SFC Licences of SHUM Yan Yee, Marceline 岑人兒

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Fulbright Securities Limited 富昌證券有限公司 RE 1 10 March 2017 27 February 2023
Promising Securities Company Limited 昌盛證券有限公司 RE 1 02 January 2004 10 February 2017
Promising Securities Company 昌盛證券公司 RE 1 01 April 2003 02 January 2004
Promising Securities Company 昌盛證券公司 RE 4 01 April 2003 24 December 2003
Promising Securities Company 昌盛證券公司 RE 6 01 April 2003 24 December 2003
Promising Securities Company 昌盛證券公司 RE 9 01 April 2003 24 December 2003