SFC Licences of TSE Wing Sang, David 謝永生

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Win Securities Limited 贏證券有限公司 RE 7 21 November 2007 14 December 2007
Win Securities Limited 贏證券有限公司 RE 1 21 November 2007 14 December 2007
Monex Boom Securities (H.K.) Limited 寶盛證券(香港)有限公司 RE 7 21 November 2007 14 December 2007
Monex Boom Securities (H.K.) Limited 寶盛證券(香港)有限公司 RE 1 21 November 2007 14 December 2007
Win Securities Limited 贏證券有限公司 RE 7 28 April 2005 13 June 2005
Win Securities Limited 贏證券有限公司 RE 1 28 April 2005 13 June 2005
Monex Boom Securities (H.K.) Limited 寶盛證券(香港)有限公司 RE 7 28 April 2005 13 June 2005
Monex Boom Securities (H.K.) Limited 寶盛證券(香港)有限公司 RE 1 28 April 2005 13 June 2005
Kingsway Financial Services Group Limited 滙富金融服務有限公司 RE 1 25 August 2003 22 September 2003
CSC Securities (HK) Limited 群益證券(香港)有限公司 RE 1 01 April 2003 11 August 2003
CSC Securities (HK) Limited 群益證券(香港)有限公司 RE 7 01 April 2003 09 August 2003
CSC Securities (HK) Limited 群益證券(香港)有限公司 RE 9 01 April 2003 09 August 2003
CSC Securities (HK) Limited 群益證券(香港)有限公司 RE 6 01 April 2003 09 August 2003
CSC Securities (HK) Limited 群益證券(香港)有限公司 RE 4 01 April 2003 09 August 2003