SFC Licences of WONG Chung Mun 黃仲文

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RO 2 09 April 2021
Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 RO 9 05 September 2018
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 RO 5 05 September 2018
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RO 4 05 September 2018
Guotai Junan FX Limited 國泰君安外匯有限公司 RO 3 05 September 2018
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 RO 2 05 September 2018
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RO 1 05 September 2018
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 4 05 September 2018 05 September 2018
Guotai Junan FX Limited 國泰君安外匯有限公司 RE 3 05 September 2018 05 September 2018
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 RE 2 05 September 2018 05 September 2018
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 1 05 September 2018 05 September 2018
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 RE 5 05 September 2018 05 September 2018
Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 RE 9 05 September 2018 05 September 2018
BOCI Commodities & Futures Limited 中銀國際期貨有限公司 RO 5 09 September 2013 01 December 2016
BOCI Commodities & Futures Limited 中銀國際期貨有限公司 RO 2 09 September 2013 01 December 2016
BOCI Securities Limited 中銀國際證券有限公司 RO 5 06 October 2005 01 December 2016
BOCI Securities Limited 中銀國際證券有限公司 RO 2 06 October 2005 01 December 2016
BOCI Securities Limited 中銀國際證券有限公司 RO 4 03 November 2004 01 December 2016
BOCI Securities Limited 中銀國際證券有限公司 RO 1 03 February 2004 01 December 2016
BOCI Securities Limited 中銀國際證券有限公司 RO 3 25 February 2011 02 July 2015
BOCI Asset Management Limited 中銀國際資產管理有限公司 RO 9 03 July 2008 24 December 2014
BOCI Commodities & Futures Limited 中銀國際期貨有限公司 RO 5 17 November 2004 30 September 2011
BOCI Commodities & Futures Limited 中銀國際期貨有限公司 RO 2 03 February 2004 30 September 2011
BOCI Commodities & Futures Limited 中銀國際期貨有限公司 RE 2 02 January 2004 03 February 2004
BOCI Securities Limited 中銀國際證券有限公司 RE 1 02 January 2004 03 February 2004
Haitong International Securities Company Limited 海通國際證券有限公司 RO 3 30 September 2003 22 December 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 01 April 2003 22 December 2003
iBest Securities Company Limited RE 1 01 April 2003 22 December 2003
Haitong International Futures Limited 海通國際期貨有限公司 RO 2 01 April 2003 22 December 2003
Haitong International Futures Limited 海通國際期貨有限公司 RO 5 01 April 2003 22 December 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 4 01 April 2003 26 August 2003
iBest Securities Company Limited RE 4 01 April 2003 26 August 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 6 01 April 2003 26 August 2003
iBest Securities Company Limited RE 6 01 April 2003 26 August 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 7 01 April 2003 26 August 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 9 01 April 2003 26 August 2003
iBest Securities Company Limited RE 9 01 April 2003 26 August 2003
Haitong International Futures Limited 海通國際期貨有限公司 RO 7 01 April 2003 26 August 2003
Haitong International Futures Limited 海通國際期貨有限公司 RO 9 01 April 2003 26 August 2003