SFC Licences of SHUM Yan Yee, Marceline 岑人兒
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Fulbright Securities Limited 富昌證券有限公司 | RE | 1 | 10 March 2017 | 27 February 2023 |
Promising Securities Company Limited 昌盛證券有限公司 | RE | 1 | 02 January 2004 | 10 February 2017 |
Promising Securities Company 昌盛證券公司 | RE | 1 | 01 April 2003 | 02 January 2004 |
Promising Securities Company 昌盛證券公司 | RE | 4 | 01 April 2003 | 24 December 2003 |
Promising Securities Company 昌盛證券公司 | RE | 6 | 01 April 2003 | 24 December 2003 |
Promising Securities Company 昌盛證券公司 | RE | 9 | 01 April 2003 | 24 December 2003 |