SFC Licences of CHAN Vai Ha, Janet 陳惠霞

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Central Wealth Securities Investment Limited 中達證券投資有限公司 RE 1 28 July 2017
CMBC Securities Company Limited 民銀證券有限公司 RO 1 19 November 2014 03 July 2017
CMBC Securities Company Limited 民銀證券有限公司 RE 1 25 November 2011 19 November 2014
Prime Courage Securities Company Limited 安裕證券投資有限公司 RO 1 19 September 2011 23 November 2011
Oriental Wealth Securities Limited 東方滙富證券有限公司 RE 1 03 February 2010 01 September 2011
Oriental Wealth Securities Limited 東方滙富證券有限公司 RO 1 05 September 2008 03 February 2010
Roofer Securities Limited 路華證券有限公司 RE 1 02 June 2008 28 August 2008
Lehin Securities Limited 利興股票有限公司 RE 1 01 February 2008 03 March 2008
Lehin Securities Limited 利興股票有限公司 RO 1 01 April 2003 01 February 2008
Lehin Securities Limited 利興股票有限公司 RO 9 01 April 2003 18 January 2005
Lehin Securities Limited 利興股票有限公司 RO 4 01 April 2003 18 January 2005
Lehin Securities Limited 利興股票有限公司 RO 6 01 April 2003 18 January 2005