SFC Licences of CRUZ Thomas 高志強

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Quam Securities Limited 華富建業證券有限公司	RE	2	19 June 2012	07 November 2013
Quam Securities Limited 華富建業證券有限公司	RE	1	19 June 2012	07 November 2013
BOCI Securities Limited 中銀國際證券有限公司	RE	3	22 June 2011	30 December 2011
BOCI Securities Limited 中銀國際證券有限公司	RE	2	01 February 2011	30 December 2011
BOCI Securities Limited 中銀國際證券有限公司	RE	1	01 February 2011	30 December 2011
HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司	RE	3	01 April 2003	01 January 2011
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司	RE	1	01 April 2003	01 January 2011
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司	RE	2	01 April 2003	01 January 2011
HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司	RE	2	01 April 2003	01 January 2011
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司	RE	9	01 April 2003	04 August 2004
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司	RE	4	01 April 2003	04 August 2004
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司	RE	6	01 April 2003	04 August 2004
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司	RE	9	01 April 2003	04 August 2004
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司	RE	5	01 April 2003	04 August 2004
HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司	RE	5	01 April 2003	04 August 2004
HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司	RE	9	01 April 2003	04 August 2004
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司	RE	7	01 April 2003	02 September 2003