Current licenceholders of SFC institution BAS656, Schroder & Co. (Hong Kong) Limited 施羅德財富管理有限公司
Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholder | Role | Licences | Start date |
|---|---|---|---|
| TEO Hui Ying Geraldine | RE | Dealing in Securities, Advising on Securities, Asset Management (1, 4, 9) | |
| HUANG Chao-sheng 黃晁晟 | RE | Dealing in Securities, Advising on Securities, Asset Management (1, 4, 9) | |
| KATTEVILDER Jelmer Maarten | RE | Dealing in Securities, Advising on Securities, Asset Management (1, 4, 9) | |
| AU Andrew 歐子健 | RE | Dealing in Securities, Advising on Securities (1, 4) | |
| RIDLAND Robert James | RO | Dealing in Securities, Advising on Securities (1, 4) | |
| DUDGEON Alexander Stewart | RO | Dealing in Securities, Advising on Securities (1, 4) | |
| RIDLAND Robert James | RO | Asset Management (9) | |
| AU Andrew 歐子健 | RE | Asset Management (9) | |
| DUDGEON Alexander Stewart | RO | Asset Management (9) |