
LEUNG Wai Ting 梁蔚霆REDealing in Securities (1)
PAN Yunxiu 潘云岫REDealing in Securities (1)
FUNG Kin Wing 馮鍵嶸REAdvising on Securities (4)
LIU Qunmin 劉群敏REDealing in Securities (1)
WAN Yiding 万一丁REDealing in Securities (1)
KUANG Hanfangzi 匡寒芳子REDealing in Securities, Advising on Securities (1, 4)
LIU Zhe 柳哲REDealing in Securities (1)
SO Adrian Lap Kuen 蘇立權REDealing in Securities (1)
KONG Wei 孔偉REDealing in Securities, Advising on Securities (1, 4)
SHYU Li-han 徐立涵REDealing in Securities, Advising on Securities (1, 4)
FU Tianqi 符天琪REDealing in Securities, Advising on Securities (1, 4)
NG Siu Wai 吳小委REDealing in Securities (1)
JIANG Laurie Lan RODealing in Securities, Advising on Securities (1, 4)
CHEUNG Quentin 張存良REDealing in Securities, Advising on Securities (1, 4)
YU Haibo 余海波REAdvising on Securities (4)
ZHANG Wenyi 張雯銥REDealing in Securities, Advising on Securities (1, 4)
HUI Chun 許俊REDealing in Securities (1)
WANG Tin Fu 王天賦REDealing in Securities (1)
XU Hanbo 徐涵博REAdvising on Securities (4)
DING Edward An Hua 丁安華REAdvising on Securities (4)
YU Haibo 余海波REDealing in Securities (1)
ZHANG Jing 張婧REAdvising on Securities (4)
GE Jingjing 葛晶晶REAdvising on Securities (4)
HUANG Xiaoyan 黃小燕REDealing in Securities (1)
LI Yi 李漪REDealing in Securities (1)
WOO Walter Wing Hong 胡永匡REAdvising on Securities (4)
JIANG Wenxian 江文宪REDealing in Securities, Advising on Securities (1, 4)
LAU Ka Yu 劉嘉裕REDealing in Securities (1)
CAO Wenwen 曹雯雯REAdvising on Securities (4)
LI Xin 李鑫REAdvising on Securities (4)
YAO Li 姚力REAdvising on Securities (4)
FANG Xiangying 方湘滢REAdvising on Securities (4)
ZHOU Zhou 周宙REAdvising on Securities (4)
ZHANG Jing 張婧REDealing in Securities (1)
HE Xin 賀信REDealing in Securities, Advising on Securities (1, 4)
LEE Mei Wan Irene 李美雲REDealing in Securities (1)
LIU Weiyue 劉煒岳REDealing in Securities (1)
HO Wei-hao 何維浩REAdvising on Securities (4)
DING Wenjie 丁文捷REAdvising on Securities (4)
HE Yi 何毅REDealing in Securities (1)
SUI Xiaomeng 隋晓萌REAdvising on Securities (4)
XIAO Xiaochuan 蕭小川REAdvising on Securities (4)
HUANG Chengyu 黃程宇REAdvising on Securities (4)
HUANG Qun 黃群REAdvising on Securities (4)
MAN Kon Sum 文幹森ROAdvising on Securities (4)
SO Pui Fung 蘇沛豐ROAdvising on Securities (4)
LI Xin 李鑫REDealing in Securities (1)
YIM Hiu Fei 嚴曉菲REDealing in Securities (1)
CAO Wenwen 曹雯雯REDealing in Securities (1)
SIU Wing On 蕭永安REDealing in Securities (1)
FANG Ling 方灵REDealing in Securities (1)
FANG Xiangying 方湘滢REDealing in Securities (1)
LEE Fung Nin 李豐年RODealing in Securities (1)
YAO Li 姚力REDealing in Securities (1)
FENG Yongpeng 馮永鵬REDealing in Securities (1)
HO Wei-hao 何維浩RODealing in Securities (1)
WANG Lin 王琳REDealing in Securities (1)
HUANG Yuk Ling 黃玉玲REDealing in Securities (1)
YANG Shufen 楊淑芬REDealing in Securities (1)