Hong Kong SFC licence guru

Current licenceholders of SFC institution BMQ127, Alpine Securities Limited 鼎柏證券有限公司

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

LicenceholderRoleLicencesStart date
TONG Leung Sang 湯亮生RODealing in Securities, Advising on Securities (1, 4)
HANG Kwong Lam, David 幸廣林RODealing in Securities, Advising on Securities (1, 4)
CHAN Kwok Wai, Joseph 陳國偉RODealing in Securities, Advising on Securities (1, 4)
NG Ho Man Fanny 吳皓敏RODealing in Securities, Advising on Securities (1, 4)