SFC Licences of NG Hay Ping 吳熹平
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
MFG Limited 峰滙金融集團有限公司 | RO | 5 | 01 November 2018 | |
MFG Limited 峰滙金融集團有限公司 | RO | 2 | 01 November 2018 | |
MFG Limited 峰滙金融集團有限公司 | RO | 4 | 07 February 2018 | |
MFG Limited 峰滙金融集團有限公司 | RO | 1 | 07 February 2018 | |
MFG Limited 峰滙金融集團有限公司 | RE | 4 | 01 February 2018 | 07 February 2018 |
MFG Limited 峰滙金融集團有限公司 | RE | 1 | 01 February 2018 | 07 February 2018 |
Ayers Alliance Securities (HK) Limited 澳豐証券香港有限公司 | RO | 4 | 07 October 2013 | 26 January 2018 |
Ayers Alliance Securities (HK) Limited 澳豐証券香港有限公司 | RO | 1 | 07 October 2013 | 26 January 2018 |
Beevest Securities Limited 蜂投證券有限公司 | RO | 4 | 25 May 2010 | 04 May 2012 |
Mega Capital (Asia) Company Limited 兆豐資本(亞洲)有限公司 | RO | 1 | 30 March 2010 | 04 May 2012 |
Beevest Securities Limited 蜂投證券有限公司 | RO | 2 | 11 August 2006 | 04 May 2012 |
Beevest Securities Limited 蜂投證券有限公司 | RO | 1 | 11 August 2006 | 04 May 2012 |
Beevest Securities Limited 蜂投證券有限公司 | RE | 2 | 05 July 2006 | 11 August 2006 |
Beevest Securities Limited 蜂投證券有限公司 | RE | 1 | 05 July 2006 | 11 August 2006 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 01 April 2003 | 13 May 2006 |
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 01 April 2003 | 13 May 2006 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 6 | 01 April 2003 | 03 June 2004 |
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 5 | 01 April 2003 | 03 June 2004 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 9 | 01 April 2003 | 03 June 2004 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 01 April 2003 | 03 June 2004 |
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 9 | 01 April 2003 | 03 June 2004 |