SFC Licences of YU Wah Foo, Kevin 余華富

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RO 5 13 February 2017 07 March 2021
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RO 4 13 February 2017 07 March 2021
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RO 2 13 February 2017 07 March 2021
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RO 1 13 February 2017 07 March 2021
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 9 13 February 2017 07 March 2021
Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 RE 2 20 July 2016 12 February 2017
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 1 20 July 2016 12 February 2017
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RO 5 15 June 2016 12 February 2017
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RO 4 15 June 2016 12 February 2017
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RO 2 15 June 2016 12 February 2017
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RO 1 15 June 2016 12 February 2017
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 9 28 January 2016 12 February 2017
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 5 28 January 2016 15 June 2016
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 4 28 January 2016 15 June 2016
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 2 28 January 2016 15 June 2016
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 1 28 January 2016 15 June 2016
BOCOM International Securities Limited 交銀國際證券有限公司 RO 1 12 January 2015 31 December 2015
BOCOM International Securities Limited 交銀國際證券有限公司 RO 5 12 December 2008 31 December 2015
BOCOM International Securities Limited 交銀國際證券有限公司 RO 2 12 December 2008 31 December 2015
BOCOM International Securities Limited 交銀國際證券有限公司 RE 4 27 October 2008 31 December 2015
BOCOM International Asset Management Limited 交銀國際資產管理有限公司 RE 9 27 October 2008 31 December 2015
BOCOM International Securities Limited 交銀國際證券有限公司 RE 1 27 October 2008 12 January 2015
BOCOM International Securities Limited 交銀國際證券有限公司 RE 5 27 October 2008 12 December 2008
BOCOM International Securities Limited 交銀國際證券有限公司 RE 2 27 October 2008 12 December 2008
Haitong International Asset Management Limited 海通國際資產管理有限公司 RO 5 20 July 2004 18 October 2008
Haitong International Securities Company Limited 海通國際證券有限公司 RE 3 20 March 2004 18 October 2008
Haitong International Futures Limited 海通國際期貨有限公司 RO 5 01 December 2003 18 October 2008
Haitong International Futures Limited 海通國際期貨有限公司 RO 2 01 December 2003 18 October 2008
Haitong International Asset Management Limited 海通國際資產管理有限公司 RE 9 01 December 2003 18 October 2008
Haitong International Asset Management Limited 海通國際資產管理有限公司 RE 4 01 December 2003 18 October 2008
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 01 April 2003 18 October 2008
Haitong International Securities Company Limited 海通國際證券有限公司 RE 4 01 April 2003 20 March 2004
Haitong International Futures Limited 海通國際期貨有限公司 RE 9 01 April 2003 20 March 2004
Haitong International Futures Limited 海通國際期貨有限公司 RE 5 01 April 2003 01 December 2003
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 01 April 2003 01 December 2003
Haitong International Futures Limited 海通國際期貨有限公司 RE 7 01 April 2003 26 November 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 6 01 April 2003 29 September 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 7 01 April 2003 29 September 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 9 01 April 2003 29 September 2003