SFC Licences of LIM John Barclay 林坤海
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| South China Capital Limited 南華融資有限公司 | RO | 6 | 09 February 2009 | 01 June 2010 |
| South China Research Limited 南華資料研究有限公司 | RO | 4 | 09 February 2009 | 01 June 2010 |
| South China Securities Limited 南華證券投資有限公司 | RO | 1 | 09 February 2009 | 01 June 2010 |