SFC Licences of GORGES Richard Howard
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| South China Securities Limited 南華證券投資有限公司 | RE | 1 | 29 November 2007 | 26 January 2015 |
| South China Research Limited 南華資料研究有限公司 | RE | 4 | 29 November 2007 | 22 December 2009 |
| RE | 9 | 29 November 2007 | 26 June 2009 | |
| South China Capital Limited 南華融資有限公司 | RE | 6 | 29 November 2007 | 26 June 2009 |
| South China Commodities Limited 南華期貨有限公司 | RE | 2 | 29 November 2007 | 26 June 2009 |
| South China Research Limited 南華資料研究有限公司 | RO | 4 | 01 April 2003 | 21 December 2007 |
| RO | 9 | 01 April 2003 | 21 December 2007 | |
| South China Capital Limited 南華融資有限公司 | RO | 6 | 01 April 2003 | 21 December 2007 |
| South China Commodities Limited 南華期貨有限公司 | RO | 2 | 01 April 2003 | 21 December 2007 |
| South China Securities Limited 南華證券投資有限公司 | RO | 1 | 01 April 2003 | 21 December 2007 |
| South China Securities Limited 南華證券投資有限公司 | RO | 7 | 01 April 2003 | 31 January 2005 |
| RO | 6 | 01 April 2003 | 31 January 2005 | |
| RO | 4 | 01 April 2003 | 31 January 2005 | |
| South China Commodities Limited 南華期貨有限公司 | RO | 9 | 01 April 2003 | 31 January 2005 |
| South China Commodities Limited 南華期貨有限公司 | RO | 5 | 01 April 2003 | 31 January 2005 |
| South China Research Limited 南華資料研究有限公司 | RO | 9 | 01 April 2003 | 31 January 2005 |
| South China Research Limited 南華資料研究有限公司 | RO | 6 | 01 April 2003 | 31 January 2005 |
| South China Securities Limited 南華證券投資有限公司 | RO | 4 | 01 April 2003 | 31 January 2005 |
| South China Securities Limited 南華證券投資有限公司 | RO | 9 | 01 April 2003 | 31 January 2005 |
| SCtrade.com Limited 南華互動金融網有限公司 | RO | 4 | 01 April 2003 | 09 February 2004 |
| SCtrade.com Limited 南華互動金融網有限公司 | RO | 1 | 01 April 2003 | 09 February 2004 |
| SCtrade.com Limited 南華互動金融網有限公司 | RO | 6 | 01 April 2003 | 09 February 2004 |
| SCtrade.com Limited 南華互動金融網有限公司 | RO | 9 | 01 April 2003 | 09 February 2004 |
| South China Capital Limited 南華融資有限公司 | RO | 4 | 01 April 2003 | 04 September 2003 |
| South China Capital Limited 南華融資有限公司 | RO | 9 | 01 April 2003 | 04 September 2003 |