SFC Licences of SO Sau Kuen, Nancy 蘇秀娟
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 | RE | 2 | 23 July 2003 | |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 6 | 17 July 2003 | |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 4 | 17 July 2003 | |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 17 July 2003 | |
| UOB Kay Hian Asia Limited 大華繼顯亞洲有限公司 | RO | 1 | 01 April 2003 | 18 October 2005 |
| UOB Kay Hian Asia Limited 大華繼顯亞洲有限公司 | RO | 4 | 01 April 2003 | 18 October 2005 |
| UOB Kay Hian Asia Limited 大華繼顯亞洲有限公司 | RO | 6 | 01 April 2003 | 12 January 2005 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RO | 6 | 01 April 2003 | 17 July 2003 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RO | 1 | 01 April 2003 | 17 July 2003 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RO | 4 | 01 April 2003 | 17 July 2003 |
| UOB Kay Hian Asia Limited 大華繼顯亞洲有限公司 | RO | 9 | 01 April 2003 | 17 July 2003 |