SFC Licences of LAU Jennifer P.T. 劉寶弟
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Celestial Securities Limited 時富證券有限公司 | RE | 1 | 02 April 2004 | 23 March 2010 |
VC Brokerage Limited 滙盈證券有限公司 | RE | 1 | 03 December 2003 | 22 March 2004 |
Stockwell Securities Limited 常匯證券有限公司 | RE | 1 | 01 April 2003 | 03 December 2003 |
Stockwell Securities Limited 常匯證券有限公司 | RE | 4 | 01 April 2003 | 03 December 2003 |
Stockwell Securities Limited 常匯證券有限公司 | RE | 6 | 01 April 2003 | 03 December 2003 |
Stockwell Securities Limited 常匯證券有限公司 | RE | 9 | 01 April 2003 | 03 December 2003 |
Stockwell Securities Limited 常匯證券有限公司 | RE | 7 | 01 April 2003 | 07 July 2003 |