SFC Licences of TSUI Chi Man 徐志文

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Open Securities Limited 開盤證券有限公司 RO 4 13 August 2004 31 December 2018
Open Securities Limited 開盤證券有限公司 RO 1 21 November 2003 31 December 2018
Open Asset Management Limited 開盤資産管理有限公司 RO 4 21 November 2003 31 December 2018
Open Securities Limited 開盤證券有限公司 RE 1 10 September 2003 21 November 2003
Tse's Securities Limited 謝氏膺暉證券有限公司 RE 1 01 April 2003 10 September 2003
Tse's Securities Limited 謝氏膺暉證券有限公司 RE 9 01 April 2003 04 September 2003
Tse's Securities Limited 謝氏膺暉證券有限公司 RE 6 01 April 2003 04 September 2003
Tse's Securities Limited 謝氏膺暉證券有限公司 RE 4 01 April 2003 04 September 2003