SFC Licences of POON Sou Ling 潘秀玲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Enlighten Futures Limited 名匯期貨有限公司 | RE | 2 | 28 October 2005 | |
| Enlighten Securities Limited 名匯證券有限公司 | RE | 1 | 28 October 2005 | |
| Piper Jaffray Asia Futures Limited 派杰亞洲期貨有限公司 | RE | 2 | 03 March 2004 | 22 October 2005 |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 | RE | 1 | 01 April 2003 | 22 October 2005 |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 | RE | 9 | 01 April 2003 | 03 March 2004 |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 | RE | 4 | 01 April 2003 | 03 March 2004 |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 | RE | 6 | 01 April 2003 | 03 March 2004 |