SFC Licences of CHOW Yim Man, Raymond 周炎文

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BOCI Securities Limited 中銀國際證券有限公司 RE 3 03 May 2011 27 November 2014
BOCI Securities Limited 中銀國際證券有限公司 RE 2 25 October 2005 19 January 2017
BOCI Securities Limited 中銀國際證券有限公司 RE 1 10 February 2004 19 January 2017
BOCI Commodities & Futures Limited 中銀國際期貨有限公司 RE 2 10 February 2004 27 January 2011
Pacific Challenge Futures Hong Kong Limited 太平洋興業期貨有限公司 RE 2 01 April 2003 10 February 2004
Great Bay Securities Limited 大灣區深港證券有限公司 RE 1 01 April 2003 10 February 2004
Great Bay Securities Limited 大灣區深港證券有限公司 RE 6 01 April 2003 30 May 2003
Great Bay Securities Limited 大灣區深港證券有限公司 RE 9 01 April 2003 30 May 2003
Pacific Challenge Futures Hong Kong Limited 太平洋興業期貨有限公司 RE 5 01 April 2003 30 May 2003
Pacific Challenge Futures Hong Kong Limited 太平洋興業期貨有限公司 RE 9 01 April 2003 30 May 2003
Great Bay Securities Limited 大灣區深港證券有限公司 RE 4 01 April 2003 30 May 2003