Hong Kong SFC licence guru

Current licenceholders of SFC institution BGL803, RAM Investment Advisors Limited 澳洲皇家投資顧問有限公司

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

LicenceholderRoleLicencesStart date
SIN Oscar Kwok Leung 單國樑REDealing in Securities, Advising on Securities, Asset Management (1, 4, 9)
CHAI Lap Wai, William 柴立威ROAsset Management (9)
CHAI Lap Wai, William 柴立威RODealing in Securities, Advising on Securities (1, 4)
ZHOU Yi 周藝REAsset Management (9)
WEHL Scott Gregory ROAsset Management (9)
ZHOU Yi 周藝REDealing in Securities, Advising on Securities (1, 4)
LIU Tsz Sum 廖芷芯REDealing in Securities, Advising on Securities (1, 4)
WEHL Scott Gregory RODealing in Securities, Advising on Securities (1, 4)