SFC Licences of CHAN Vai Ha, Janet 陳惠霞
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Central Wealth Securities Investment Limited 中達證券投資有限公司 | RE | 1 | 28 July 2017 | |
CMBC Securities Company Limited 民銀證券有限公司 | RO | 1 | 19 November 2014 | 03 July 2017 |
CMBC Securities Company Limited 民銀證券有限公司 | RE | 1 | 25 November 2011 | 19 November 2014 |
Prime Courage Securities Company Limited 安裕證券投資有限公司 | RO | 1 | 19 September 2011 | 23 November 2011 |
Oriental Wealth Securities Limited 東方滙富證券有限公司 | RE | 1 | 03 February 2010 | 01 September 2011 |
Oriental Wealth Securities Limited 東方滙富證券有限公司 | RO | 1 | 05 September 2008 | 03 February 2010 |
Roofer Securities Limited 路華證券有限公司 | RE | 1 | 02 June 2008 | 28 August 2008 |
Lehin Securities Limited 利興股票有限公司 | RE | 1 | 01 February 2008 | 03 March 2008 |
Lehin Securities Limited 利興股票有限公司 | RO | 1 | 01 April 2003 | 01 February 2008 |
Lehin Securities Limited 利興股票有限公司 | RO | 9 | 01 April 2003 | 18 January 2005 |
Lehin Securities Limited 利興股票有限公司 | RO | 4 | 01 April 2003 | 18 January 2005 |
Lehin Securities Limited 利興股票有限公司 | RO | 6 | 01 April 2003 | 18 January 2005 |