SFC Licences of NG Wai Ming, Michael 吳偉明

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Kaisa Financial Group Company Limited 佳兆業金融集團有限公司 RO 1 16 June 2008
Goldbridge Securities Limited 金橋證券有限公司 RO 1 04 July 2006 29 February 2008
Goldbridge Securities Limited 金橋證券有限公司 RE 1 15 May 2006 04 July 2006
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 13 October 2005 27 April 2006
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 13 October 2005 27 April 2006
OCBC Futures Investment (Hong Kong) Limited 華僑期貨投資 (香港) 有限公司 RE 2 04 August 2005 28 September 2005
OCBC Securities Brokerage (Hong Kong) Limited 華僑證券經紀 (香港) 有限公司 RE 1 04 August 2005 28 September 2005
BOCOM International Holdings Company Limited 交銀國際控股有限公司 RE 1 27 May 2005 08 July 2005
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 11 July 2003 20 May 2005
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 11 July 2003 20 May 2005
MTF Securities Limited 名泰富證券有限公司 RO 4 23 May 2003 14 June 2003
MTF Securities Limited 名泰富證券有限公司 RO 1 23 May 2003 14 June 2003
Magusta Futures Limited 邁高達期貨有限公司 RE 5 23 May 2003 14 June 2003
Magusta Futures Limited 邁高達期貨有限公司 RE 2 23 May 2003 14 June 2003