SFC Licences of CHOW Yim Man, Raymond 周炎文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BOCI Securities Limited 中銀國際證券有限公司 | RE | 3 | 03 May 2011 | 27 November 2014 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 25 October 2005 | 19 January 2017 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 10 February 2004 | 19 January 2017 |
BOCI Commodities & Futures Limited 中銀國際期貨有限公司 | RE | 2 | 10 February 2004 | 27 January 2011 |
Pacific Challenge Futures Hong Kong Limited 太平洋興業期貨有限公司 | RE | 2 | 01 April 2003 | 10 February 2004 |
Great Bay Securities Limited 大灣區深港證券有限公司 | RE | 1 | 01 April 2003 | 10 February 2004 |
Great Bay Securities Limited 大灣區深港證券有限公司 | RE | 6 | 01 April 2003 | 30 May 2003 |
Great Bay Securities Limited 大灣區深港證券有限公司 | RE | 9 | 01 April 2003 | 30 May 2003 |
Pacific Challenge Futures Hong Kong Limited 太平洋興業期貨有限公司 | RE | 5 | 01 April 2003 | 30 May 2003 |
Pacific Challenge Futures Hong Kong Limited 太平洋興業期貨有限公司 | RE | 9 | 01 April 2003 | 30 May 2003 |
Great Bay Securities Limited 大灣區深港證券有限公司 | RE | 4 | 01 April 2003 | 30 May 2003 |