SFC Licences of KWOK Chi Wah 郭志華
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
South China Securities Limited 南華證券投資有限公司 | RE | 1 | 01 April 2003 | 30 June 2014 |
South China Commodities Limited 南華期貨有限公司 | RE | 2 | 01 April 2003 | 30 June 2014 |
South China Securities Limited 南華證券投資有限公司 | RE | 4 | 01 April 2003 | 16 December 2003 |
South China Securities Limited 南華證券投資有限公司 | RE | 6 | 01 April 2003 | 16 December 2003 |
South China Securities Limited 南華證券投資有限公司 | RE | 7 | 01 April 2003 | 16 December 2003 |
South China Securities Limited 南華證券投資有限公司 | RE | 9 | 01 April 2003 | 16 December 2003 |
South China Commodities Limited 南華期貨有限公司 | RE | 5 | 01 April 2003 | 16 December 2003 |
South China Commodities Limited 南華期貨有限公司 | RE | 9 | 01 April 2003 | 16 December 2003 |
SCtrade.com Limited 南華互動金融網有限公司 | RE | 1 | 01 April 2003 | 16 December 2003 |
SCtrade.com Limited 南華互動金融網有限公司 | RE | 4 | 01 April 2003 | 16 December 2003 |
SCtrade.com Limited 南華互動金融網有限公司 | RE | 9 | 01 April 2003 | 16 December 2003 |