Hong Kong SFC licence guru

Current licenceholders of SFC institution BFZ375, SPDB International Capital Limited 浦銀國際融資有限公司

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

LicenceholderRoleLicencesStart date
TAM Kit Ling 譚潔凌REDealing in Securities (1)
TONG Xin 童心REDealing in Securities, Advising on Corporate Finance (1, 6)
ZHONG Jingcheng 鍾竟誠REDealing in Securities, Advising on Corporate Finance (1, 6)
YIN Haili 尹海吏REDealing in Securities, Advising on Corporate Finance (1, 6)
LIANG Qijian 梁启健REDealing in Securities, Advising on Corporate Finance (1, 6)
LIU Yiyan 劉一言REDealing in Securities, Advising on Corporate Finance (1, 6)
HA Ming Chung 夏銘聰RODealing in Securities, Advising on Corporate Finance (1, 6)
HUANG Rui Lai 黃睿來REDealing in Securities, Advising on Corporate Finance (1, 6)
ZHAO Baoming 趙宝明REDealing in Securities, Advising on Corporate Finance (1, 6)
WU Yanwan 吳艷婉REDealing in Securities, Advising on Corporate Finance (1, 6)
MA Helun 麻赫伦REAdvising on Corporate Finance (6)
MA Ka Wun, Belinda 馬嘉媛REDealing in Securities, Advising on Corporate Finance (1, 6)
MA Helun 麻赫伦REDealing in Securities (1)
LEE Geoffrey Chak Fai 李澤暉REDealing in Securities, Advising on Corporate Finance (1, 6)
LU Xuefei 陸雪霏REDealing in Securities, Advising on Corporate Finance (1, 6)
YU Fei 余飛REDealing in Securities, Advising on Corporate Finance (1, 6)
JIA Hongrui 賈紅睿RODealing in Securities, Advising on Corporate Finance (1, 6)
QIN Yu 秦羽REDealing in Securities, Advising on Corporate Finance (1, 6)
LIANG Zun 梁尊REDealing in Securities, Advising on Corporate Finance (1, 6)
LAU Nga Ki 劉雅琪REDealing in Securities (1)
DONG Yuting 董宇婷REAdvising on Corporate Finance (6)
SHI Ye 施曄REDealing in Securities, Advising on Corporate Finance (1, 6)
DONG Yuting 董宇婷REDealing in Securities (1)
LAU Ka Ngai 劉家藝REDealing in Securities (1)
WANG Jun Wen 王君文REDealing in Securities, Advising on Corporate Finance (1, 6)
LIU Ningning 劉宁宁RODealing in Securities, Advising on Corporate Finance (1, 6)
WANG Yimin 王奕旻REDealing in Securities (1)
NG Kelvin Pak Tao 吳栢濤REDealing in Securities (1)
LAU Nim Kei 劉念琪ROAdvising on Corporate Finance (6)
LAU Nim Kei 劉念琪REDealing in Securities (1)
HUANG Luyao 黃路遙REDealing in Securities (1)
SHEN Yin 沈音REDealing in Securities, Advising on Corporate Finance (1, 6)
LAM Mabel 林美寶RODealing in Securities, Advising on Corporate Finance (1, 6)
CHEN Si 陳思REDealing in Securities (1)
CHEN Si 陳思REAdvising on Corporate Finance (6)
LIU Qian 劉茜REDealing in Securities (1)
CHAN Hi Kit 陳喜杰RODealing in Securities (1)
LAM Ho Wai 林浩瑋REAdvising on Corporate Finance (6)
GAO Xiaoshan 高小杉REDealing in Securities, Advising on Corporate Finance (1, 6)
CHAN Kwan Kit 陳鈞傑RODealing in Securities (1)
CHAN Chun Kit 陳俊傑ROAdvising on Corporate Finance (6)
CHAN Kwan Kit 陳鈞傑ROAdvising on Corporate Finance (6)
LIU Qian 劉茜REAdvising on Corporate Finance (6)
YEUNG Shing-yin James 楊成賢REAdvising on Corporate Finance (6)
CHAN Hi Kit 陳喜杰ROAdvising on Corporate Finance (6)