SFC Licences of TSUI Chi Man 徐志文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Open Securities Limited 開盤證券有限公司 | RO | 4 | 13 August 2004 | 31 December 2018 |
Open Securities Limited 開盤證券有限公司 | RO | 1 | 21 November 2003 | 31 December 2018 |
Open Asset Management Limited 開盤資産管理有限公司 | RO | 4 | 21 November 2003 | 31 December 2018 |
Open Securities Limited 開盤證券有限公司 | RE | 1 | 10 September 2003 | 21 November 2003 |
Tse's Securities Limited 謝氏膺暉證券有限公司 | RE | 1 | 01 April 2003 | 10 September 2003 |
Tse's Securities Limited 謝氏膺暉證券有限公司 | RE | 9 | 01 April 2003 | 04 September 2003 |
Tse's Securities Limited 謝氏膺暉證券有限公司 | RE | 6 | 01 April 2003 | 04 September 2003 |
Tse's Securities Limited 謝氏膺暉證券有限公司 | RE | 4 | 01 April 2003 | 04 September 2003 |