SFC Licences of TAM Shui Ming, Simon 譚瑞明

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 2 13 February 2017
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 1 13 February 2017
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 2 17 October 2016 12 February 2017
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 1 17 October 2016 12 February 2017
MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司 RE 2 31 May 2004 22 June 2016
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 RE 1 01 April 2003 22 June 2016
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 RE 4 01 April 2003 09 July 2003
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 RE 9 01 April 2003 09 July 2003
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 RE 6 01 April 2003 09 July 2003