SFC Licences of CHAN Kam Shui, Ricky 陳錦緒

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 RE 1 27 October 2015
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 1 21 June 2012 26 October 2015
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 1 14 August 2006 10 April 2013
Hongkong Bay Securities Limited 港灣證券有限公司 RE 1 05 July 2006 31 July 2006
Whole Win Securities Limited 鴻運証券有限公司 RE 1 17 April 2004 31 May 2006
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 1 20 February 2004 01 April 2004
Fulbright Securities Limited 富昌證券有限公司 RE 1 01 April 2003 31 December 2003
Fulbright Securities Limited 富昌證券有限公司 RE 4 01 April 2003 31 December 2003
Fulbright Securities Limited 富昌證券有限公司 RE 6 01 April 2003 31 December 2003
Fulbright Securities Limited 富昌證券有限公司 RE 7 01 April 2003 31 December 2003
Fulbright Securities Limited 富昌證券有限公司 RE 9 01 April 2003 31 December 2003