SFC Licences of ARCULLI Kim Melanie
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 16 November 2010 | 25 July 2011 |
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 1 | 16 November 2010 | 25 July 2011 |
CLSA Limited 中信里昂證券有限公司 | RE | 1 | 03 January 2007 | 24 April 2009 |
CLSA Futures Limited 里昂期貨有限公司 | RE | 2 | 03 January 2007 | 31 July 2007 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 4 | 05 March 2004 | 25 May 2005 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 05 March 2004 | 25 May 2005 |
St. James's Place (Hong Kong) Limited | RE | 4 | 01 April 2003 | 15 April 2003 |
St. James's Place (Hong Kong) Limited | RE | 9 | 01 April 2003 | 15 April 2003 |
St. James's Place (Hong Kong) Limited | RE | 6 | 01 April 2003 | 15 April 2003 |