Hong Kong SFC licence guru

Current licenceholders of SFC institution AVO854, The Core Securities Company Limited 核聚證券有限公司

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

LicenceholderRoleLicencesStart date
ONG Steven Shihpo 翁士博REDealing in Securities, Advising on Securities (1, 4)
IP Ka Yeung 葉家楊REAdvising on Securities, Asset Management (4, 9)
IP Ka Yeung 葉家楊REDealing in Securities (1)
YANG Chao 楊超RODealing in Securities, Advising on Securities (1, 4)
YANG Chao 楊超REAsset Management (9)
HSIEH Wei-Horng 謝偉鴻RODealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
LAU Hiu Fung 劉曉峰RODealing in Securities, Advising on Securities (1, 4)
LEUNG Wai Wa, Terry 梁偉華ROAdvising on Securities, Asset Management (4, 9)
LEUNG Wai Wa, Terry 梁偉華RODealing in Securities (1)
LAU Hiu Fung 劉曉峰REAsset Management (9)