SFC Licences of CHAN Kam Shui, Ricky 陳錦緒
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 | RE | 1 | 27 October 2015 | |
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 1 | 21 June 2012 | 26 October 2015 |
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 1 | 14 August 2006 | 10 April 2013 |
Hongkong Bay Securities Limited 港灣證券有限公司 | RE | 1 | 05 July 2006 | 31 July 2006 |
Whole Win Securities Limited 鴻運証券有限公司 | RE | 1 | 17 April 2004 | 31 May 2006 |
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 1 | 20 February 2004 | 01 April 2004 |
Fulbright Securities Limited 富昌證券有限公司 | RE | 1 | 01 April 2003 | 31 December 2003 |
Fulbright Securities Limited 富昌證券有限公司 | RE | 4 | 01 April 2003 | 31 December 2003 |
Fulbright Securities Limited 富昌證券有限公司 | RE | 9 | 01 April 2003 | 31 December 2003 |
Fulbright Securities Limited 富昌證券有限公司 | RE | 7 | 01 April 2003 | 31 December 2003 |
Fulbright Securities Limited 富昌證券有限公司 | RE | 6 | 01 April 2003 | 31 December 2003 |