Hong Kong SFC licence guru

Current licenceholders of SFC institution BAS656, Schroder & Co. (Hong Kong) Limited 施羅德財富管理有限公司

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

LicenceholderRoleLicencesStart date
TEO Hui Ying Geraldine REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
HUANG Chao-sheng 黃晁晟REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
KATTEVILDER Jelmer Maarten REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
AU Andrew 歐子健REDealing in Securities, Advising on Securities (1, 4)
RIDLAND Robert James RODealing in Securities, Advising on Securities (1, 4)
DUDGEON Alexander Stewart RODealing in Securities, Advising on Securities (1, 4)
RIDLAND Robert James ROAsset Management (9)
AU Andrew 歐子健REAsset Management (9)
DUDGEON Alexander Stewart ROAsset Management (9)